9th Oct 2009 12:29
Amendment - due to amendment of both equity & CFD transactions the disclosure made on 08 October for dealings for 07 October has been updated. The original trade purchases disclosed 243,377 shares have been updated to total purchases 210,877 shares. The original trade sales disclosed 419,383 shares have been updated to total sales 386,883 shares. Dealings 2 (a) & (b) have been updated.
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL |
|
Company dealt in |
ANGLO AMERICAN PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
0.54945 USD ordinary |
|
Date of dealing |
07 October 2009 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased (no. of underlying ords if ADR) |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
210,877 |
21.365 GBP |
20.71 GBP |
|
Total number of securities sold (no. of underlying ords if ADR) |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
386,883 |
21.365 GBP |
20.695 GBP |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Short |
5,190 |
21.0765 GBP |
|
CFD |
Short |
8,335 |
21.0765 GBP |
|
CFD |
Short |
13 |
21.0808 GBP |
|
CFD |
Short |
1,143 |
21.0287 GBP |
|
CFD |
Short |
3,000 |
20.7313 GBP |
|
CFD |
Short |
3,455 |
20.897 GBP |
|
CFD |
Short |
5,100 |
21.1982 GBP |
|
CFD |
Short |
12,512 |
21.0744 GBP |
|
CFD |
Long |
16,050 |
21.0238 GBP |
|
CFD |
Long |
3,455 |
20.897 GBP |
|
CFD |
Long |
2,456 |
19.973 GBP |
|
CFD |
Long |
1,613 |
20.1246 GBP |
|
CFD |
Long |
10,348 |
21.0238 GBP |
|
CFD |
Long |
5,100 |
21.1982 GBP |
|
CFD |
Long |
3,000 |
20.7313 GBP |
|
CFD |
Long |
12,512 |
21.0744 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
09 October 2009 |
|
Contact name |
Peter Highton |
|
Telephone number |
+44-207-774-1935 |
|
Name of offeree/offeror with which connected |
ANGLO AMERICAN PLC |
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Anglo American