22nd Nov 2007 07:00
UBS AG (EPT)21 November 2007 This announcement replaces the previous RNS amendment reference 1062l releasedat 13:16 on 20th November 2007. Amendment made to the section 2 (a) to the longnumber due to an error. All other information remains unchanged. FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Rio Tinto PLCClass of relevant security to which the 10p Ordinarydealings being disclosed relate (Note 1)Date of dealing 19 NOVEMBER 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 2,392,038 0.24% 6,083 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 2,392,038 0.24% 6,083 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) PURCHASE 220 5044 pence PURCHASE 396 5044 SALE 400 5047 PURCHASE 924 5051 SALE 1014 5052 SALE 800 5052 PURCHASE 1023 5052 PURCHASE 2340 5052 PURCHASE 505 5052 PURCHASE 1073 5052 PURCHASE 4 5052.5 PURCHASE 218 5053 PURCHASE 6071 5053 SALE 1808 5054 PURCHASE 1355 5054 SALE 253 5054 SALE 1500 5054 SALE 400 5054 SALE 1181 5055 PURCHASE 2201 5055 PURCHASE 766 5055 SALE 1200 5056 PURCHASE 786 5056 PURCHASE 2180 5056 SALE 800 5056 PURCHASE 860 5056 PURCHASE 28 5056 PURCHASE 260 5056 SALE 500 5056 PURCHASE 445 5056 SALE 350 5056 SALE 933 5056 PURCHASE 22 5057.5 SALE 989 5058 SALE 399 5061 PURCHASE 1793 5061 SALE 250 5061 SALE 440 5062 PURCHASE 96 5063 SALE 267 5064 PURCHASE 9 5064.5 SALE 500 5065 PURCHASE 2960 5066 SALE 1000 5068 SALE 117 5069 PURCHASE 4 5069.5 SALE 910 5070 SALE 28 5071 SALE 2000 5072 PURCHASE 140 5072 SALE 400 5073 PURCHASE 294 5075 SALE 495 5075 SALE 200 5075 PURCHASE 2955 5075 PURCHASE 300 5075 PURCHASE 300 5076 PURCHASE 1500 5076 PURCHASE 1000 5076 PURCHASE 30 5076 SALE 2000 5076 SALE 396 5077 PURCHASE 142 5077 SALE 1502 5078 PURCHASE 772 5078 PURCHASE 1093 5079 SALE 400 5079 SALE 400 5079 SALE 126 5079 PURCHASE 1118 5079 PURCHASE 500 5080 PURCHASE 1683 5080 SALE 100 5080 SALE 800 5081 SALE 1038 5082 PURCHASE 3 5082.5 PURCHASE 6 5083.5 SALE 266 5084 SALE 1026 5085 SALE 924 5085 SALE 253 5085 PURCHASE 271 5085 PURCHASE 77 5085 SALE 473 5085 SALE 38 5085 SALE 404 5085 PURCHASE 1532 5085 PURCHASE 300 5085 SALE 1227 5086 SALE 1074 5087 SALE 688 5087 SALE 580 5087 SALE 264 5087 SALE 243 5087 PURCHASE 669 5087 PURCHASE 57 5087.5 PURCHASE 2029 5088 PURCHASE 200 5088 PURCHASE 217 5088 PURCHASE 70 5089 SALE 279 5089 SALE 8 5090 SALE 678 5090 SALE 25 5090 SALE 22 5090 PURCHASE 1370 5090 PURCHASE 43 5090 PURCHASE 900 5090 PURCHASE 1000 5090 SALE 86 5090 SALE 325 5090 SALE 289 5090 SALE 390 5090 SALE 557 5090 SALE 240 5090 