7th Nov 2008 15:41
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
Amendment: Change to the total number of securities purchased and sold. Addition of swaps.
1. KEY INFORMATION
|
Name of exempt principal trader |
Citigroup Global Markets UK Equity Limited |
|
Company dealt in |
BHP Billiton Plc |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
Ord/Equity |
|
Date of dealing |
04 November 2008 |
DEALINGS (Note 2)
Purchases and sales
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
605,764 |
GBP 11.6200 |
GBP 10.1700 |
|
60,000 |
ZAR 165.0999 |
ZAR 165.0999 |
|
20,200 |
AUD 25.3631 |
AUD 25.3631 |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
622,341 |
GBP 11.3946 |
GBP 11.3696 |
|
60,000 |
ZAR 165.0999 |
ZAR 165.0999 |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Short |
20,200 |
AUD 25.3631 |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
None |
|
Date of disclosure |
07 November 2008 |
|
Contact name |
Pavla Trskova |
|
Telephone number |
02890 409544 |
|
Name of offeree/offeror with which connected |
BHP Billiton Plc |
|
Nature of connection (Note 6) |
Financial Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Amendment for TD 17/10/2008
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
930,494 |
GBP 9.0550 |
GBP 7.9250 |
|
320,000 |
ZAR 151.2999 |
ZAR 151.2999 |
|
Total number of securities sold |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
2,405,776 |
GBP 9.4674 |
GBP 8.9550 |
|
320,000 |
ZAR 151.2999 |
ZAR 151.2999 |
Amendment for TD 20/10/2008
|
Total number of securities sold |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
1,168,909 |
GBP 9.6219 |
GBP 8.9550 |
|
170,000 |
ZAR 163.2499 |
ZAR 163.2499 |
Amendment for TD 21/10/2008
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
3,029,470 |
GBP 10.2037 |
GBP 8.9739 |
|
95,000 |
ZAR 176.9999 |
ZAR 172.9999 |
|
200,000 |
AUD 25.3076 |
AUD 24.2961 |
Amendment for TD 22/10/2008
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
1,635,558 |
GBP 9.2300 |
GBP 8.7800 |
|
245,000 |
ZAR 173.4999 |
ZAR 160.99192 |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
2,002,999 |
GBP 9.7307 |
GBP 8.2177 |
|
245,000 |
ZAR 173.4999 |
ZAR 160.99192 |
Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Short |
3,541 |
GBP 8.7996 |
Amendment for TD 23/10/2008
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
491,178 |
GBP 8.6500 |
GBP 7.6700 |
|
100,000 |
ZAR 159.9999 |
ZAR 145.9994 |
Amendment for TD 24/10/2008
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
881,613 |
GBP 8.6850 |
GBP 7.7000 |
|
260,000 |
ZAR 144.4999 |
ZAR 144.4999 |
|
250,000 |
AUD 20.1596 |
AUD 20.1348 |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
1,079,449 |
GBP 8.6850 |
GBP 7.6950 |
|
260,000 |
ZAR 144.4999 |
ZAR 144.4999 |
Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Short |
125,000 |
AUD 20.1596 |
Amendment for TD 27/10/2008
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
775,181 |
GBP 8.6450 |
GBP 7.8470 |
|
110,000 |
ZAR 143.8499 |
ZAR 136.7490 |
Amendment for TD 28/10/2008
|
3,995,788 |
GBP 9.2000 |
GBP 8.0800 |
|
70,000 |
ZAR 149.9999 |
ZAR 141.9999 |
|
106,500 |
AUD 21.8621 |
AUD 21.8621 |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
4,169,509 |
GBP 9.3520 |
GBP 8.3370 |
|
70,000 |
ZAR 149.9999 |
ZAR 141.9999 |
Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Short |
106,500 |
AUD 21.8621 |
Amendment for TD 29/10/2008
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
1,710,859 |
GBP 10.2407 |
GBP 8.7000 |
|
20,000 |
ZAR 147.9999 |
ZAR 147.9999 |
|
175,000 |
AUD 23.4507 |
AUD 23.4507 |
Amendment for TD 30/10/2008
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
1,811,079 |
GBP 10.5000 |
GBP 9.8880 |
|
15,000 |
ZAR 164.9998 |
ZAR 164.9998 |
|
115,000 |
AUD 24.7951 |
AUD 24.7951 |
Amendment for TD 31/10/2008
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
502,231 |
GBP 10.5300 |
GBP 9.8000 |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
580,483 |
GBP 10.8336 |
GBP 9.7600 |
Amendment for TD 03/11/2008
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
737,870 |
GBP 10.9849 |
GBP 10.6012 |
|
120,000 |
AUD 25.9319 |
AUD 25.9319 |
|
150,000 |
ZAR 171.4999 |
ZAR 169.5999 |
Related Shares:
BHP Group