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EPT Disclosure - Amendment

22nd Oct 2008 11:54

RNS Number : 4332G
Deutsche Bank AG
22 October 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

Amendment

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Securities Australia Limited

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

17/10/2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number  (%)

Number (%)

(1) Relevant securities 

2,846,593 0.63

-793,002 -0.17

(2) Derivatives (other than options)

727,899 0.16

-1,824,981 -0.41

(3) Options and agreements to purchase/sell

573,000 0.13

-908,100 -0.20

Total

4,147,492 0.92

-3,526,083 -0.78

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number  (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) 

AUD $

Purchase

3176

61.85

Purchase

51

61.86

Purchase

2057

61.87

Purchase

112

61.88

Purchase

703

61.90

Purchase

372

61.91

Purchase

2092

61.97

Purchase

2000

61.98

Purchase

3685

62.00

Purchase

79

62.01

Purchase

2000

62.03

Purchase

87

62.05

Purchase

352

62.09

Purchase

2000

62.15

Purchase

2000

62.16

Purchase

113

62.17

Purchase

2260

62.21

Purchase

2351

62.23

Purchase

4000

62.24

Purchase

2298

62.25

Purchase

258

62.26

Purchase

2000

62.27

Purchase

3105

62.30

Purchase

174

62.32

Purchase

18

62.34

Purchase

352

62.36

Purchase

2351

62.37

Purchase

880

62.38

Purchase

2197

62.40

Purchase

86

62.41

Purchase

138

62.42

Purchase

1859

62.44

Purchase

353

62.45

Purchase

352

62.46

Purchase

2481

62.47

Purchase

2000

62.48

Purchase

250

62.49

Purchase

126

62.50

Purchase

2070

62.51

Purchase

50

62.52

Purchase

82

62.53

Purchase

302

62.59

Purchase

1105

62.60

Purchase

480

62.62

Purchase

352

62.64

Purchase

2000

62.65

Purchase

352

62.66

Purchase

520

62.76

Purchase

4462

62.77

Purchase

5027

62.78

Purchase

4000

62.79

Purchase

704

62.80

Purchase

150

62.83

Purchase

1963

62.85

Purchase

2850

62.87

Purchase

2000

62.90

Purchase

1638

62.91

Purchase

327

62.97

Purchase

200

63.03

Purchase

322

63.06

Purchase

1126

63.07

Purchase

2000

63.08

Purchase

2874

63.10

Purchase

43

63.12

Purchase

2000

63.14

Purchase

471

63.16

Purchase

1598

63.18

Purchase

2499

63.19

Purchase

149

63.20

Purchase

289

63.21

Purchase

1330

63.22

Purchase

661

63.24

Purchase

161

63.26

Purchase

614

63.27

Purchase

352

63.28

Purchase

2101

63.29

Purchase

941

63.30

Purchase

2544

63.31

Purchase

1440

63.32

Purchase

79

63.33

Purchase

427

63.34

Purchase

4000

63.35

Purchase

501

63.36

Purchase

5389

63.37

Purchase

4139

63.38

Purchase

5484

63.39

Purchase

2217

63.40

Purchase

1493

63.41

Purchase

3839

63.42

Purchase

450

63.43

Purchase

4209

63.45

Purchase

3551

63.46

Purchase

362

63.47

Purchase

88

63.49

Purchase

437

63.50

Purchase

346

63.51

Purchase

745

63.52

Purchase

192

63.53

Purchase

76

63.54

Purchase

5024

63.55

Purchase

70

63.56

Purchase

1173

