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EPT Disclosure- Amendment

15th Sep 2008 14:50

RNS Number : 4621D
Deutsche Bank AG
15 September 2008
 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
 
 
Amendment
 
1. KEY INFORMATION
 
Name of exempt principal trader
Deutsche Securities Australia Limited
Company dealt in
Rio Tinto Limited
Class of relevant security to which the dealings being disclosed relate(Note 1)
Ordinary
Date of dealing
12/09/2008
 
 
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
 
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
 
 
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
1,722,708 0.38
-836,061 -0.18
(2) Derivatives (other than options)
 
707,859 0.15
-1,360,740 -0.30
(3) Options and agreements to purchase/sell
 
1,202,000 0.26
-913,100 -0.20
Total
 
3,632,567 0.80
-3,109,901 -0.68
 
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
 
Class of relevant security:
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
 
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
 
 
 
(c) Rights to subscribe (Note 2)
 
Class of relevant security:
 
Details
 
 
 
3. DEALINGS (Note 3)
 
(a) Purchases and sales
 
Purchase/sale
 
Number of securities
Price per unit (Note 4)
AUD $
Purchase
848
102.77
Purchase
110
102.78
Purchase
772
102.79
Purchase
4
102.80
Purchase
552
102.81
Purchase
1
102.84
Purchase
144
102.85
Purchase
520
102.86
Purchase
1
102.87
Purchase
171
102.88
Purchase
649
102.89
Purchase
5
102.90
Purchase
516
102.91
Purchase
409
102.92
Purchase
271
102.93
Purchase
5
102.95
Purchase
243
102.96
Purchase
765
102.97
Purchase
59
102.98
Purchase
13
102.99
Purchase
123
103.00
Purchase
101
103.01
Purchase
11
103.02
Purchase
1
103.03
Purchase
2
103.04
Purchase
3
103.05
Purchase
579
103.06
Purchase
2
103.08
Purchase
9
103.09
Purchase
73
103.10
Purchase
566
103.11
Purchase
1160
103.12
Purchase
163
103.13
Purchase
1229
103.14
Purchase
624
103.15
Purchase
12
103.16
Purchase
477
103.17
Purchase
637
103.18
Purchase
9
103.19
Purchase
813
103.20
Purchase
1
103.22
Purchase
93
103.23
Purchase
3
103.24
Purchase
500
103.25
Purchase
6
103.26
Purchase
73
103.27
Purchase
1617
103.28
Purchase
99
103.29
Purchase
1687
103.30
Purchase
572
103.31
Purchase
629
103.32
Purchase
15
103.33
Purchase
94
103.34
Purchase
463
103.35
Purchase
968
103.36
Purchase
1038
103.37
Purchase
543
103.38
Purchase
500
103.39
Purchase
292
103.40
Purchase
20
103.41
Purchase
448
103.42
Purchase
767
103.43
Purchase
1609
103.44
Purchase
980
103.45
Purchase
859
103.46
Purchase
1719
103.47
Purchase
378
103.48
Purchase
496
103.50
Purchase
727
103.51
Purchase
456
103.52
Purchase
1825
103.53
Purchase
778
103.54
Purchase
1538
103.55
Purchase
1085
103.56
Purchase
379
103.57
Purchase
1599
103.58
Purchase
259
103.59
Purchase
181
103.60
