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EPT Disclosure - Amendment

21st Oct 2008 12:01

RNS Number : 3343G
Credit Suisse Securities (Eur) Ltd
21 October 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

AMENDMENT

The amendment in position represents the effect of a late booked trade, book transfer and/or cancel/correct activity

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Securities (Europe) Limited

Company dealt in

Rio Tinto Plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

17-Oct-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

 

 

1699264

0.170

(2) Derivatives (other than options)

 

(3) Options and agreements to purchase/sell 

 

 

 

 

Total

 

 

1699264

0.170

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : 

Long

Short

(1) Relevant Securities 

(2) Derivatives (other than options) 

(3) Options and agreements to purchasesell 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Buy

4487

21.7 (GBP)

Buy

4122

21.41 (GBP)

Buy

3796

20.42 (GBP)

Buy

2715

20.87 (GBP)

Buy

2642

22.47 (GBP)

Buy

2342

20.16 (GBP)

Buy

2247

22.03 (GBP)

Buy

2193

20.83 (GBP)

Buy

2102

21.41 (GBP)

Buy

1828

20.8 (GBP)

Buy

1700

20.55 (GBP)

Buy

1677

21.98 (GBP)

Buy

1264

22.11 (GBP)

Buy

1122

20.83 (GBP)

Buy

1076

22.47 (GBP)

Buy

1000

20.5 (GBP)

Buy

1000

20.5 (GBP)

Buy

1000

20.5 (GBP)

Buy

1000

20.5 (GBP)

Buy

978

20.43 (GBP)

Buy

974

20.53 (GBP)

Buy

961

20.81 (GBP)

Buy

952

21 (GBP)

Buy

952

21 (GBP)

Buy

940

20.4 (GBP)

Buy

916

21.83 (GBP)

Buy

913

21.89 (GBP)

Buy

909

21.58 (GBP)

Buy

907

22.04 (GBP)

Buy

902

22.17 (GBP)

Buy

879

20.69 (GBP)

Buy

877

22.8 (GBP)

Buy

865

20.52 (GBP)

Buy

855

22.5 (GBP)

Buy

855

19.99 (GBP)

Buy

826

20.67 (GBP)

Buy

822

20.77 (GBP)

Buy

819

21.02 (GBP)

Buy

801

22.27 (GBP)

Buy

800

20.55 (GBP)

Buy

777

21.56 (GBP)

Buy

772

20.83 (GBP)

Buy

771

20.17 (GBP)

Buy

761

22.13 (GBP)

Buy

760

20.5 (GBP)

Buy

756

20.19 (GBP)

Buy

731

20.5 (GBP)

Buy

706

21.61 (GBP)

Buy

698

20.87 (GBP)

Buy

691

21.99 (GBP)

Buy

687

21.01 (GBP)

Buy

683

20.68 (GBP)

Buy

682

20.8 (GBP)

Buy

673

20.17 (GBP)

Buy

660

22.2 (GBP)

Buy

660

22.21 (GBP)

Buy

660

22.1 (GBP)

Buy

660

22.95 (GBP)

Buy

660

22.15 (GBP)

Buy

660

21.42 (GBP)

Buy

660

22.09 (GBP)

Buy

606

20.5 (GBP)

Buy

606

20.5 (GBP)

Buy

600

21.26 (GBP)

Buy

595

20.8 (GBP)

Buy

594

22 (GBP)

Buy

582

21.98 (GBP)

Buy

579

20.42 (GBP)

Buy

578

21.55 (GBP)

Buy

572

20.46 (GBP)

Buy

559

20.48 (GBP)

Buy

541

20.45 (GBP)

Buy

532

20.91 (GBP)

Buy

516

20.55 (GBP)

Buy

500

21.45 (GBP)

Buy

500

22 (GBP)

Buy

498

22.55 (GBP)

Buy

487

20.34 (GBP)

Buy

482

20.5 (GBP)

Buy

482

20.12 (GBP)

Buy

469

20.14 (GBP)

Buy

463

20.86 (GBP)

Buy

454

20.87 (GBP)

Buy

450

20.72 (GBP)

Buy

440

21.47 (GBP)

Buy

417

20.48 (GBP)

Buy

407

22.05 (GBP)

Buy

401

21.85 (GBP)

Buy

400

21.34 (GBP)

Buy

400

21.98 (GBP)

Buy

400

20.45 (GBP)

Buy

400

20.42 (GBP)

Buy

400

20.97 (GBP)

Buy

398

20.5 (GBP)

Buy

396

20.79 (GBP)