63.57

Purchase

2000

63.58

Purchase

136

63.60

Purchase

2000

63.62

Purchase

789

63.64

Purchase

2272

63.65

Purchase

73

63.66

Purchase

119

63.69

Purchase

1434

63.70

Purchase

293

63.71

Purchase

2000

63.75

Purchase

125

63.78

Purchase

59

63.80

Purchase

2000

63.88

Purchase

1536

63.93

Purchase

155

63.96

Purchase

2145

63.97

Purchase

2099

63.99

Purchase

2055

64.00

Purchase

2125

64.01

Purchase

53

64.03

Purchase

134

64.04

Purchase

650

64.12

Purchase

2000

64.13

Purchase

451

64.14

Purchase

2008

64.15

Purchase

2625

64.19

Purchase

258

64.20

Purchase

67

64.21

Purchase

1806

64.24

Purchase

559

64.27

Purchase

51

64.31

Purchase

2000

64.34

Purchase

149

64.35

Purchase

2000

64.40

Purchase

47

64.51

Purchase

41

64.54

Purchase

2000

64.55

Purchase

66

64.56

Purchase

110

64.59

Purchase

74

64.60

Purchase

250

64.61

Purchase

2048

64.62

Purchase

60

64.65

Purchase

1405

64.68

Purchase

90

64.69

Purchase

1131

64.71

Purchase

2000

64.75

Purchase

86

64.76

Purchase

390

64.81

Purchase

2000

64.83

Purchase

13050

64.85

Purchase

2352

64.89

Purchase

11

64.90

Purchase

603

64.91

Purchase

142

64.95

Purchase

44

64.96

Purchase

1

64.98

Purchase

2693

64.99

Purchase

1337

65.01

Purchase

89

65.05

Purchase

93

65.06

Purchase

276

65.11

Purchase

194

65.12

Purchase

1000

65.13

Purchase

1101

65.14

Purchase

1459

65.15

Purchase

293

65.16

Purchase

104

65.20

Purchase

21

65.21

Purchase

3

65.22

Purchase

1443

65.25

Purchase

107

65.28

Purchase

338

65.30

Purchase

111

65.42

Purchase

3

65.44

Purchase

304

65.50

Purchase

105

65.53

Purchase

413

65.55

Purchase

203

65.81

Purchase

2000

65.84

Purchase

112

65.85

Purchase

1030

65.85

Purchase

36

66.01

Purchase

88

66.02

Purchase

105

66.05

Purchase

1531

66.27

Purchase

1705

66.30

Purchase

115

66.34

Purchase

49

66.35

Purchase

1627

66.36

Purchase

138

66.37

Purchase

129

66.38

Purchase

118

66.51

Purchase

246

66.52

Purchase

2226

66.56

Purchase

254

66.57

Purchase

125

66.58

Purchase

2120

66.59

Purchase

263

66.61

Purchase

123

66.64

Purchase

58

66.70

Purchase

139

66.72

Purchase

138

66.76

Purchase

806

66.77

Purchase

2000

66.78

Purchase

1455

66.80

Purchase

695

66.81

Purchase

1344

66.81

Purchase

134

66.82

Purchase

128

66.90

Purchase

427

66.92

Purchase

2369

66.93

Purchase

1883

66.94

Purchase

1345

66.95

Purchase

2000

66.96

Purchase

368

66.98

Purchase

134

67.00

Purchase

686

67.01

Purchase

202

67.02

Purchase

149

67.03

Purchase

3000

67.04

Purchase

1249

67.10

Purchase

661

67.12

Purchase

351

67.16

Purchase

3436

67.19

Purchase

6803

67.20

Purchase

187

67.25

Purchase

25382

67.26

Purchase

3917

67.27

Purchase

2000

67.30

Purchase

1873

67.33

Purchase

372

67.34

Purchase

3330

67.35

Purchase

1083

67.36

Purchase

1425

67.37

Purchase

5575

67.38

Purchase

759

67.39

Purchase

18416

67.40

Purchase