PURCHASE 1170 5091 SALE 446 5091 SALE 109 5091 PURCHASE 1338 5091 PURCHASE 1589 5092 SALE 65 5092 PURCHASE 1351 5092 PURCHASE 473 5094 SALE 100 5094 SALE 77 5094 SALE 347 5094 SALE 41 5094 SALE 308 5094 SALE 1506 5094 SALE 390 5095 PURCHASE 400 5095 SALE 500 5095 SALE 2944 5095 PURCHASE 345 5095 PURCHASE 266 5095 PURCHASE 117 5096 SALE 2943 5096 SALE 440 5096 SALE 1260 5096 SALE 438 5096 SALE 390 5096 PURCHASE 696 5097 PURCHASE 87 5098 PURCHASE 800 5098 PURCHASE 300 5098 SALE 400 5098 SALE 446 5098 PURCHASE 401 5098 PURCHASE 2941 5099 PURCHASE 760 5099 SALE 1000 5099 SALE 756 5100 PURCHASE 1061 5100 PURCHASE 905 5100 SALE 433 5100 SALE 339 5100 SALE 243 5100 SALE 400 5100 PURCHASE 531 5100 SALE 85 5100 SALE 686 5100 SALE 13 5101 SALE 382 5101 PURCHASE 537 5101 SALE 500 5103 SALE 582 5103 PURCHASE 152 5104 SALE 1934 5104 SALE 666 5105 SALE 296 5107 SALE 680 5107 SALE 500 5107 SALE 698 5108 PURCHASE 147 5111 PURCHASE 212 5111 PURCHASE 21 5111 PURCHASE 57 5111 PURCHASE 298 5111 PURCHASE 593 5113 SALE 14 5113 PURCHASE 400 5114 SALE 340 5116 SALE 1231 5116 SALE 475 5117 PURCHASE 262 5117 PURCHASE 300 5117 SALE 174 5119 SALE 13 5120 PURCHASE 710 5120 SALE 443 5121 SALE 475 5122 SALE 272 5123 SALE 475 5125 SALE 2 5125 PURCHASE 2926 5125 SALE 500 5126 PURCHASE 1668 5127 SALE 292 5127 PURCHASE 92 5128 SALE 1100 5130 SALE 264 5130 SALE 653 5132 PURCHASE 102 5134.5 SALE 1333 5135 SALE 368 5135 SALE 243 5135 PURCHASE 1481 5138 SALE 130 5140 SALE 100 5141 SALE 390 5141 SALE 723 5143 SALE 126 5143 SALE 361 5143 PURCHASE 310 5145 PURCHASE 400 5145 SALE 520 5145 SALE 663 5145 SALE 126 5145 SALE 253 5145 SALE 243 5145 SALE 100 5145 SALE 569 5145 SALE 49 5145 PURCHASE 303 5146 PURCHASE 761 5148 SALE 38 5149 PURCHASE 2804 5150 PURCHASE 108 5150 SALE 1000 5150 SALE 1000 5150 SALE 384 5151 PURCHASE 300 5152 SALE 1000 5152 SALE 508 5152 PURCHASE 300 5153 PURCHASE 300 5154 PURCHASE 103 5154 PURCHASE 481 5156 PURCHASE 1004 5157 PURCHASE 780 5159 PURCHASE 400 5162 SALE 400 5162 SALE 1000 5162 PURCHASE 194 5163 SALE 475 5165 SALE 250 5167 SALE 250 5167 SALE 88 5167 SALE 1107 5167 SALE 136 5167 SALE 179 5167 SALE 250 5168 SALE 46 5168 PURCHASE 601 5170 PURCHASE 231 5171 PURCHASE 1205 5171 SALE 999 5172 SALE 1900 5172 PURCHASE 600 5173 SALE 438 5173 SALE 48 5174 SALE 475 5174 SALE 832 5175 SALE 243 5175 SALE 284 5176 PURCHASE 68 5176.5 PURCHASE 460 5177 PURCHASE 456 5177 SALE 221 5178 SALE 619 5178 SALE 475 5180 PURCHASE 353 5180 PURCHASE 400 5182 PURCHASE 1693 5182 SALE 1321 5183 SALE 988 5183 PURCHASE 