27th Jun 2008 13:59
Amendment - due to the cancellation and late-booking of equity and the close out of CFD transactions the disclosure made on 26 June 2008 for dealings on 24 June 2008 is being updated. The original trade purchases disclosed 431,487 shares have been amended to total purchases 366,487 shares. The original trade sales disclosed 386,887 shares have been amended to total sales 455,085 shares. Dealings 2 (a) & (b) have been updated.
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL |
|
Company dealt in |
RIO TINTO PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
Ordinary Shares |
|
Date of dealing |
24 June 2008 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
366487 |
62.7851 GBP |
59.34 GBP |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
455085 |
61.25 GBP |
59.43 GBP |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Long |
17000 |
59.6276 GBP |
|
CFD |
Short |
400 |
60.032 GBP |
|
CFD |
Short |
75 |
60.3103 GBP |
|
CFD |
Short |
50000 |
59.7736 GBP |
|
CFD |
Short |
1470 |
60.0993 GBP |
|
CFD |
Long |
1250 |
60.5318 GBP |
|
CFD |
Short |
1250 |
59.7067 GBP |
|
CFD |
Short |
16725 |
60.8266 GBP |
|
CFD |
Short |
45000 |
59.894 GBP |
|
CFD |
Short |
6390 |
59.9499 GBP |
|
CFD |
Short |
4380 |
59.9599 GBP |
|
CFD |
Short |
19230 |
59.9599 GBP |
|
CFD |
Long |
6390 |
60.5253 GBP |
|
CFD |
Long |
4380 |
60.5253 GBP |
|
CFD |
Long |
19230 |
60.5253 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
|
Call Option |
B |
85000 |
60.00 GBP |
European |
23/07/08 |
3.3227 GBP |
|
Put Option |
S |
85000 |
60.00 GBP |
European |
23/07/08 |
3.2847 GBP |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
27 June 2008 |
|
Contact name |
Peter Highton |
|
Telephone number |
+44-207-774-1935 |
|
Name of offeree/offeror with which connected |
BHP BILLITON PLC |
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Rio Tinto