311

67.41

Purchase

1356

67.44

Purchase

4832

67.45

Purchase

209

67.46

Purchase

1531

67.56

Purchase

203

67.72

Purchase

28

67.91

Purchase

60000

67.93

Purchase

2000

67.99

Purchase

231

68.10

Purchase

2646

68.27

Purchase

25000

68.28

Purchase

2000

68.29

Purchase

500

68.31

Purchase

1569

68.32

Purchase

35000

68.37

Purchase

16000

132.00

Total Purchases

490,960

Sale

54

61.96

Sale

320

61.99

Sale

69

62.07

Sale

922

62.09

Sale

336

62.11

Sale

136

62.12

Sale

517

62.14

Sale

534

62.15

Sale

2000

62.23

Sale

1476

62.24

Sale

1

62.34

Sale

76

62.35

Sale

2601

62.36

Sale

328

62.37

Sale

2000

62.38

Sale

3187

62.39

Sale

1085

62.40

Sale

2268

62.41

Sale

415

62.42

Sale

377

62.43

Sale

648

62.44

Sale

1625

62.45

Sale

2172

62.46

Sale

250

62.49

Sale

1910

62.50

Sale

198

62.51

Sale

20

62.52

Sale

324

62.53

Sale

890

62.57

Sale

2433

62.58

Sale

573

62.59

Sale

161

62.60

Sale

2483

62.61

Sale

3539

62.62

Sale

908

62.64

Sale

200

62.65

Sale

939

62.66

Sale

981

62.67

Sale

494

62.69

Sale

792

62.74

Sale

76

62.75

Sale

40

62.76

Sale

2976

62.77

Sale

2569

62.78

Sale

493

62.79

Sale

2103

62.80

Sale

1105

62.82

Sale

1452

62.83

Sale

222

62.86

Sale

674

62.90

Sale

2000

62.91

Sale

1326

62.92

Sale

72

62.94

Sale

301

62.96

Sale

299

62.97

Sale

33

62.98

Sale

1

63.06

Sale

1564

63.07

Sale

394

63.08

Sale

1692

63.09

Sale

68

63.10

Sale

260

63.15

Sale

456

63.16

Sale

217

63.17

Sale

2866

63.18

Sale

37

63.19

Sale

174

63.20

Sale

4000

63.21

Sale

132

63.21

Sale

4045

63.22

Sale

331

63.23

Sale

76

63.24

Sale

982

63.26

Sale

1098

63.27

Sale

1710

63.28

Sale

1819

63.29

Sale

1724

63.30

Sale

1470

63.31

Sale

1353

63.32

Sale

1788

63.33

Sale

2281

63.34

Sale

676

63.35

Sale

357

63.36

Sale

2847

63.37

Sale

2356

63.38

Sale

3402

63.39

Sale

1066

63.40

Sale

2746

63.41

Sale

2665

63.42

Sale

1957

63.43

Sale

1636

63.44

Sale

1256

63.45

Sale

1705

63.46

Sale

637

63.47

Sale

813

63.48

Sale

1951

63.49

Sale

529

63.50

Sale

927

63.51

Sale

1477

63.52

Sale

876

63.53

Sale

423

63.54

Sale

708

63.55

Sale

759

63.56

Sale

372

63.57

Sale

896

63.58

Sale

2979

63.59

Sale

324

63.60

Sale

311

63.61

Sale

1028

63.62

Sale

757

63.64

Sale

455

63.65

Sale

221

63.66

Sale

166

63.67

Sale

1120

63.69

Sale

10

63.72

Sale

75

63.74

Sale

422

63.76

Sale

1281

63.79

Sale

335

63.80

Sale

1620

63.82

Sale

218

63.84

Sale

616

63.91

Sale

150

63.99

Sale

72

64.01

Sale

115

64.04

Sale

590

64.06

Sale

20

64.08

Sale

237

64.09

Sale

13

64.16

Sale

723

64.19

Sale

592

64.20

Sale

473

64.21

Sale

49

64.28

Sale

47

64.30

Sale

65

64.34

Sale

7

64.38

Sale

122

64.39

Sale

274

64.40

Sale

611

64.43

Sale

36

64.49

Sale

946

64.50

Sale

2580

64.51

Sale

762

64.51

Sale

31

64.55

Sale

22

64.61

Sale

289

64.69

Sale

8

64.78

Sale

62

64.79

