24th Nov 2008 16:38
Amendment - due to the amendment of both CFD & equity transactions the disclosure made on 21 November 2008 for dealings on 20 November 2008 is being updated. The original trade purchases disclosed 1,155,357 have been updated to total purchases 1,167,357 shares. The original trade sales disclosed 1,327,744 have been updated to total sales 1,311,720 shares. Dealings 2 (a) & (b) have been updated.
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL |
|
Company dealt in |
RIO TINTO PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
Ordinary Shares |
|
Date of dealing |
20 November 2008 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
1,167,357 |
22.5097 GBP |
19.87 GBP |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
1311720 |
21.77 GBP |
19.95 GBP |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
SWAP |
Long |
900 |
20.8456 GBP |
|
SWAP |
Long |
2600 |
20.8456 GBP |
|
CFD |
Short |
12000 |
20.2919 GBP |
|
CFD |
Long |
14000 |
21.0054 GBP |
|
CFD |
Long |
11000 |
21.0054 GBP |
|
CFD |
Long |
25000 |
21.0054 GBP |
|
CFD |
Long |
800 |
21.212 GBP |
|
CFD |
Long |
6528 |
20.4693 GBP |
|
CFD |
Long |
9954 |
21.2885 GBP |
|
CFD |
Short |
12540 |
20.957 GBP |
|
CFD |
Long |
65500 |
20.3782 GBP |
|
CFD |
Long |
5976 |
20.3051 GBP |
|
CFD |
Long |
3798 |
20.3051 GBP |
|
CFD |
Long |
2178 |
20.3051 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
24 November 2008 |
|
Contact name |
Peter Highton |
|
Telephone number |
+44-207-774-1935 |
|
Name of offeree/offeror with which connected |
BHP BILLITON PLC |
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Rio Tinto