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EPT Disclosure-Amendment

9th Jul 2008 11:53

RNS Number : 6797Y
Credit Suisse Securities (Eur) Ltd
09 July 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

AMENDMENT

The amendment in position represents the effect of a late booked trade, book transfer and/or cancel/correct activity.

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Securities (Europe) Limited

 

Company dealt in

Rio Tinto Plc

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

Ordinary Shares

Date of dealing

07-Jul-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

103776

0.01

 

 

(2) Derivatives (other than options)

 

(3) Options and agreements to purchase/sell 

 

 

 

 

Total

103776

0.01

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : 

Long

Short

(1) Relevant Securities 

(2) Derivatives (other than options) 

(3) Options and agreements to purchasesell 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Buy

2272

54.23 (GBP)

Buy

1927

55.79 (GBP)

Buy

1824

54.96 (GBP)

Buy

1772

54.97 (GBP)

Buy

1562

54.47 (GBP)

Buy

1387

55.44 (GBP)

Buy

1344

54.37 (GBP)

Buy

1277

55.52 (GBP)

Buy

1200

55.57 (GBP)

Buy

1119

54.34 (GBP)

Buy

1000

54.37 (GBP)

Buy

913

54.65 (GBP)

Buy

841

55.79 (GBP)

Buy

812

55.4 (GBP)

Buy

752

55.5 (GBP)

Buy

732

54.97 (GBP)

Buy

681

54.31 (GBP)

Buy

666

54.42 (GBP)

Buy

637

55.5 (GBP)

Buy

597

54.47 (GBP)

Buy

530

54.97 (GBP)

Buy

523

54.19 (GBP)

Buy

500

54.37 (GBP)

Buy

500

54.37 (GBP)

Buy

500

54.78 (GBP)

Buy

486

54.97 (GBP)

Buy

471

54.34 (GBP)

Buy

469

55.8 (GBP)

Buy

463

55.79 (GBP)

Buy

456

54 (GBP)

Buy

423

54.78 (GBP)

Buy

410

54.34 (GBP)

Buy

402

54.63 (GBP)

Buy

401

53.97 (GBP)

Buy

400

55.57 (GBP)

Buy

400

54.23 (GBP)

Buy

395

55.35 (GBP)

Buy

380

54.63 (GBP)

Buy

374

54.31 (GBP)

Buy

349

54.17 (GBP)

Buy

317

53.97 (GBP)

Buy

311

54.21 (GBP)

Buy

303

54.31 (GBP)

Buy

300

54.15 (GBP)

Buy

300

54.15 (GBP)

Buy

300

54.21 (GBP)

Buy

263

54.39 (GBP)

Buy

263

54.16 (GBP)

Buy

250

54.78 (GBP)

Buy

250

54.77 (GBP)

Buy

250

54.76 (GBP)

Buy

230

54.65 (GBP)

Buy

230

54.65 (GBP)

Buy

230

54.65 (GBP)

Buy

230

54.65 (GBP)

Buy

230

54.65 (GBP)

Buy

230

54.65 (GBP)

Buy

230

54.65 (GBP)

Buy

230

54.65 (GBP)

Buy

230

54.65 (GBP)

Buy

230

54.65 (GBP)

Buy

230

54.65 (GBP)

Buy

229

54.34 (GBP)

Buy

208

54.63 (GBP)

Buy

200

55.39 (GBP)

Buy

200

55.58 (GBP)

Buy

200

54.78 (GBP)

Buy

200

54.66 (GBP)

Buy

192

54.42 (GBP)

Buy

182

53.97 (GBP)

Buy

169

55.79 (GBP)

Buy

157

54.27 (GBP)

Buy

154

55.5 (GBP)

Buy

153

54.15 (GBP)

Buy

144

55.5 (GBP)

Buy

135

53.97 (GBP)

Buy

129

55.79 (GBP)

Buy

124

54.18 (GBP)

Buy

120

54.36 (GBP)

Buy

120

55.55 (GBP)

Buy

116

54.295 (GBP)

Buy

115

54.39 (GBP)

Buy

114

55.5 (GBP)