Buy

395

21.9 (GBP)

Buy

388

22.01 (GBP)

Buy

383

21.76 (GBP)

Buy

380

21.34 (GBP)

Buy

380

22.03 (GBP)

Buy

372

20.46 (GBP)

Buy

362

21.98 (GBP)

Buy

360

20.12 (GBP)

Buy

360

20.05 (GBP)

Buy

350

21.99 (GBP)

Buy

350

21.73 (GBP)

Buy

350

21.99 (GBP)

Buy

340

20.83 (GBP)

Buy

334

20.16 (GBP)

Buy

320

22.12 (GBP)

Buy

316

20.78 (GBP)

Buy

306

20.81 (GBP)

Buy

300

21.47 (GBP)

Buy

300

20.14 (GBP)

Buy

300

20.16 (GBP)

Buy

300

20.16 (GBP)

Buy

300

20.12 (GBP)

Buy

299

20.21 (GBP)

Buy

294

20.9 (GBP)

Buy

290

21.31 (GBP)

Buy

288

22.03 (GBP)

Buy

288

20.46 (GBP)

Buy

287

21.41 (GBP)

Buy

285

22.12 (GBP)

Buy

283

20.45 (GBP)

Buy

280

20.9 (GBP)

Buy

280

20.91 (GBP)

Buy

273

21.42 (GBP)

Buy

266

21.99 (GBP)

Buy

240

20.63 (GBP)

Buy

240

21.34 (GBP)

Buy

240

21.63 (GBP)

Buy

240

21.47 (GBP)

Buy

229

22.21 (GBP)

Buy

227

21.95 (GBP)

Buy

227

20.16 (GBP)

Buy

227

20.01 (GBP)

Buy

219

21.98 (GBP)

Buy

217

20.87 (GBP)

Buy

217

20.15 (GBP)

Buy

216

20.62 (GBP)

Buy

209

21.99 (GBP)

Buy

205

21.97 (GBP)

Buy

205

22.2 (GBP)

Buy

205

21.97 (GBP)

Buy

204

21.92 (GBP)

Buy

200

20.81 (GBP)

Buy

200

20.81 (GBP)

Buy

200

20.81 (GBP)

Buy

200

20.81 (GBP)

Buy

200

21.78 (GBP)

Buy

200

20.67 (GBP)

Buy

200

20.67 (GBP)

Buy

200

20.85 (GBP)

Buy

200

20.15 (GBP)

Buy

200

22.03 (GBP)

Buy

200

21.55 (GBP)

Buy

200

20.77 (GBP)

Buy

200

21.92 (GBP)

Buy

200

22.31 (GBP)

Buy

200

21.47 (GBP)

Buy

200

21.98 (GBP)

Buy

200

21.78 (GBP)

Buy

200

22.01 (GBP)

Buy

200

20.46 (GBP)

Buy

200

22.58 (GBP)

Buy

200

20.16 (GBP)

Buy

195

20.5 (GBP)

Buy

194

22.01 (GBP)

Buy

194

22.12 (GBP)

Buy

193

22.55 (GBP)

Buy

188

21.33 (GBP)

Buy

185

22.47 (GBP)

Buy

182

21.87 (GBP)

Buy

163

22.58 (GBP)

Buy

161

20.81 (GBP)

Buy

160

21.81 (GBP)

Buy

160

21.97 (GBP)

Buy

154

21.33 (GBP)

Buy

154

22.47 (GBP)

Buy

152

21.06 (GBP)

Buy

147

20.8 (GBP)

Buy

127

20.82 (GBP)

Buy

120

20.77 (GBP)

Buy

120

20.27 (GBP)

Buy

120

20.45 (GBP)

Buy

120

20.81 (GBP)

Buy

112

20.52 (GBP)

Buy

109

20.52 (GBP)

Buy

107

22.11 (GBP)

Buy

100

21.83 (GBP)

Buy

100

20.54 (GBP)

Buy

100

20.9 (GBP)

Buy

100

21.55 (GBP)

Buy

100

20.55 (GBP)

Buy

95

20.48 (GBP)

Buy

94

20.55 (GBP)

Buy

93

21.49 (GBP)

Buy

93

21.47 (GBP)

Buy

93

21.44 (GBP)

Buy

92

21.61 (GBP)

Buy

92

21.65 (GBP)

Buy

92

21.65 (GBP)

Buy

92

21.65 (GBP)

Buy

92

21.6 (GBP)

Buy

92

21.54 (GBP)

Buy

92

21.69 (GBP)