760 5184 PURCHASE 99 5184 PURCHASE 65 5189 PURCHASE 1565 5189 SALE 750 5189 SALE 1255 5190 SALE 929 5191 PURCHASE 997 5191 PURCHASE 1152 5191 PURCHASE 1623 5192 SALE 925 5193 PURCHASE 1340 5195 SALE 330 5196 SALE 682 5196 SALE 100 5196 SALE 638 5197 SALE 250 5197 SALE 100 5197 SALE 300 5197 SALE 300 5197 SALE 995 5197 SALE 236 5198 SALE 1000 5198 SALE 724 5198 SALE 100 5198 SALE 436 5199 SALE 265 5199 PURCHASE 96 5199 SALE 500 5200 SALE 300 5200 PURCHASE 1536 5200 PURCHASE 64 5200 PURCHASE 500 5201 PURCHASE 500 5201 PURCHASE 300 5202 PURCHASE 500 5202 PURCHASE 306 5202 PURCHASE 271 5203 PURCHASE 565 5203 PURCHASE 280 5203.5 PURCHASE 500 5204 PURCHASE 200 5204 SALE 1000 5205 PURCHASE 400 5205 SALE 833 5205 PURCHASE 500 5206 PURCHASE 591 5206 PURCHASE 294 5206 SALE 393 5206 PURCHASE 300 5206 PURCHASE 1123 5207 SALE 365 5208 SALE 1083 5208 SALE 457 5210 SALE 250 5210 SALE 590 5210 SALE 1073 5212 SALE 1918 5212 SALE 900 5212 PURCHASE 147 5215 PURCHASE 498 5217 PURCHASE 360 5217 SALE 1000 5218 SALE 689 5219 SALE 475 5220 SALE 253 5220 SALE 173 5220 PURCHASE 800 5221 PURCHASE 535 5222 PURCHASE 1311 5223 PURCHASE 2871 5223 SALE 2411 5223 SALE 202 5224 PURCHASE 500 5226 PURCHASE 600 5226 PURCHASE 1362 5231 PURCHASE 600 5232 PURCHASE 265 5232 PURCHASE 277 5232 PURCHASE 100 5233 SALE 1000 5234 PURCHASE 359 5235 PURCHASE 554 5235 PURCHASE 350 5235 PURCHASE 390 5235 PURCHASE 259 5235 PURCHASE 400 5236 PURCHASE 420 5236 PURCHASE 1074 5236 PURCHASE 8 5236 PURCHASE 100 5236 PURCHASE 348 5237 SALE 2864 5237 PURCHASE 287 5238 PURCHASE 400 5238 PURCHASE 678 5238 PURCHASE 200 5238 PURCHASE 304 5238 PURCHASE 199 5238 PURCHASE 337 5238 SALE 228 5239 SALE 100 5239 SALE 504 5239 PURCHASE 623 5239 SALE 946 5239 PURCHASE 329 5239 PURCHASE 406 5239 PURCHASE 336 5239 SALE 800 5240 SALE 1614 5240 SALE 206 5240 PURCHASE 300 5240 PURCHASE 500 5240 PURCHASE 20 5240 PURCHASE 101 5240 SALE 1142 5240 PURCHASE 1 5240 PURCHASE 19 5240 PURCHASE 1 5240 PURCHASE 245 5240 PURCHASE 8 5240 PURCHASE 1908 5240 SALE 313 5240 SALE 22 5241 SALE 208 5241 PURCHASE 800 5241 PURCHASE 797 5241 PURCHASE 800 5241 PURCHASE 62 5241 PURCHASE 300 5241 SALE 1406 5241 SALE 18 5242 PURCHASE 1157 5242 PURCHASE 158 5242 PURCHASE 600 5242 PURCHASE 541 5242 PURCHASE 194 5242 PURCHASE 375 5242 SALE 600 5242 PURCHASE 390 5243 PURCHASE 292 5243 PURCHASE 340 5243 PURCHASE 172 5244 PURCHASE 200 5244 PURCHASE 145 5245 PURCHASE 41 5245 PURCHASE 47 5245 PURCHASE 300 5245 PURCHASE 300 5245 PURCHASE 1000 5246 PURCHASE 197 5246 SALE 1112 5247 SALE 253 