Buy

114

55.53 (GBP)

Buy

114

55.53 (GBP)

Buy

112

54.39 (GBP)

Buy

110

54.37 (GBP)

Buy

108

54.31 (GBP)

Buy

107

54.195 (GBP)

Buy

107

54.085 (GBP)

Buy

107

54.26 (GBP)

Buy

102

54.17 (GBP)

Buy

100

54.51 (GBP)

Buy

100

55.5 (GBP)

Buy

100

55.5 (GBP)

Buy

100

54.24 (GBP)

Buy

100

54.15 (GBP)

Buy

100

54.78 (GBP)

Buy

100

54.34 (GBP)

Buy

100

54.21 (GBP)

Buy

99

54.34 (GBP)

Buy

98

54.65 (GBP)

Buy

97

54.185 (GBP)

Buy

83

54.27 (GBP)

Buy

72

54.34 (GBP)

Buy

71

53.98 (GBP)

Buy

70

54.315 (GBP)

Buy

68

54.33 (GBP)

Buy

61

54.51 (GBP)

Buy

60

54.16 (GBP)

Buy

59

54.16 (GBP)

Buy

59

55.58 (GBP)

Buy

58

54.05 (GBP)

Buy

58

54.4 (GBP)

Buy

56

54.4 (GBP)

Buy

55

54.21 (GBP)

Buy

55

54.3 (GBP)

Buy

55

54.3 (GBP)

Buy

54

54.08 (GBP)

Buy

53

54.31 (GBP)

Buy

53

54.4 (GBP)

Buy

51

54.36 (GBP)

Buy

51

55.435 (GBP)

Buy

50

54.4 (GBP)

Buy

50

54.39 (GBP)

Buy

50

54.4 (GBP)

Buy

49

54.1 (GBP)

Buy

46

54.1 (GBP)

Buy

45

55.8 (GBP)

Buy

45

54.47 (GBP)

Buy

45

54.37 (GBP)

Buy

45

54.4 (GBP)

Buy

44

54.32 (GBP)

Buy

44

54.3 (GBP)

Buy

44

54.37 (GBP)

Buy

44

54.48 (GBP)

Buy

43

55.53 (GBP)

Buy

43

55.8 (GBP)

Buy

43

54.4 (GBP)

Buy

42

54.4 (GBP)

Buy

42

54.4 (GBP)

Buy

41

54.38 (GBP)

Buy

40

54.4 (GBP)

Buy

39

54.38 (GBP)

Buy

38

54.4 (GBP)

Buy

37

54.36 (GBP)

Buy

36

54.39 (GBP)

Buy

35

54.985 (GBP)

Buy

31

55.18 (GBP)

Buy

30

54.77 (GBP)

Buy

30

55.19 (GBP)

Buy

29

54.74 (GBP)

Buy

29

54.38 (GBP)

Buy

29

54.31 (GBP)

Buy

28

54.49 (GBP)

Buy

28

54.53 (GBP)

Buy

27

54.34 (GBP)

Buy

26

54.405 (GBP)

Buy

26

54.3 (GBP)

Buy

25

54.32 (GBP)

Buy

25

55.51 (GBP)

Buy

25

55.51 (GBP)

Buy

24

54.39 (GBP)

Buy

24

54.695 (GBP)

Buy

24

54.98 (GBP)

Buy

23

54.51 (GBP)

Buy

22

54.05 (GBP)

Buy

20

54.08 (GBP)

Buy

19

54.1 (GBP)

Buy

18

54.1 (GBP)

Buy

17

54.1 (GBP)

Buy

16

54.47 (GBP)

Buy

16

54.48 (GBP)

Buy

15

55.79 (GBP)

Buy

15

54.4 (GBP)

Buy

15

54.4 (GBP)

Buy

15

55.44 (GBP)

Buy

14

54.36 (GBP)

Buy

14

54.4 (GBP)

Buy

13

54.39 (GBP)

Buy

13

54.27 (GBP)

Buy

12

54.295 (GBP)

Buy

10

53.98 (GBP)

Buy

4

54.295 (GBP)

