21st Oct 2008 11:07
Amendment - due to the late booking of CFD transactions the disclosure made on 20 October 2008 for dealings on 17 October 2008 is being updated. Dealings 2 (b) have been updated.
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL |
|
Company dealt in |
RIO TINTO PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
Ordinary Shares |
|
Date of dealing |
17 October 2008 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
2033566 |
40.00 GBP |
19.63 GBP |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
1962245 |
40.00 GBP |
19.63 GBP |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Long |
50000 |
22.50 GBP |
|
CFD |
Long |
25000 |
22.50 GBP |
|
SWAP |
Long |
5700 |
21.2827 GBP |
|
SWAP |
Long |
5100 |
21.2827 GBP |
|
CFD |
Long |
25000 |
20.4114 GBP |
|
CFD |
Long |
5620 |
20.7139 GBP |
|
CFD |
Long |
2810 |
20.7139 GBP |
|
CFD |
Long |
2300 |
20.7139 GBP |
|
CFD |
Long |
1150 |
20.7139 GBP |
|
CFD |
Long |
6040 |
20.7139 GBP |
|
CFD |
Long |
12080 |
20.7139 GBP |
|
CFD |
Short |
50000 |
22.50 GBP |
|
CFD |
Short |
25000 |
22.50 GBP |
|
CFD |
Long |
8680 |
22.50 GBP |
|
CFD |
Short |
800 |
21.7475 GBP |
|
CFD |
Short |
400 |
21.7475 GBP |
|
CFD |
Long |
10000 |
22.3414 GBP |
|
CFD |
Long |
13950 |
22.3414 GBP |
|
CFD |
Long |
23100 |
22.3414 GBP |
|
CFD |
Long |
2950 |
22.3414 GBP |
|
CFD |
Short |
400 |
21.7475 GBP |
|
CFD |
Short |
400 |
21.7475 GBP |
|
CFD |
Long |
11660 |
22.50 GBP |
|
CFD |
Long |
175000 |
22.50 GBP |
|
CFD |
Short |
12000 |
21.9873 GBP |
|
CFD |
Short |
24000 |
21.9873 GBP |
|
CFD |
Long |
17060 |
20.9809 GBP |
|
CFD |
Short |
17060 |
20.6796 GBP |
|
CFD |
Short |
175000 |
22.50 GBP |
|
CFD |
Short |
49029 |
20.9914 GBP |
|
CFD |
Short |
49031 |
22.1165 GBP |
|
CFD |
Short |
49031 |
20.9483 GBP |
|
CFD |
Short |
8680 |
22.50 GBP |
|
CFD |
Short |
11660 |
22.50 GBP |
|
CFD |
Long |
30000 |
20.4722 GBP |
|
CFD |
Short |
5000 |
20.7761 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
21 October 2008 |
|
Contact name |
Peter Highton |
|
Telephone number |
+44-207-774-1935 |
|
Name of offeree/offeror with which connected |
BHP BILLITON PLC |
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Rio Tinto