Purchase
320
103.61
Purchase
522
103.62
Purchase
339
103.63
Purchase
545
103.64
Purchase
540
103.65
Purchase
190
103.66
Purchase
387
103.66
Purchase
898
103.67
Purchase
684
103.68
Purchase
745
103.69
Purchase
436
103.70
Purchase
39
103.71
Purchase
133
103.72
Purchase
13
103.73
Purchase
464
103.74
Purchase
46
103.75
Purchase
406
103.76
Purchase
475
103.77
Purchase
374
103.78
Purchase
544
103.79
Purchase
130
103.80
Purchase
341
103.81
Purchase
1637
103.82
Purchase
76
103.83
Purchase
463
103.84
Purchase
13
103.85
Purchase
1261
103.86
Purchase
51
103.87
Purchase
1233
103.88
Purchase
2481
103.89
Purchase
380
103.90
Purchase
3
103.91
Purchase
1086
103.92
Purchase
444
103.93
Purchase
738
103.94
Purchase
322
103.95
Purchase
778
103.96
Purchase
766
103.97
Purchase
2002
103.98
Purchase
917
103.99
Purchase
1916
104.00
Purchase
1582
104.01
Purchase
22
104.02
Purchase
328
104.03
Purchase
41
104.04
Purchase
867
104.05
Purchase
241
104.06
Purchase
536
104.07
Purchase
233
104.08
Purchase
114
104.09
Purchase
167
104.10
Purchase
87
104.11
Purchase
382
104.12
Purchase
131
104.13
Purchase
119
104.14
Purchase
457
104.15
Purchase
695
104.16
Purchase
26
104.17
Purchase
543
104.18
Purchase
48
104.19
Purchase
1997
104.20
Purchase
708
104.21
Purchase
10
104.22
Purchase
7
104.23
Purchase
11
104.24
Purchase
627
104.25
Purchase
232
104.26
Purchase
1
104.27
Purchase
1777
104.28
Purchase
457
104.29
Purchase
1081
104.30
Purchase
535
104.31
Purchase
10
104.32
Purchase
242
104.33
Purchase
85
104.34
Purchase
911
104.36
Purchase
1200
104.37
Purchase
567
104.38
Purchase
7
104.39
Purchase
1125
104.40
Purchase
494
104.41
Purchase
701
104.42
Purchase
661
104.43
Purchase
361
104.45
Purchase
321
104.46
Purchase
740
104.47
Purchase
41
104.48
Purchase
189
104.49
Purchase
1136
104.50
Purchase
633
104.51
Purchase
343
104.52
Purchase
729
104.53
Purchase
71
104.54
Purchase
10
104.55
Purchase
398
104.56
Purchase
21
104.57
Purchase
4
104.58
Purchase
111
104.59
Purchase
525
104.60
Purchase
348
104.62
Purchase
10
104.63
Purchase
450
104.66
Purchase
1
104.67
Purchase
364
104.68
Purchase
1009
104.69
Purchase
14
104.70
Purchase
7
104.71
Purchase
542
104.72
Purchase
149
104.73
Purchase
362
104.74
Purchase
8
104.83
Purchase
149
104.87
Purchase
1
104.89
Purchase
488
104.90
Purchase
1
104.91
Purchase
1
104.92
Purchase
386
104.93
Purchase
79
104.94
Purchase
281
104.95
Purchase
925
104.96
Purchase
577
104.98
Purchase
855
104.99
Purchase
1618
105.00
Purchase
80
105.01
Purchase
10
105.03
Purchase
1
105.08
Purchase
9
105.14
Purchase
1
105.15
Purchase
13
105.18
Purchase
73
105.19
Purchase
1768
105.20
Purchase
125
105.21
Purchase
12
105.24
Purchase
7
105.28
Purchase
2
105.29
Purchase
9
105.30
Purchase
22092
106.25
Purchase
27000
107.66
Purchase
81300
110.25
Purchase
11000
130.00
TOTAL PURCHASE
240911
 