Buy

3

54.65 (GBP)

Sell

2642

55.8 (GBP)

Sell

2500

54.33 (GBP)

Sell

2480

54.27 (GBP)

Sell

2106

55.8 (GBP)

Sell

2106

55.8 (GBP)

Sell

2097

55.56 (GBP)

Sell

1826

54.29 (GBP)

Sell

1615

55.38 (GBP)

Sell

1570

54.62 (GBP)

Sell

1231

55.07 (GBP)

Sell

1200

55.51 (GBP)

Sell

1185

55.55 (GBP)

Sell

1080

55.5 (GBP)

Sell

1000

55.37 (GBP)

Sell

991

54.59 (GBP)

Sell

978

55.65 (GBP)

Sell

841

55.36 (GBP)

Sell

800

54.88 (GBP)

Sell

720

54.13 (GBP)

Sell

696

54.4 (GBP)

Sell

660

55.37 (GBP)

Sell

657

54.2 (GBP)

Sell

657

54.2 (GBP)

Sell

657

54.2 (GBP)

Sell

657

54.2 (GBP)

Sell

657

54.2 (GBP)

Sell

657

54.2 (GBP)

Sell

657

54.2 (GBP)

Sell

621

55.01 (GBP)

Sell

606

55.4 (GBP)

Sell

600

54.02 (GBP)

Sell

600

54.36 (GBP)

Sell

587

55.63 (GBP)

Sell

575

54.2 (GBP)

Sell

573

54.27 (GBP)

Sell

551

55.18 (GBP)

Sell

550

54.2 (GBP)

Sell

500

55.21 (GBP)

Sell

500

54.65 (GBP)

Sell

500

54.11 (GBP)

Sell

500

54.11 (GBP)

Sell

483

55.01 (GBP)

Sell

480

54.2 (GBP)

Sell

480

55.83 (GBP)

Sell

475

55.63 (GBP)

Sell

446

54.15 (GBP)

Sell

443

54.2 (GBP)

Sell

438

54.2 (GBP)

Sell

425

55.51 (GBP)

Sell

407

54.88 (GBP)

Sell

400

55.1 (GBP)

Sell

400

54.32 (GBP)

Sell

400

54.88 (GBP)

Sell

398

54.32 (GBP)

Sell

378

55.37 (GBP)

Sell

366

54.2 (GBP)

Sell

366

54.25 (GBP)

Sell

364

54.12 (GBP)

Sell

360

55.41 (GBP)

Sell

357

55.65 (GBP)

Sell

350

55.49 (GBP)

Sell

342

55.39 (GBP)

Sell

336

54.45 (GBP)

Sell

320

54.73 (GBP)

Sell

314

54.43 (GBP)

Sell

305

54.88 (GBP)

Sell

303

55.5 (GBP)

Sell

300

55.21 (GBP)

Sell

287

54.7 (GBP)

Sell

280

55.31 (GBP)

Sell

275

54.24 (GBP)

Sell

273

54.98 (GBP)

Sell

271

54.99 (GBP)

Sell

269

54.62 (GBP)

Sell

260

55.4 (GBP)

Sell

258

54.62 (GBP)

Sell

240

55.4 (GBP)

Sell

232

54.24 (GBP)

Sell

218

55.41 (GBP)

Sell

216

54.65 (GBP)

Sell

214

55.41 (GBP)

Sell

214

55.51 (GBP)

Sell

214

54.2 (GBP)

Sell

208

54.4 (GBP)

Sell

207

54.22 (GBP)

Sell

200

55.17 (GBP)

Sell

200

54.59 (GBP)

Sell

200

55.04 (GBP)

Sell

200

54.62 (GBP)

Sell

200

54.65 (GBP)

Sell

200

54.65 (GBP)

Sell

200

54.65 (GBP)

Sell

200

54.99 (GBP)

Sell

200

54.29 (GBP)

Sell

200

55.31 (GBP)

Sell

200

55.49 (GBP)

Sell

200

55.38 (GBP)

Sell

200

55.33 (GBP)

Sell

199

54.53 (GBP)