Buy

92

21.7 (GBP)

Buy

91

22.5 (GBP)

Buy

91

21.97 (GBP)

Buy

91

21.89 (GBP)

Buy

91

21.83 (GBP)

Buy

91

21.82 (GBP)

Buy

91

21.97 (GBP)

Buy

91

21.83 (GBP)

Buy

91

21.75 (GBP)

Buy

91

21.96 (GBP)

Buy

91

21.87 (GBP)

Buy

91

21.81 (GBP)

Buy

91

21.84 (GBP)

Buy

91

21.77 (GBP)

Buy

91

21.97 (GBP)

Buy

91

21.81 (GBP)

Buy

90

21.98 (GBP)

Buy

90

21.98 (GBP)

Buy

90

21.99 (GBP)

Buy

90

22 (GBP)

Buy

90

21.98 (GBP)

Buy

90

21.99 (GBP)

Buy

89

20.19 (GBP)

Buy

88

21.67 (GBP)

Buy

87

21.01 (GBP)

Buy

87

21 (GBP)

Buy

87

20.67 (GBP)

Buy

86

20.32 (GBP)

Buy

82

20.46 (GBP)

Buy

80

21.7 (GBP)

Buy

80

20.91 (GBP)

Buy

72

20.67 (GBP)

Buy

63

20.82 (GBP)

Buy

62

20.97 (GBP)

Buy

54

22.58 (GBP)

Buy

53

22.5 (GBP)

Buy

46

21.55 (GBP)

Buy

46

20.78 (GBP)

Buy

45

21.97 (GBP)

Buy

45

21.82 (GBP)

Buy

45

21.97 (GBP)

Buy

40

20.55 (GBP)

Buy

39

20.42 (GBP)

Buy

39

20.34 (GBP)

Buy

35

22 (GBP)

Buy

28

20.55 (GBP)

Buy

23

20.07 (GBP)

Buy

20

20.77 (GBP)

Buy

19

20.52 (GBP)

Buy

18

21.98 (GBP)

Buy

12

20.79 (GBP)

Buy

11

20.83 (GBP)

Buy

11

20.91 (GBP)

Buy

4

22.21 (GBP)

Buy

4

21.67 (GBP)

Sell

220000

21.42 (GBP)

Sell

6049

19.59 (GBP)

Sell

5320

22.5 (GBP)

Sell

3544

20.44 (GBP)

Sell

2500

20.5 (GBP)

Sell

2500

20.5 (GBP)

Sell

2095

22.5 (GBP)

Sell

2095

22.5 (GBP)

Sell

2095

22.5 (GBP)

Sell

2059

20.5 (GBP)

Sell

2000

22.5 (GBP)

Sell

1845

20.5 (GBP)

Sell

1753

21.89 (GBP)

Sell

1580

21.81 (GBP)

Sell

1575

21.08 (GBP)

Sell

1550

21.08 (GBP)

Sell

1544

21.84 (GBP)

Sell

1357

20.5 (GBP)

Sell

1335

21.79 (GBP)

Sell

1143

20.5 (GBP)

Sell

1100

20.49 (GBP)

Sell

1002

19.96 (GBP)

Sell

1000

21.84 (GBP)

Sell

1000

19.99 (GBP)

Sell

980

21.89 (GBP)

Sell

912

21.91 (GBP)

Sell

872

22.92 (GBP)

Sell

867

20.42 (GBP)

Sell

865

22.27 (GBP)

Sell

865

20.13 (GBP)

Sell

864

20.8 (GBP)

Sell

817

21.84 (GBP)

Sell

817

21.72 (GBP)

Sell

800

20.4 (GBP)

Sell

800

22.08 (GBP)

Sell

750

21.82 (GBP)

Sell

749

21.98 (GBP)

Sell

729

21 (GBP)

Sell

729

21 (GBP)

Sell

724

21.85 (GBP)

Sell

705

21.91 (GBP)

Sell

700

22.27 (GBP)

Sell

682

21.95 (GBP)

Sell

667

20.79 (GBP)

Sell

660

21.57 (GBP)

Sell

660

19.64 (GBP)

Sell

660

19.64 (GBP)

Sell

660

20.73 (GBP)

Sell

660

21.79 (GBP)

Sell

654

20.95 (GBP)

Sell

645

19.64 (GBP)

Sell

613

21.82 (GBP)

Sell

613

21.82 (GBP)

Sell

600

21.79 (GBP)

Sell

600

21.9 (GBP)

Sell

600

21.88 (GBP)

