7th Nov 2008 15:46
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
Amendment: Additional securities purchased and sold. Addition of swap and options.
1. KEY INFORMATION
|
Name of exempt principal trader |
Citigroup Global Markets UK Equity Limited |
|
Company dealt in |
Lloyds TSB Group Plc |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
Ord/Equity |
|
Date of dealing |
04 November 2008 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
3,532,802 |
GBP 2.1575 |
GBP 2.0175 |
|
157,200 |
USD 3.3500 |
USD 3.3500 |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
1,553,359 |
GBP 2.1100 |
GBP 2.0375 |
|
157,200 |
USD 3.3500 |
USD 3.3500 |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
|
Worst Performing Put Range Accrual Knock In on 3 shares, including Lloyds TSB |
Selling |
31,440 |
GBP 5.0085 |
European |
07-05-2009 |
USD 0.7095 per USD notional |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
None |
|
Date of disclosure |
07 November 2008 |
|
Contact name |
Pavla Trskova |
|
Telephone number |
02890 409544 |
|
Name of offeree/offeror with which connected |
Lloyds TSB Group Plc |
|
Nature of connection (Note 6) |
Corporate Broker |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Amendment for TD 15/10/2008
Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
|
Worst Performing Put Range Accrual Knock In on 3 shares, including Lloyds TSB |
Purchasing |
25,330 |
GBP 5.0085 |
European |
08-May-2009 |
USD 0.7894 per USD notional |
|
Worst Performing Put Range Accrual Knock In on 3 shares, including Lloyds TSB |
Purchasing |
124,672 |
GBP 5.0949 |
European |
20-May-2009 |
USD 0.7700 per USD notional |
Amendment for TD 16/10/2008
Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
|
Worst Performing Put Range Accrual Knock In on 3 shares, including Lloyds TSB |
Purchasing |
32,239 |
GBP 4.9300 |
European |
01-July-2009 |
USD 0.8520 per USD notional |
Amendment for TD 17/10/2008
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
11,796,295 |
GBP 1.6812 |
GBP 1.5180 |
Amendment for TD 20/10/2008
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
5,214,590 |
GBP 1.7390 |
GBP 1.6250 |
Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
|
Worst Performing Put Range Accrual Knock In on 3 shares, including Lloyds TSB |
Purchasing |
255,675 |
GBP 4.9683 |
European |
19-May-2009 |
USD 0.7716 per USD notional |
Amendment for TD 21/10/2008
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
3,168,581 |
GBP 1.7500 |
GBP 1.6800 |
Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
|
Worst Performing Put Range Accrual Knock In on 3 shares, including Lloyds TSB |
Purchasing |
20,946 |
GBP 4.5481 |
European |
03-Nov-2009 |
USD 0.7967 per USD notional |
Amendment for TD 22/10/2008
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
2,826,437 |
GBP 1.7500 |
GBP 1.6750 |
Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
|
Worst Performing Put Range Accrual Knock In on 3 shares, including Lloyds TSB |
Purchasing |
83,615 |
GBP 4.8344 |
European |
04-Dec-2009 |
EUR 0.8201 per EUR notional |
Amendment for TD 23/10/2008
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
3,931,117 |
GBP 1.7240 |
GBP 1.6050 |
Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
|
Worst Performing Put Range Accrual Knock In on 3 shares, including Lloyds TSB |
Purchasing |
26,931 |
GBP 4.6963 |
European |
15-July-2009 |
USD 0.8480 per USD notional |
Amendment for TD 24/10/2008
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
3,539,349 |
GBP 1.6700 |
GBP 1.5823 |
Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
|
Worst Performing Put Range Accrual Knock In on 3 shares, including Lloyds TSB |
Purchasing |
25,698 |
GBP 4.9215 |
European |
18-June-2009 |
USD 0.8725 per USD notional |
Amendment for TD 27/10/2008
Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
|
Worst Performing Put Range Accrual Knock In on 3 shares, including Lloyds TSB |
Purchasing |
18,946 |
GBP 5.0085 |
European |
08-May-2009 |
USD 0.7910 per USD notional |
Amendment for TD 28/10/2008
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
410,130 |
GBP 1.8018 |
GBP 1.6130 |
Amendment for TD 29/10/2008
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
5,522,021 |
GBP 1.8550 |
GBP 1.7559 |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
7,801,031 |
GBP 1.8630 |
GBP 1.7380 |
Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Short |
175,453 |
GBP 1.8000 |
Amendment for TD 30/10/2008
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
1,277,506 |
GBP 1.9750 |
GBP 1.7620 |
Amendment for TD 31/10/2008
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
1,863,719 |
GBP 2.0425 |
GBP 1.8950 |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
2,434,046 |
GBP 2.0375 |
GBP 1.8930 |
Amendment for TD 03/11/2008
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
1,434,691 |
GBP 2.0400 |
GBP 1.8930 |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
1,124,827 |
GBP 2.0836 |
GBP 1.8960 |
Related Shares:
Lloyds