Sell

195

54.22 (GBP)

Sell

195

55.21 (GBP)

Sell

194

55.21 (GBP)

Sell

193

54.13 (GBP)

Sell

185

54.88 (GBP)

Sell

178

54.88 (GBP)

Sell

177

55.45 (GBP)

Sell

177

55.5 (GBP)

Sell

160

55.33 (GBP)

Sell

160

55.69 (GBP)

Sell

158

54.11 (GBP)

Sell

149

55.37 (GBP)

Sell

149

54.25 (GBP)

Sell

147

54.11 (GBP)

Sell

137

54.27 (GBP)

Sell

134

54.13 (GBP)

Sell

131

55.05 (GBP)

Sell

130

54.9 (GBP)

Sell

123

55.8 (GBP)

Sell

121

54.5 (GBP)

Sell

120

54.21 (GBP)

Sell

120

54.2 (GBP)

Sell

120

54.24 (GBP)

Sell

120

55.04 (GBP)

Sell

120

55.41 (GBP)

Sell

118

55.25 (GBP)

Sell

117

55.4 (GBP)

Sell

117

54.15 (GBP)

Sell

115

55.48 (GBP)

Sell

114

55.49 (GBP)

Sell

110

54.11 (GBP)

Sell

106

54.65 (GBP)

Sell

105

54.73 (GBP)

Sell

105

54.99 (GBP)

Sell

105

55.69 (GBP)

Sell

105

55.65 (GBP)

Sell

103

55.56 (GBP)

Sell

100

55.36 (GBP)

Sell

100

54.22 (GBP)

Sell

100

55.22 (GBP)

Sell

100

55.23 (GBP)

Sell

100

55.18 (GBP)

Sell

100

55.01 (GBP)

Sell

100

55.04 (GBP)

Sell

100

55.07 (GBP)

Sell

100

54.71 (GBP)

Sell

100

55.01 (GBP)

Sell

97

55.4 (GBP)

Sell

89

55.2 (GBP)

Sell

89

55.07 (GBP)

Sell

88

54.59 (GBP)

Sell

78

54.15 (GBP)

Sell

74

55.62 (GBP)

Sell

71

54.65 (GBP)

Sell

70

55.41 (GBP)

Sell

69

55.41 (GBP)

Sell

66

55.14 (GBP)

Sell

65

55.14 (GBP)

Sell

58

55.38 (GBP)

Sell

56

55.66 (GBP)

Sell

54

54.27 (GBP)

Sell

50

55.5 (GBP)

Sell

49

54.08 (GBP)

Sell

46

54.6 (GBP)

Sell

44

54.08 (GBP)

Sell

42

54.6 (GBP)

Sell

42

54.6 (GBP)

Sell

40

55.36 (GBP)

Sell

37

55.2 (GBP)

Sell

35

54.9 (GBP)

Sell

34

54.6 (GBP)

Sell

34

54.43 (GBP)

Sell

32

55.41 (GBP)

Sell

32

54.27 (GBP)

Sell

32

54.66 (GBP)

Sell

31

54.66 (GBP)

Sell

31

55.53 (GBP)

Sell

30

54.53 (GBP)

Sell

30

55.53 (GBP)

Sell

30

55.36 (GBP)

Sell

27

55.53 (GBP)

Sell

26

55.25 (GBP)

Sell

21

55.66 (GBP)

Sell

13

54.9 (GBP)

Sell

12

54.6 (GBP)

Sell

8

54.24 (GBP)

Sell

8

54.27 (GBP)

Sell

6

54.5 (GBP)

Sell

5

54.27 (GBP)

Sell

3

55.66 (GBP)

Buy

1785

55.2(GBP)

TOTAL BUYS:48041

TOTAL SELLS:67524

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

09-Jul-2008 

 

Contact name

Collins,Carolyn/ Crawley, Simon

 

Telephone number

44 20 7888 0241

 

Name of offeree/offeror with which connected

Rio Tinto Plc

 

Nature of connection (Note 9)

ADVISOR

Notes 

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMSSFFSUSASEIW

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,633.75
Change48.74