16th May 2008 15:06
Amendment - due to the cancellation of an equity transaction the disclosure made on 15 May 2008 for dealings on 14 May 2008 is being amended. The original trade sales disclosed 1,340,555, 400 & 400 shares have been amended to total sales 1,335,555, 400 & 400 shares. Dealings 2 (a) have been updated.
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL
|
|
Company dealt in |
RIO TINTO PLC
|
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
Ordinary Shares |
|
Date of dealing |
14 May 2008 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
1239303 400 |
71.4923 GBP 140.7982 AUD 84.8525 EUR |
67.00 GBP 140.7982 AUD 84.8525 EUR |
|
400 |
534.62 USD |
534.62 USD |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
1335555 400 400 |
69.65 GBP 85.89 EUR 534.62 USD |
67.00 GBP 84.5067 EUR 534.62 USD |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Long |
5109 |
68.4156 GBP |
|
CFD |
Long |
5891 |
68.4156 GBP |
|
CFD |
Short |
10000 |
67.4546 GBP |
|
CFD |
Long |
5000 |
68.837 GBP |
|
CFD |
Long |
2000 |
68.837 GBP |
|
CFD |
Short |
2000 |
67.934 GBP |
|
CFD |
Long |
7862 |
69.147 GBP |
|
CFD |
Short |
7862 |
68.8158 GBP |
|
CFD |
Long |
5000 |
69.1708 GBP |
|
CFD |
Short |
10000 |
68.4366 GBP |
|
CFD |
Short |
18000 |
67.8398 GBP |
|
CFD |
Short |
5000 |
68.1993 GBP |
|
CFD |
Long |
50000 |
68.363 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
16 May 2008
|
|
Contact name |
Peter Highton
|
|
Telephone number |
+44-207-774-1935
|
|
Name of offeree/offeror with which connected |
BHP BILLITON PLC
|
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Rio Tinto