Sell

578

21.82 (GBP)

Sell

574

21.45 (GBP)

Sell

571

20.92 (GBP)

Sell

565

22.5 (GBP)

Sell

552

20.52 (GBP)

Sell

541

20.94 (GBP)

Sell

528

21.4 (GBP)

Sell

522

21 (GBP)

Sell

496

21.84 (GBP)

Sell

495

22.34 (GBP)

Sell

481

20.38 (GBP)

Sell

479

20.26 (GBP)

Sell

473

21.81 (GBP)

Sell

467

19.59 (GBP)

Sell

465

20.5 (GBP)

Sell

462

22.5 (GBP)

Sell

457

21.07 (GBP)

Sell

455

20.5 (GBP)

Sell

433

22.03 (GBP)

Sell

433

22.44 (GBP)

Sell

433

22.03 (GBP)

Sell

417

20.75 (GBP)

Sell

417

21.34 (GBP)

Sell

407

22.14 (GBP)

Sell

407

21.95 (GBP)

Sell

403

20.4 (GBP)

Sell

400

21.17 (GBP)

Sell

400

20.75 (GBP)

Sell

400

22.34 (GBP)

Sell

400

20.77 (GBP)

Sell

400

21.96 (GBP)

Sell

400

22.03 (GBP)

Sell

400

21.88 (GBP)

Sell

400

21.88 (GBP)

Sell

400

22.44 (GBP)

Sell

400

21.28 (GBP)

Sell

400

20.52 (GBP)

Sell

392

21.58 (GBP)

Sell

390

22.44 (GBP)

Sell

390

21.52 (GBP)

Sell

389

20.48 (GBP)

Sell

380

21.81 (GBP)

Sell

380

22.1 (GBP)

Sell

380

21.02 (GBP)

Sell

380

20.06 (GBP)

Sell

379

20.99 (GBP)

Sell

372

20.89 (GBP)

Sell

370

20.83 (GBP)

Sell

361

21.9 (GBP)

Sell

350

21.93 (GBP)

Sell

345

21.9 (GBP)

Sell

324

20.49 (GBP)

Sell

324

21.92 (GBP)

Sell

320

21.89 (GBP)

Sell

320

22.85 (GBP)

Sell

319

20.89 (GBP)

Sell

318

20.35 (GBP)

Sell

315

20.07 (GBP)

Sell

313

22.47 (GBP)

Sell

301

21.09 (GBP)

Sell

300

20.95 (GBP)

Sell

300

20.43 (GBP)

Sell

300

19.64 (GBP)

Sell

300

19.64 (GBP)

Sell

300

19.64 (GBP)

Sell

300

22.04 (GBP)

Sell

300

22.5 (GBP)

Sell

300

22.5 (GBP)

Sell

300

20.65 (GBP)

Sell

299

20.94 (GBP)

Sell

291

20.83 (GBP)

Sell

283

22.55 (GBP)

Sell

282

21.54 (GBP)

Sell

280

21.37 (GBP)

Sell

273

22.5 (GBP)

Sell

270

20.85 (GBP)

Sell

270

20.79 (GBP)

Sell

260

22.34 (GBP)

Sell

258

20.81 (GBP)

Sell

256

19.59 (GBP)

Sell

247

20.5 (GBP)

Sell

240

21.56 (GBP)

Sell

240

22.52 (GBP)

Sell

240

21.59 (GBP)

Sell

240

21.58 (GBP)

Sell

240

21.66 (GBP)

Sell

240

21.7 (GBP)

Sell

240

20.77 (GBP)

Sell

240

20.43 (GBP)

Sell

240

22.03 (GBP)

Sell

240

20.86 (GBP)

Sell

240

20.86 (GBP)

Sell

240

21.92 (GBP)

Sell

233

20.48 (GBP)

Sell

232

20.52 (GBP)

Sell

230

20.89 (GBP)

Sell

223

21 (GBP)

Sell

223

21.28 (GBP)

Sell

217

22.13 (GBP)

Sell

217

22.91 (GBP)

Sell

217

21.58 (GBP)

Sell

217

20.43 (GBP)

Sell

217

20.21 (GBP)

Sell

216

21.44 (GBP)

Sell

208

22.52 (GBP)

Sell

205

22.14 (GBP)

Sell

205

22.14 (GBP)

Sell

205

21.58 (GBP)

Sell

205

21.88 (GBP)

Sell

205

21.59 (GBP)

Sell

205

20.05 (GBP)

Sell

202

22.22 (GBP)

Sell

201

21.81 (GBP)