5247 SALE 131 5247 SALE 197 5247 SALE 604 5250 SALE 19 5250 SALE 696 5250 SALE 604 5250 SALE 1080 5251 PURCHASE 400 5252 SALE 560 5254 SALE 973 5256 SALE 216 5256 SALE 580 5256 PURCHASE 302 5256 SALE 390 5257 PURCHASE 2852 5258 SALE 310 5258 PURCHASE 47 5259 PURCHASE 19 5259 PURCHASE 800 5259 SALE 210 5259 PURCHASE 1128 5259 PURCHASE 1302 5259 SALE 525 5260 PURCHASE 1901 5260 PURCHASE 258 5260 PURCHASE 1000 5260 PURCHASE 2851 5260 PURCHASE 1239 5261 SALE 490 5262 PURCHASE 300 5262 PURCHASE 2159 5263 PURCHASE 1900 5263 PURCHASE 1682 5263 SALE 1147 5263 SALE 100 5263 PURCHASE 1869 5264 SALE 711 5265 SALE 526 5265 SALE 539 5265 SALE 495 5265 PURCHASE 297 5266 SALE 1898 5266 PURCHASE 2848 5266 PURCHASE 1407 5266 SALE 108 5266 SALE 1541 5267 SALE 100 5267 SALE 157 5267 SALE 60 5268 SALE 60 5268 SALE 205 5268 SALE 80 5268 SALE 216 5268 SALE 100 5268 SALE 535 5269 SALE 1380 5269 SALE 300 5269 SALE 159 5269 SALE 100 5269 PURCHASE 946 5269 PURCHASE 900 5269 SALE 273 5269 PURCHASE 14 5270 SALE 482 5270 SALE 917 5270 SALE 164 5270 PURCHASE 215 5270 SALE 1167 5270 SALE 210 5270 SALE 74 5270 SALE 543 5270 PURCHASE 359 5271 SALE 400 5271 SALE 157 5272 SALE 146 5272 SALE 546 5272 SALE 14 5272 SALE 2499 5272 SALE 1339 5272 SALE 276 5272 PURCHASE 1273 5272 SALE 241 5274 SALE 453 5274 PURCHASE 47 5274 SALE 33 5275 SALE 507 5275 SALE 1863 5275 PURCHASE 100 5275 PURCHASE 100 5275 PURCHASE 94 5275 SALE 2040 5275 PURCHASE 2842 5277 SALE 443 5277 PURCHASE 4 5278 PURCHASE 300 5278 PURCHASE 234 5278 SALE 82 5278 SALE 162 5278 SALE 167 5278 SALE 211 5278 SALE 1144 5278 SALE 128 5278 SALE 60 5278 SALE 60 5278 PURCHASE 1000 5278 SALE 83 5279 SALE 225 5279 SALE 198 5279 SALE 148 5279 PURCHASE 100 5279 PURCHASE 455 5279 PURCHASE 45 5279 SALE 150 5279 SALE 214 5279 PURCHASE 1435 5280 PURCHASE 1000 5280 PURCHASE 1534 5280 PURCHASE 1792 5280 PURCHASE 1108 5280 PURCHASE 1422 5280 PURCHASE 540 5280 SALE 153 5280 SALE 71 5280 PURCHASE 1298 5280 SALE 994 5280 SALE 1710 5280 SALE 382 5280 SALE 902 5280 SALE 621 5280 SALE 1180 5280 SALE 1296 5280 SALE 639 5280 SALE 1131 5280 SALE 468 5280 SALE 100 5280 SALE 210 5280 SALE 210 5280 SALE 2840 5280 SALE 208 5280 SALE 100 5280 SALE 1150 5280 SALE 8 5280 SALE 292 5280 SALE 762 5280 SALE 1000 5280 SALE 276 5280 SALE 180 5280 PURCHASE 500 5281 SALE 251 5281 SALE 77 5281 SALE 122 5281 SALE 274 5281 PURCHASE 2400 5281 PURCHASE 100 5281 SALE 550 5281 SALE 45 5281 SALE 202 5281 SALE 1000 5281 SALE 63 5282 SALE 1000 5282 SALE 60 5282 PURCHASE 300 5282 PURCHASE 203 5282 PURCHASE 