Sale

11

64.80

Sale

50

64.81

Sale

15

64.84

Sale

1399

64.87

Sale

656

64.88

Sale

1363

64.89

Sale

15050

64.93

Sale

152

64.93

Sale

1069

64.95

Sale

101

64.98

Sale

250

65.00

Sale

500

65.01

Sale

250

65.03

Sale

957

65.06

Sale

191

65.07

Sale

306

65.08

Sale

611

65.09

Sale

231

65.10

Sale

2666

65.11

Sale

1701

65.12

Sale

1000

65.13

Sale

724

65.14

Sale

484

65.15

Sale

80

65.18

Sale

117

65.21

Sale

290

65.25

Sale

14

65.28

Sale

2032

65.29

Sale

1300

65.30

Sale

388

65.31

Sale

91

65.32

Sale

35

65.33

Sale

150

65.37

Sale

600

65.39

Sale

39

65.43

Sale

141

65.44

Sale

75

65.48

Sale

45

65.50

Sale

22

65.51

Sale

7

65.52

Sale

139

65.55

Sale

77

65.56

Sale

5

65.59

Sale

204

65.61

Sale

162

65.76

Sale

225

65.82

Sale

118

65.84

Sale

95

66.01

Sale

490

66.02

Sale

41

66.06

Sale

1261

66.25

Sale

454

66.26

Sale

284

66.27

Sale

347

66.28

Sale

238

66.29

Sale

861

66.34

Sale

717

66.36

Sale

63

66.37

Sale

395

66.39

Sale

100

66.44

Sale

55

66.48

Sale

2400

66.52

Sale

223

66.54

Sale

771

66.55

Sale

1091

66.56

Sale

2144

66.57

Sale

2214

66.58

Sale

2498

66.59

Sale

1686

66.60

Sale

90

66.61

Sale

887

66.62

Sale

146

66.63

Sale

95

66.64

Sale

893

66.65

Sale

2802

66.66

Sale

305

66.67

Sale

65

66.68

Sale

382

66.70

Sale

83

66.71

Sale

845

66.74

Sale

705

66.76

Sale

312

66.78

Sale

110

66.79

Sale

1000

66.80

Sale

180

66.81

Sale

120

66.86

Sale

590

66.89

Sale

690

66.90

Sale

202

66.91

Sale

500

66.92

Sale

292

66.93

Sale

1240

66.94

Sale

352

66.95

Sale

241

66.96

Sale

303

66.99

Sale

323

67.00

Sale

77

67.01

Sale

147

67.02

Sale

566

67.03

Sale

518

67.04

Sale

234

67.05

Sale

1070

67.06

Sale

8

67.07

Sale

2480

67.11

Sale

478

67.12

Sale

493

67.14

Sale

1097

67.17

Sale

2875

67.18

Sale

1704

67.19

Sale

806

67.20

Sale

263

67.21

Sale

628

67.26

Sale

1865

67.28

Sale

1291

67.29

Sale

14696

67.30

Sale

832

67.32

Sale

1988

67.33

Sale

912

67.34

Sale

918

67.35

Sale

93

67.36

Sale

115

67.37

Sale

2485

67.38

Sale

834

67.39

Sale

6566

67.40

Sale

81

67.41

Sale

40

67.42

Sale

509

67.43

Sale

1403

67.44

Sale

798

67.45

Sale

6805

67.46

Sale

488

67.47

Sale

2208

67.49

Sale

20471

67.50

Sale

857

67.51

Sale

323

67.53

Sale

679

67.54

Sale

251

67.59

Sale

61

67.80

Sale

404

68.08

Sale

3538

68.10

Sale

1000

68.15

Sale

11020

68.16

Sale

100

68.17

Sale

68

68.19

Sale

1208

68.20

Sale

155

68.26

Sale

602

68.27

Sale

903

68.28

Sale

50

68.29

Sale

2342

68.30

Sale

1391

68.31

Sale

23

68.39

Sale

271

68.41

Sale

34

68.44

Sale

6170

68.45

Sale

1087

68.47

Sale

97

68.48

Sale

847

68.49

Sale

4000

68.50

Sale

4970

68.51

Sale

1000

68.52

Sale

227

68.54

Sale

1453

68.58

Sale

1000

68.59

Sale

4000

68.60

Sale

679

68.61

Total Sales

338,318

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) 