Sale
482
101.55
Sale
453
102.77
Sale
356
102.78
Sale
126
102.79
Sale
48
102.80
Sale
142
102.83
Sale
117
102.84
Sale
599
102.85
Sale
1261
102.86
Sale
104
102.87
Sale
38
102.88
Sale
435
102.89
Sale
145
102.90
Sale
137
102.91
Sale
424
102.92
Sale
257
102.93
Sale
38
102.95
Sale
45
102.96
Sale
180
102.97
Sale
459
102.98
Sale
828
102.99
Sale
381
103.00
Sale
208
103.01
Sale
477
103.02
Sale
179
103.03
Sale
407
103.04
Sale
116
103.06
Sale
247
103.08
Sale
1509
103.09
Sale
53
103.10
Sale
70
103.11
Sale
65
103.12
Sale
39
103.13
Sale
163
103.15
Sale
91
103.16
Sale
500
103.17
Sale
692
103.18
Sale
300
103.19
Sale
76
103.21
Sale
568
103.22
Sale
923
103.23
Sale
403
103.25
Sale
473
103.27
Sale
37
103.29
Sale
597
103.30
Sale
57
103.31
Sale
519
103.32
Sale
429
103.33
Sale
127
103.34
Sale
97
103.35
Sale
15
103.36
Sale
249
103.37
Sale
443
103.38
Sale
2304
103.39
Sale
1055
103.40
Sale
1404
103.41
Sale
1360
103.42
Sale
694
103.43
Sale
399
103.44
Sale
371
103.45
Sale
294
103.46
Sale
966
103.47
Sale
45
103.48
Sale
656
103.49
Sale
174
103.50
Sale
19
103.51
Sale
63
103.52
Sale
305
103.53
Sale
471
103.54
Sale
586
103.55
Sale
568
103.56
Sale
544
103.57
Sale
699
103.58
Sale
700
103.59
Sale
1461
103.60
Sale
2488
103.61
Sale
860
103.62
Sale
1459
103.63
Sale
351
103.64
Sale
318
103.65
Sale
892
103.66
Sale
203
103.67
Sale
384
103.68
Sale
419
103.69
Sale
275
103.70
Sale
1078
103.71
Sale
1421
103.72
Sale
833
103.73
Sale
1054
103.74
Sale
2278
103.75
Sale
1236
103.76
Sale
1226
103.77
Sale
1163
103.78
Sale
385
103.79
Sale
578
103.80
Sale
377
103.81
Sale
191
103.82
Sale
345
103.83
Sale
343
103.84
Sale
1175
103.86
Sale
60
103.87
Sale
262
103.88
Sale
394
103.89
Sale
471
103.90
Sale
195
103.92
Sale
290
103.93
Sale
1240
103.94
Sale
65
103.95
Sale
434
103.96
Sale
539
103.97
Sale
773
103.98
Sale
228
103.99
Sale
113
104.00
Sale
67
104.01
Sale
491
104.02
Sale
460
104.03
Sale
1351
104.03
Sale
6349
104.04
Sale
178
104.04
Sale
100
104.05
Sale
277
104.06
Sale
47
104.07
Sale
89
104.08
Sale
1351
104.08
Sale
1739
104.09
Sale
2103
104.10
Sale
779
104.12
Sale
431
104.13
Sale
364
104.14
Sale
40
104.15
Sale
655
104.16
Sale
592
104.17
Sale
625
104.18
Sale
484
104.19
Sale
1000
104.20
Sale
1232
104.21
Sale
274
104.22
Sale
753
104.23
Sale
414
104.24
Sale
140
104.25
Sale
169
104.26
Sale
471
104.27
Sale
709
104.28
Sale
381
104.29
Sale
1432
104.30
Sale
789
104.31
Sale
751
104.32
Sale
62
104.33
Sale
46
104.34
Sale
5
104.35
Sale
464
104.37
Sale
319
104.38
Sale
302
104.39
Sale
86
104.40
Sale
440
104.41
Sale
3
104.42
Sale
431
104.43
Sale
971
104.44
Sale
471
104.45
Sale
1182
104.46
Sale
242
104.47
Sale
611
104.48
Sale
114
104.49
Sale
317
104.50
Sale
177
104.51
Sale
1
104.54
Sale
48
104.57
Sale
1221
104.58
Sale
228
104.59
Sale
102
104.60
Sale
51
104.61
Sale
2142
104.62
Sale
350
104.66
Sale
518
104.71
Sale
85
104.72
Sale
40
104.74
Sale
675
104.75
Sale
136
104.83
Sale
103
104.85
Sale
235
104.86
Sale
137
104.87
Sale
43
104.89
Sale
87
104.91
Sale
578
104.93
Sale
96
104.94
Sale
780
104.95
Sale
111
105.00
Sale
168
105.02
Sale
142
105.04
Sale
606
105.09
Sale
763
105.14
Sale
511
105.18
Sale
460
105.19
Sale
387
105.20
Sale
48
105.21
Sale
107
105.23
Sale
270
105.28
Sale
13051
105.34
Sale
23066
106.25
Sale
27000
107.66
Sale
81300
110.25
TOTAL SALES
247,694
 
