24th Jun 2009 14:37
Amendment - due to the cancellation of a CFD transaction the disclosure made on 23 June for dealings 22 June has been updated. Dealings 2 (b) have been updated.
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL |
|
Company dealt in |
ANGLO AMERICAN PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
Ordinary Shares |
|
Date of dealing |
22 June 2009 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
993435 |
18.222 GBP |
11.9176 GBP |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
1883117 |
21.4037 GBP |
16.98 GBP |
|
29.25 USD |
29.25 USD |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Long |
783 |
17.2533 GBP |
|
CFD |
Long |
1217 |
17.2533 GBP |
|
CFD |
Long |
5590 |
17.7768 GBP |
|
CFD |
Long |
11546 |
17.777 GBP |
|
CFD |
Long |
11311 |
17.777 GBP |
|
CFD |
Long |
45854 |
17.777 GBP |
|
CFD |
Long |
59902 |
17.777 GBP |
|
CFD |
Long |
2238 |
17.777 GBP |
|
CFD |
Long |
640 |
17.9939 GBP |
|
CFD |
Long |
1928 |
17.9939 GBP |
|
CFD |
Long |
1920 |
17.9939 GBP |
|
CFD |
Long |
1912 |
17.9939 GBP |
|
CFD |
Long |
25000 |
18.1636 GBP |
|
CFD |
Long |
3194 |
17.0998 GBP |
|
CFD |
Long |
18 |
17.7302 GBP |
|
CFD |
Long |
19 |
17.7302 GBP |
|
CFD |
Long |
723 |
17.7302 GBP |
|
CFD |
Long |
2561 |
17.7302 GBP |
|
CFD |
Long |
2786 |
17.7302 GBP |
|
CFD |
Long |
3194 |
17.7302 GBP |
|
CFD |
Long |
17078 |
17.7302 GBP |
|
CFD |
Long |
11500 |
17.7302 GBP |
|
CFD |
Long |
13340 |
17.7302 GBP |
|
CFD |
Long |
106906 |
17.7302 GBP |
|
CFD |
Long |
2296 |
17.7302 GBP |
|
CFD |
Long |
1556 |
17.7302 GBP |
|
CFD |
Long |
5980 |
17.7302 GBP |
|
CFD |
Long |
70375 |
17.7302 GBP |
|
CFD |
Long |
18688 |
17.7302 GBP |
|
CFD |
Long |
22520 |
17.7302 GBP |
|
CFD |
Long |
56001 |
17.7302 GBP |
|
CFD |
Long |
214459 |
17.7302 GBP |
|
SWAP |
Long |
52462 |
78.3073 ZAR |
|
SWAP |
Long |
5409 |
534.7867 ZAR |
|
SWAP |
Long |
52462 |
78.3073 ZAR |
|
SWAP |
Long |
13991 |
230.8268 ZAR |
|
SWAP |
Long |
5409 |
534.7867 ZAR |
|
CFD |
Long |
9333 |
17.9788 GBP |
|
CFD |
Long |
20667 |
17.9788 GBP |
|
CFD |
Long |
10000 |
17.9788 GBP |
|
CFD |
Long |
6 |
17.9921 GBP |
|
CFD |
Long |
2 |
17.9921 GBP |
|
CFD |
Long |
6364 |
17.9921 GBP |
|
CFD |
Long |
2123 |
17.9921 GBP |
|
CFD |
Long |
6370 |
17.9921 GBP |
|
CFD |
Long |
6370 |
17.9921 GBP |
|
CFD |
Long |
720 |
17.9921 GBP |
|
CFD |
Long |
240 |
17.9921 GBP |
|
CFD |
Long |
719 |
17.9921 GBP |
|
CFD |
Long |
719 |
17.9921 GBP |
|
CFD |
Long |
5988 |
17.9921 GBP |
|
CFD |
Long |
1997 |
17.9921 GBP |
|
CFD |
Long |
5991 |
17.9921 GBP |
|
CFD |
Long |
5991 |
17.9921 GBP |
|
CFD |
Long |
4400 |
17.6788 GBP |
|
CFD |
Long |
2500 |
17.6788 GBP |
|
CFD |
Long |
3100 |
17.6788 GBP |
|
CFD |
Long |
5000 |
17.742 GBP |
|
CFD |
Long |
5951 |
536.5587 ZAR |
|
CFD |
Short |
1990 |
17.2036 GBP |
|
CFD |
Short |
7300 |
17.321 GBP |
|
CFD |
Short |
17700 |
17.321 GBP |
|
CFD |
Short |
11180 |
16.9588 GBP |
|
CFD |
Short |
15484 |
17.2807 GBP |
|
CFD |
Short |
16057 |
17.2807 GBP |
|
CFD |
Short |
61583 |
17.2807 GBP |
|
CFD |
Short |
81120 |
17.2807 GBP |
|
CFD |
Short |
2910 |
17.2807 GBP |
|
CFD |
Short |
3194 |
17.0833 GBP |
|
CFD |
Short |
2741 |
17.7389 GBP |
|
SWAP |
Short |
13991 |
230.8268 ZAR |
|
SWAP |
Short |
52462 |
78.3073 ZAR |
|
SWAP |
Short |
13991 |
230.8268 ZAR |
|
SWAP |
Short |
5409 |
534.7867 ZAR |
|
SWAP |
Short |
5951 |
537.5001 ZAR |
|
CFD |
Short |
25000 |
17.014 GBP |
|
CFD |
Short |
22308 |
17.1687 GBP |
|
CFD |
Short |
17692 |
17.2264 GBP |
|
CFD |
Long |
5000 |
17.1294 GBP |
|
CFD |
Short |
5000 |
17.5508 GBP |
|
CFD |
Long |
27164 |
17.3887 GBP |
|
CFD |
Short |
20373 |
17.5249 GBP |
|
CFD |
Long |
2122 |
18.1985 GBP |
|
CFD |
Short |
2122 |
16.9814 GBP |
|
CFD |
Long |
297200 |
29.25 USD |
|
CFD |
Long |
108000 |
29.25 USD |
|
CFD |
Long |
29250 |
18.0085 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
24 June 2009 |
|
Contact name |
Peter Highton |
|
Telephone number |
+44-207-774-1935 |
|
Name of offeree/offeror with which connected |
ANGLO AMERICAN PLC |
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Anglo American