1259 5282 PURCHASE 430 5282 SALE 500 5282 PURCHASE 2839 5283 SALE 341 5284 SALE 341 5284 SALE 650 5284 PURCHASE 266 5284 PURCHASE 1734 5284 PURCHASE 273 5284 SALE 100 5284 SALE 389 5284 PURCHASE 2383 5285 SALE 1000 5285 SALE 30 5285 SALE 90 5285 SALE 162 5285 SALE 80 5285 SALE 139 5285 SALE 209 5285 PURCHASE 2838 5285 SALE 703 5285 SALE 1505 5285 SALE 328 5285 SALE 328 5285 SALE 152 5286 PURCHASE 100 5286 PURCHASE 300 5286 PURCHASE 400 5286 PURCHASE 421 5286 PURCHASE 240 5286 PURCHASE 120 5286 PURCHASE 500 5286 PURCHASE 292 5286 PURCHASE 270 5286 SALE 295 5286 SALE 544 5286 SALE 606 5287 SALE 800 5288 SALE 400 5288 SALE 210 5288 SALE 304 5288 SALE 200 5288 SALE 550 5288 SALE 264 5288 PURCHASE 671 5288 SALE 1890 5288 SALE 1050 5288 SALE 293 5288 SALE 642 5288 SALE 204 5288 PURCHASE 379 5289 PURCHASE 6 5289 PURCHASE 2836 5289 PURCHASE 1890 5289 PURCHASE 224 5289 PURCHASE 1000 5289 PURCHASE 500 5289 SALE 768 5290 SALE 118 5290 PURCHASE 500 5290 PURCHASE 560 5290 PURCHASE 874 5290 PURCHASE 560 5290 PURCHASE 560 5290 PURCHASE 470 5290 PURCHASE 440 5290 SALE 950 5291 PURCHASE 2834 5292 SALE 276 5292 SALE 583 5292 SALE 1385 5293 SALE 119 5293 SALE 414 5293 PURCHASE 770 5294 PURCHASE 100 5294 PURCHASE 246 5294 SALE 407 5295 SALE 1866 5295 SALE 907 5295 SALE 166 5295 PURCHASE 315 5295 PURCHASE 100 5295 SALE 81 5296 SALE 543 5296 SALE 37 5296 PURCHASE 14 5296 SALE 149 5296 PURCHASE 396 5297 SALE 630 5297 SALE 207 5297 PURCHASE 27 5297 SALE 100 5297 SALE 600 5298 SALE 211 5298 SALE 545 5298 SALE 48 5298 SALE 148 5298 PURCHASE 702 5299 PURCHASE 500 5299 PURCHASE 134 5299 PURCHASE 595 5299 SALE 1600 5299 SALE 500 5299 SALE 413 5299 SALE 158 5299 SALE 200 5299 SALE 233 5300 SALE 1794 5300 SALE 2458 5300 PURCHASE 317 5300 PURCHASE 227 5300 SALE 741 5300 SALE 66 5300 SALE 334 5300 SALE 811 5300 SALE 1376 5300 SALE 58 5300 PURCHASE 220 5300 SALE 257 5300 SALE 216 5300 SALE 2067 5300 PURCHASE 45 5300.5 PURCHASE 1074 5301 PURCHASE 1962 5301 PURCHASE 867 5301 PURCHASE 1821 5301 PURCHASE 65 5301 PURCHASE 458 5301 PURCHASE 1 5301 PURCHASE 1999 5301 SALE 250 5301 SALE 2393 5301 SALE 186 5301 PURCHASE 787 5301 PURCHASE 500 5302 PURCHASE 500 5302 PURCHASE 804 5302 SALE 200 5302 PURCHASE 579 5302 PURCHASE 300 5303 PURCHASE 272 5303 PURCHASE 24 5303 PURCHASE 387 5303 SALE 108 5303 SALE 198 5303 PURCHASE 442 5304 PURCHASE 6 5304 PURCHASE 291 5304 PURCHASE 126 5304 PURCHASE 844 5305 PURCHASE 100 5305 PURCHASE 300 5305 PURCHASE 462 5306 PURCHASE 230 5306 SALE 25 5306 SALE 400 5306 PURCHASE 212 5306 PURCHASE 