 
(b) Derivatives transactions (other than options)
 
Product name,
e.g. CFD
Long/short (Note 5)
Number of securities (Note 6)
Price per unit (Note 4)
AUD $
CFD
Long
199
102.85
CFD
Long
332
102.92
CFD
Long
5
102.95
CFD
Long
162
102.98
CFD
Long
38
102.99
CFD
Long
162
103.15
CFD
Long
117
103.18
CFD
Long
2
103.19
CFD
Long
93
103.23
CFD
Long
200
103.25
CFD
Long
37
103.29
CFD
Long
509
103.30
CFD
Long
153
103.32
CFD
Long
1500
103.39
CFD
Long
93
103.41
CFD
Long
439
103.42
CFD
Long
100
103.50
CFD
Long
184
103.60
CFD
Long
127
103.69
CFD
Long
50
103.70
CFD
Long
1773
103.75
CFD
Long
6349
104.04
CFD
Long
3
104.08
CFD
Long
155
104.09
CFD
Long
1
104.10
CFD
Long
750
104.23
CFD
Long
122
104.26
CFD
Long
1
104.28
CFD
Long
1001
104.30
CFD
Long
75
104.62
CFD
Long
350
104.66
CFD
Long
550
104.95
CFD
Long
13051
105.34
CFD
Long
12800
106.25
CFD
Long
27000
107.66
CFD
Long
81300
110.25
CFD
Short
103
102.78
CFD
Short
29
102.85
CFD
Short
65
102.91
CFD
Short
12
102.92
CFD
Short
111
102.93
CFD
Short
51
102.98
CFD
Short
108
103.00
CFD
Short
88
103.01
CFD
Short
61
103.10
CFD
Short
26
103.11
CFD
Short
45
103.27
CFD
Short
95
103.29
CFD
Short
118
103.30
CFD
Short
79
103.31
CFD
Short
92
103.32
CFD
Short
42
103.34
CFD
Short
156
103.35
CFD
Short
58
103.36
CFD
Short
114
103.37
CFD
Short
15
103.45
CFD
Short
103
103.46
CFD
Short
57
103.51
CFD
Short
173
103.52
CFD
Short
257
103.53
CFD
Short
72
103.55
CFD
Short
89
103.56
CFD
Short
200
103.58
CFD
Short
67
103.59
CFD
Short
41
103.60
CFD
Short
212
103.61
CFD
Short
39
103.63
CFD
Short
71
103.64
CFD
Short
190
103.66
CFD
Short
370
103.66
CFD
Short
200
103.68
CFD
Short
63
103.69
CFD
Short
71
103.70
CFD
Short
31
103.71
CFD
Short
47
103.76
CFD
Short
89
103.77
CFD
Short
143
103.81
CFD
Short
813
103.82
CFD
Short
50
103.87
CFD
Short
100
103.90
CFD
Short
109
103.94
CFD
Short
128
103.95
CFD
Short
79
103.97
CFD
Short
163
103.98
CFD
Short
951
104.00
CFD
Short
100
104.03
CFD
Short
50
104.08
CFD
Short
1
104.09
CFD
Short
41
104.12
CFD
Short
67
104.13
CFD
Short
114
104.14
CFD
Short
12
104.17
CFD
Short
100
104.25
CFD
Short
68
104.30
CFD
Short
60
104.31
CFD
Short
79
104.34
CFD
Short
92
104.36
CFD
Short
1200
104.37
CFD
Short
100
104.59
CFD
Short
150
104.62
CFD
Short
100
104.95
CFD
Short
12800
106.25
CFD
Short
27000
107.66
CFD
Short
81300
110.25
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
 
Product name,
e.g. call option
 
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 6)
Exercise
price
Type, e.g. American, European etc.
Expiry
date
Option money
paid/received per unit (Note 4)
 
 
 
 
 
 
 
 
 
 
(ii) Exercising
 
Product name, e.g. call option
Number of securities
Exercise price per unit (Note 4)
 
Put Option
11,000
130.00
 
(d) Other dealings (including new securities) (Note 3)
 
Nature of transaction (Note 7)
 
Details
Price per unit (if applicable)(Note 4)
 
 
 
 
 
 
 
 
4. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 
 
 
 
 
 
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
 
 
Date of disclosure
15/09/2008
Contact name
Artie Movsesian
Telephone number
020 7545 8515
Name of offeree/offeror with which connected
Rio Tinto plc
Nature of connection (Note 9)
Connected Advisor to Offeree
 
 
Notes
 
The Notes on Form 38.5(b) can be viewed on the Takeover Panel’s website at www.thetakeoverpanel.org.uk

 

 
 
 
 
 
 
This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMUVSORWKRKAAR

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,684.56
Change50.81