Sell

200

21.92 (GBP)

Sell

200

22.02 (GBP)

Sell

200

21.79 (GBP)

Sell

200

21.87 (GBP)

Sell

200

20.4 (GBP)

Sell

200

20.85 (GBP)

Sell

200

20.4 (GBP)

Sell

200

21.4 (GBP)

Sell

200

21.44 (GBP)

Sell

200

20.87 (GBP)

Sell

200

20.87 (GBP)

Sell

200

20.88 (GBP)

Sell

200

20.65 (GBP)

Sell

200

20.89 (GBP)

Sell

200

20.89 (GBP)

Sell

200

21.08 (GBP)

Sell

200

20.75 (GBP)

Sell

200

20.75 (GBP)

Sell

200

22.13 (GBP)

Sell

200

22.1 (GBP)

Sell

200

22.07 (GBP)

Sell

200

22.52 (GBP)

Sell

195

20.89 (GBP)

Sell

191

20.43 (GBP)

Sell

190

20.56 (GBP)

Sell

190

21.13 (GBP)

Sell

190

22.47 (GBP)

Sell

188

22.5 (GBP)

Sell

184

21.85 (GBP)

Sell

182

21.89 (GBP)

Sell

180

20.4 (GBP)

Sell

177

20.34 (GBP)

Sell

175

20.79 (GBP)

Sell

171

20.79 (GBP)

Sell

164

20.92 (GBP)

Sell

160

21.78 (GBP)

Sell

160

22.07 (GBP)

Sell

160

20.05 (GBP)

Sell

160

20.43 (GBP)

Sell

160

22.02 (GBP)

Sell

151

21.88 (GBP)

Sell

149

21.17 (GBP)

Sell

148

21.92 (GBP)

Sell

142

22.07 (GBP)

Sell

140

21.17 (GBP)

Sell

137

20.48 (GBP)

Sell

133

20.83 (GBP)

Sell

128

20.13 (GBP)

Sell

127

20.56 (GBP)

Sell

120

20.77 (GBP)

Sell

120

20.77 (GBP)

Sell

120

20.79 (GBP)

Sell

120

22.52 (GBP)

Sell

120

22.52 (GBP)

Sell

120

21.08 (GBP)

Sell

120

20.73 (GBP)

Sell

120

20.73 (GBP)

Sell

120

21.28 (GBP)

Sell

120

20.4 (GBP)

Sell

120

20.44 (GBP)

Sell

120

20.27 (GBP)

Sell

119

22.04 (GBP)

Sell

118

21.93 (GBP)

Sell

117

21.9 (GBP)

Sell

117

22.2 (GBP)

Sell

115

20.94 (GBP)

Sell

115

20.15 (GBP)

Sell

114

21.56 (GBP)

Sell

113

21.15 (GBP)

Sell

107

21.82 (GBP)

Sell

105

22.08 (GBP)

Sell

105

20.42 (GBP)

Sell

105

21.89 (GBP)

Sell

104

21.84 (GBP)

Sell

104

21.84 (GBP)

Sell

102

20.15 (GBP)

Sell

101

20.83 (GBP)

Sell

100

20.86 (GBP)

Sell

100

20.8 (GBP)

Sell

91

20.79 (GBP)

Sell

91

22.5 (GBP)

Sell

87

20.27 (GBP)

Sell

83

21.92 (GBP)

Sell

80

21.82 (GBP)

Sell

80

20.79 (GBP)

Sell

79

22.5 (GBP)

Sell

72

21.57 (GBP)

Sell

65

20.56 (GBP)

Sell

65

20.83 (GBP)

Sell

60

19.68 (GBP)

Sell

50

20.79 (GBP)

Sell

35

20.99 (GBP)

Sell

35

22.02 (GBP)

Sell

33

22.27 (GBP)

Sell

25

21.85 (GBP)

Sell

25

20.5 (GBP)

Sell

15

22.14 (GBP)

Sell

13

22.49 (GBP)

Sell

13

22.5 (GBP)

Sell

13

22.49 (GBP)

Sell

13

22.51 (GBP)

Sell

13

22.51 (GBP)

Sell

13

22.49 (GBP)

Sell

13

22.51 (GBP)

Sell

2

21.88 (GBP)

Buy

664780

21.88 (GBP)

Total Buys: 781920

Total Sells: 343112

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

 21.10.2008

Contact name

Crawley,Simon Paul

Telephone number

44 20 7888 5416

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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Related Shares:

Rio Tinto
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Value8,781.12
Change81.81