300 5307 PURCHASE 27 5307 SALE 14 5307 SALE 231 5307 PURCHASE 47 5307 PURCHASE 47 5307 PURCHASE 18 5307 PURCHASE 462 5307 PURCHASE 400 5308 PURCHASE 446 5308 SALE 1000 5308 PURCHASE 200 5309 PURCHASE 300 5309 PURCHASE 498 5309 PURCHASE 292 5309 SALE 47 5309 SALE 999 5310 SALE 577 5310 PURCHASE 167 5310 PURCHASE 38 5310 SALE 387 5310 SALE 100 5310 SALE 600 5310 SALE 200 5310 PURCHASE 838 5310 SALE 400 5310 PURCHASE 300 5310 SALE 236 5310 SALE 1634 5310 PURCHASE 500 5310 PURCHASE 458 5311 PURCHASE 130 5311 SALE 400 5311 SALE 400 5311 SALE 314 5311 SALE 143 5311 PURCHASE 1617 5312 PURCHASE 381 5312 PURCHASE 1037 5312 PURCHASE 298 5312 PURCHASE 845 5312 PURCHASE 491 5312 SALE 2052 5312 SALE 316 5312 PURCHASE 1000 5313 SALE 1882 5313 SALE 467 5313 PURCHASE 352 5313 PURCHASE 458 5313 SALE 161 5313 SALE 1602 5313 SALE 139 5313 SALE 300 5313 SALE 250 5315 PURCHASE 204 5315 SALE 377 5315 PURCHASE 1844 5315 PURCHASE 204 5316 PURCHASE 365 5316 PURCHASE 365 5316 PURCHASE 546 5316 PURCHASE 304 5316 PURCHASE 142 5316 PURCHASE 220 5316 PURCHASE 623 5316 SALE 750 5317 SALE 524 5317 SALE 750 5317 PURCHASE 975 5317 PURCHASE 78 5317 SALE 1610 5317 SALE 536 5317 PURCHASE 300 5319 PURCHASE 220 5319 SALE 676 5319 SALE 397 5319 SALE 755 5319 SALE 332 5319 SALE 400 5319 SALE 215 5319 SALE 225 5320 SALE 500 5320 SALE 500 5320 PURCHASE 550 5320 PURCHASE 446 5320 PURCHASE 560 5320 PURCHASE 500 5320 PURCHASE 468 5320 PURCHASE 500 5320 PURCHASE 537 5320 PURCHASE 560 5320 PURCHASE 362 5320 PURCHASE 1287 5320 PURCHASE 865 5320 PURCHASE 1200 5320 PURCHASE 200 5320 PURCHASE 200 5320 PURCHASE 1200 5320 PURCHASE 264 5320 PURCHASE 786 5321 SALE 400 5321 PURCHASE 425 5321 PURCHASE 560 5321 PURCHASE 540 5321 PURCHASE 193 5322 SALE 438 5322 SALE 246 5322 SALE 463 5322 SALE 1128 5322 PURCHASE 300 5322 PURCHASE 190 5322 SALE 499 5322 PURCHASE 1533 5322 PURCHASE 17 5322 PURCHASE 300 5323 SALE 391 5323 SALE 239 5323 SALE 526 5323 PURCHASE 1000 5323 PURCHASE 300 5324 PURCHASE 300 5324 PURCHASE 390 5325 PURCHASE 651 5325 PURCHASE 493 5325 PURCHASE 1066 5325 PURCHASE 25 5325 PURCHASE 281 5325 SALE 560 5325 SALE 560 5325 SALE 560 5325 SALE 560 5325 SALE 560 5325 PURCHASE 75 5325 PURCHASE 331 5325 PURCHASE 335 5325 SALE 618 5326 SALE 1326 5327 PURCHASE 90 5328 SALE 65 5328 SALE 400 5328 SALE 1683 5330 SALE 170 5332 SALE 152 5332 SALE 598 5333 SALE 1272 5333 SALE 942 5333 SALE 633 5334 SALE 1283 5334 PURCHASE 224 5335 PURCHASE 2000 5335 PURCHASE 2477 5335 PURCHASE 334 5335 PURCHASE 120 5338 PURCHASE 215 5339 PURCHASE 1 5339 