AUD $

CFD

Long

1000

62.40

CFD

Long

250

62.42

CFD

Long

550

62.62

CFD

Long

200

62.65

CFD

Long

250

62.80

CFD

Long

4000

63.21

CFD

Long

150

63.27

CFD

Long

300

63.44

CFD

Long

161

63.51

CFD

Long

155

63.55

CFD

Long

100

63.57

CFD

Long

250

64.21

CFD

Long

2580

64.51

CFD

Long

15050

64.93

CFD

Long

250

65.00

CFD

Long

500

65.01

CFD

Long

250

65.03

CFD

Long

250

65.25

CFD

Long

36

66.01

CFD

Long

250

66.58

CFD

Long

250

66.60

CFD

Long

350

66.65

CFD

Long

600

66.66

CFD

Long

1000

66.80

CFD

Long

500

66.92

CFD

Long

100

67.00

CFD

Long

250

67.20

CFD

Long

500

68.51

CFD

Short

108

61.87

CFD

Short

112

61.88

CFD

Short

20

61.91

CFD

Short

79

62.01

CFD

Short

87

62.05

CFD

Short

113

62.17

CFD

Short

18

62.34

CFD

Short

86

62.41

CFD

Short

118

62.44

CFD

Short

1

62.45

CFD

Short

481

62.47

CFD

Short

250

62.49

CFD

Short

70

62.51

CFD

Short

50

62.52

CFD

Short

250

62.76

CFD

Short

150

62.83

CFD

Short

2850

62.87

CFD

Short

200

63.03

CFD

Short

112

63.16

CFD

Short

388

63.19

CFD

Short

161

63.26

CFD

Short

101

63.29

CFD

Short

131

63.30

CFD

Short

141

63.31

CFD

Short

256

63.32

CFD

Short

79

63.33

CFD

Short

202

63.37

CFD

Short

108

63.38

CFD

Short

65

63.39

CFD

Short

132

63.40

CFD

Short

259

63.42

CFD

Short

450

63.43

CFD

Short

121

63.45

CFD

Short

112

63.47

CFD

Short

88

63.49

CFD

Short

437

63.50

CFD

Short

185

63.51

CFD

Short

76

63.54

CFD

Short

300

63.64

CFD

Short

119

63.69

CFD

Short

281

63.70

CFD

Short

155

63.96

CFD

Short

145

63.97

CFD

Short

99

63.99

CFD

Short

55

64.00

CFD

Short

67

64.01

CFD

Short

53

64.03

CFD

Short

134

64.04

CFD

Short

69

64.14

CFD

Short

8

64.15

CFD

Short

64

64.20

CFD

Short

67

64.21

CFD

Short

51

64.31

CFD

Short

149

64.35

CFD

Short

47

64.51

CFD

Short

41

64.54

CFD

Short

66

64.56

CFD

Short

110

64.59

CFD

Short

74

64.60

CFD

Short

25

64.61

CFD

Short

48

64.62

CFD

Short

60

64.65

CFD

Short

90

64.69

CFD

Short

66

64.71

CFD

Short

86

64.76

CFD

Short

13050

64.85

CFD

Short

352

64.89

CFD

Short

142

64.95

CFD

Short

44

64.96

CFD

Short

31

65.01

CFD

Short

89

65.05

CFD

Short

93

65.06

CFD

Short

55

65.12

CFD

Short

101

65.14

CFD

Short

68

65.16

CFD

Short

3

65.22

CFD

Short

107

65.28

CFD

Short

3

65.44

CFD

Short

197

65.50

CFD

Short

88

65.81

CFD

Short

112

65.85

CFD

Short

1030

65.85

CFD

Short

36

66.01

CFD

Short

88

66.02

CFD

Short

695

66.81

CFD

Short

1000

67.04

CFD

Short

500

67.12

CFD

Short

1000

67.33

CFD

Short

1000

67.38

CFD

Short

28

67.91

CFD

Short

60000

67.93

CFD

Short

800

68.27

CFD

Short

500

68.31

CFD

Short

35000

68.37

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

Put Option

16,000

132.00

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

22/10/2008

Contact name

Artie Movsesian

Telephone number

020 7545 7804

Name of offeree/offeror with which connected

Rio Tinto plc

Nature of connection (Note 9)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

  

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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