PURCHASE 155 5339 SALE 542 5342 SALE 364 5346 PURCHASE 1000 5347 SALE 813 5348 PURCHASE 527 5351 PURCHASE 149 5353 PURCHASE 129 5353 SALE 1154 5356 SALE 1500 5357 SALE 250 5357 PURCHASE 391 5358 SALE 100 5358 PURCHASE 164 5360 PURCHASE 118 5361 PURCHASE 530 5361 PURCHASE 100 5361 PURCHASE 374 5361 PURCHASE 500 5361 PURCHASE 100 5362 PURCHASE 90 5362 SALE 250 5362 SALE 80 5362 PURCHASE 100 5363 SALE 764 5364 SALE 218 5364 PURCHASE 552 5364 SALE 103 5364 SALE 552 5364 PURCHASE 127 5366 PURCHASE 1077 5366 PURCHASE 461 5366 PURCHASE 200 5366 PURCHASE 500 5366 PURCHASE 305 5366 PURCHASE 32 5366 PURCHASE 72 5366 PURCHASE 18 5366 PURCHASE 573 5366 PURCHASE 211 5367 SALE 218 5367 SALE 300 5367 SALE 200 5367 PURCHASE 72 5367 PURCHASE 647 5367 SALE 200 5368 SALE 1265 5368 SALE 74 5368 SALE 425 5369 PURCHASE 100 5369 PURCHASE 355 5369 PURCHASE 250 5369 PURCHASE 72 5370 PURCHASE 300 5370 PURCHASE 83 5371 PURCHASE 104 5371 PURCHASE 84 5371 PURCHASE 300 5372 PURCHASE 111 5372 PURCHASE 1441 5375 SALE 46 5375 SALE 235 5375 SALE 386 5375 SALE 1400 5375 PURCHASE 453 5378 PURCHASE 147 5378 PURCHASE 689 5379 SALE 101 5380 SALE 763 5380 SALE 952 5380 SALE 999 5380 SALE 17 5380 SALE 96 5380 SALE 582 5380 SALE 18 5380 PURCHASE 199 5382 PURCHASE 159 5382 SALE 846 5382 SALE 278 5382 SALE 875 5382 SALE 399 5382 PURCHASE 73 5382 PURCHASE 191 5382 PURCHASE 73 5382 PURCHASE 914 5382 PURCHASE 520 5383 PURCHASE 657 5383 PURCHASE 164 5384 PURCHASE 142 5384 PURCHASE 54 5385 PURCHASE 160 5385 PURCHASE 231 5385 PURCHASE 800 5385 PURCHASE 197 5386 SALE 615 5387 SALE 675 5388 SALE 596 5388 SALE 232 5388 PURCHASE 18 5388 SALE 900 5392 PURCHASE 700 5395 PURCHASE 68 5395 PURCHASE 262 5395 PURCHASE 800 5396 PURCHASE 304 5397 SALE 46 5399 SALE 90 5399 SALE 120 5399 SALE 177 5400 SALE 516 5400 SALE 1200 5404 PURCHASE 190 5405 PURCHASE 85 5406 SALE 1161 5407 SALE 400 5409 SALE 64 5409 SALE 985 5410 SALE 712 5412 SALE 1192 5413 PURCHASE 14 5414 PURCHASE 100 5414 PURCHASE 990 5414 PURCHASE 170 5415 PURCHASE 47 5415 SALE 500 5416 SALE 849 5417 PURCHASE 1000 5420 PURCHASE 1000 5420 SALE 427 5435 PURCHASE 220 5044 PURCHASE 54,528 9025 USD TOTAL PURCHASES 355,011 TOTAL SALES 310,259 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) CONVERSION 13,632 N/A ADRS (1:4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 20 NOVEMBER 2007Contact name NIMISHA SACHDEVTelephone number 020 7568 9289Name of offeree/offeror with which connected BHP Billiton PLC BHP Billiton LTDNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto