5th Feb 2008 15:20
Deutsche Bank AG05 February 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Deutsche Securities Australia Limited Company dealt in Rio Tinto Limited Class of relevant security to which the Ordinarydealings being disclosed relate (Note 1) Date of dealing 04/02/2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number (%) Number (%) (1) Relevant securities 1,470,370 0.32% -5,717,814 -1.25% (2) Derivatives (other than options) 1,802,298 0.39% -779,504 -0.17% (3) Options and agreements to purchase/sell 1,545,000 0.34% -1,575,000 -0.34% Total 4,817,668 1.05% -8,072,318 -1.77% (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) AUD $ Purchase 1765 115.7604Purchase 1 127.31Purchase 8200 127.57Purchase 100 127.6Purchase 1500 127.65Purchase 500 127.95Purchase 500 128Purchase 6000 128.05Purchase 3397 128.11Purchase 500 128.14Purchase 400 128.38Purchase 250 128.41Purchase 1000 128.5Purchase 240 128.68Purchase 763 128.7Purchase 1097 128.71Purchase 863 128.94Purchase 500 128.95Purchase 200 128.97Purchase 250 128.99Purchase 650 129Purchase 364 129.03Purchase 500 129.05Purchase 727 129.07Purchase 600 129.1Purchase 1000 129.12Purchase 900 129.13Purchase 500 129.15Purchase 100 129.22Purchase 500 129.26Purchase 363 129.28Purchase 1000 129.3Purchase 363 129.32Purchase 10750 129.33Purchase 100 129.34Purchase 500 129.36Purchase 364 129.4Purchase 364 129.43Purchase 500 129.5Purchase 364 129.62Purchase 9 129.7Purchase 500 129.72Purchase 59 129.77Purchase 1200 129.78Purchase 713 129.79Purchase 228 129.8Purchase 69 129.84Purchase 1 129.85Purchase 200 129.92Purchase 500 129.95Purchase 491 129.99Purchase 23213 130Purchase 16010 130.0149Purchase 31670 130.0985737Purchase 140 130.1Purchase 100 130.13Purchase 500 130.32Purchase 500 130.35Purchase 4000 130.41Purchase 500 130.42Purchase 500 130.45Purchase 142 130.51Purchase 500 130.55Purchase 200 130.61Purchase 6 130.67Purchase 364 130.69Purchase 1227 130.7Purchase 37 130.72Purchase 363 130.73Purchase 10 130.74Purchase 2000 130.75Purchase 500 130.77Purchase 363 130.78Purchase 888 130.8Purchase 728 130.81Purchase 868 130.82Purchase 735 130.83Purchase 271 130.84Purchase 1128 130.85Purchase 61 130.89Purchase 500 130.9Purchase 363 130.92Purchase 500 130.93Purchase 7 130.94Purchase 5856 130.95Purchase 614 130.96Purchase 1000 130.98Purchase 1268 130.99Purchase 677 131Purchase 3363 131.04Purchase 1500 131.05Purchase 211 131.08Purchase 1050 131.11Purchase 153 131.13Purchase 2000 131.15Purchase 1091 131.17Purchase 2544 131.18Purchase 364 131.19Purchase 21 131.23Purchase 2356 131.25Purchase 6549 131.26Purchase 364 131.27Purchase 363 131.28Purchase 443 131.3Purchase 2500 131.34Purchase 729 131.35Purchase 364 131.36Purchase 663 131.4Purchase 364 131.41Purchase 364 131.45Purchase 500 131.46Purchase 727 131.47Purchase 1090 131.49Purchase 500 131.5Purchase 1100 131.55Purchase 1490 131.6Purchase 848 131.67Purchase 548 131.69Purchase 363 131.7Purchase 364 131.73Purchase 180 131.74Purchase 400 131.75Purchase 1740 131.77Purchase 3987 131.78Purchase 2114 131.8Purchase 679 131.81Purchase 1220 131.82Purchase 1704 131.85Purchase 363 131.86Purchase 364 131.9Purchase 363 131.92Purchase 727 131.94Purchase 7281 131.95Purchase 364 131.96Purchase 3046 131.99Purchase 3408 132Purchase 363 132.02Purchase 1091 132.05Purchase 727 132.1Purchase 2458 132.11Purchase 500 132.12Purchase 1454 132.15Purchase 728 132.18Purchase 727 132.19Purchase 2908 132.2Purchase 1090 132.25Purchase 20000 132.2806332Purchase 363 132.29Purchase 364 132.37Purchase 125 132.38Purchase 239 132.39Purchase 1000 132.46Purchase 1000 132.5Purchase 364 132.69Purchase 1000 133.33Purchase 1100 133.39TOTAL PURCHASE 251,241Sale 1765 115.7604Sale 363 127.25Sale 1 127.31Sale 364 127.33Sale 364 127.35Sale 363 127.4Sale 364 127.47Sale 2181 127.5Sale 364 127.51Sale 1500 127.52Sale 364 127.53Sale 363 127.56Sale 8200 127.57Sale 363 127.6Sale 363 127.65Sale 1245 127.66Sale 482 127.67Sale 364 127.68Sale 364 127.73Sale 1500 127.78Sale 364 127.8Sale 363 127.9Sale 727 127.91Sale 364 127.93Sale 363 127.94Sale 500 127.96Sale 500 127.98Sale 400 127.99Sale 1115 128Sale 500 128.01Sale 316 128.05Sale 1943 128.1Sale 2342 128.11Sale 4146 128.12Sale 434 128.15Sale 364 128.16Sale 481 128.18Sale 94103 128.24Sale 344 128.31Sale 799 128.88Sale 1000 128.99Sale 13175 129.0796Sale 500 129.1Sale 300 129.13Sale 100 129.15Sale 721 129.17Sale 300 129.75Sale 100 129.8Sale 1959 130Sale 7200 130.4269653Sale 70 130.43Sale 1600 130.69Sale 300 130.7Sale 800 130.72Sale 1100 130.73Sale 399 130.8Sale 100 130.83Sale 400 130.84Sale 500 130.85Sale 300 130.89Sale 500 130.9Sale 100 130.94Sale 700 130.95Sale 300 130.96Sale 1 131Sale 500 131.03Sale 1100 131.1Sale 1200 131.14Sale 500 131.15Sale 340 131.16Sale 40 131.17Sale 1860 131.18Sale 1510 131.25Sale 1011 131.26Sale 650 131.27Sale 3301 131.28Sale 1241 131.3Sale 1000 131.31Sale 1200 131.33Sale 1500 131.34Sale 500 131.35Sale 1328 131.36Sale 300 131.37Sale 352 131.38Sale 2130 131.47Sale 700 131.5Sale 1100 131.51 742 131.56 1917 131.67 130 131.69 70 131.7 458 131.72 83 131.73 312 131.75 200 131.81 300 131.82 463 131.83 337 131.85 400 131.86 684 131.87 200 131.89 1211 131.9 400 131.91 300 131.92 900 131.95 2302 131.96 200 131.97 4716 131.99 350 132 2626 132.09 350 132.1 374 132.12 335 132.3TOTAL SALES 207,953 (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4)e.g. CFD AUD $ CFD Long 1765 115.7604CFD Long 1 127.31CFD Long 1500 127.52CFD Long 8200 127.57CFD Long 882 127.66CFD Long 118 127.67CFD Long 1500 127.78CFD Long 500 127.96CFD Long 500 127.98CFD Long 400 127.99CFD Long 751 128CFD Long 500 128.01CFD Long 316 128.05CFD Long 854 128.1CFD Long 900 128.11CFD Long 4146 128.12CFD Long 70 128.15CFD Long 481 128.18CFD Long 94103 128.24CFD Long 344 128.31CFD Long 799 128.88CFD Long 1000 128.99CFD Long 13175 129.0796CFD Long 500 129.1CFD Long 300 129.13CFD Long 100 129.15CFD Long 300 129.75CFD Long 100 129.8CFD Long 700 130CFD Long 7200 130.4269653CFD Long 70 130.43CFD Long 1600 130.69CFD Long 300 130.7CFD Long 800 130.72CFD Long 1100 130.73CFD Long 399 130.8CFD Long 100 130.83CFD Long 400 130.84CFD Long 500 130.85CFD Long 300 130.89CFD Long 500 130.9CFD Long 100 130.94CFD Long 700 130.95CFD Long 300 130.96CFD Long 1 131CFD Long 500 131.03CFD Long 1100 131.1CFD Long 1200 131.14CFD Long 500 131.15CFD Long 340 131.16CFD Long 40 131.17CFD Long 1860 131.18CFD Long 1510 131.25CFD Long 1000 131.26CFD Long 650 131.27CFD Long 3301 131.28CFD Long 1241 131.3CFD Long 1000 131.31CFD Long 1200 131.33CFD Long 1500 131.34CFD Long 500 131.35CFD Long 1328 131.36CFD Long 300 131.37CFD Long 2130 131.47CFD Long 700 131.5CFD Long 1100 131.51CFD Long 742 131.56CFD Long 1917 131.67CFD Long 130 131.69CFD Long 70 131.7CFD Long 458 131.72CFD Long 83 131.73CFD Long 312 131.75CFD Long 200 131.81CFD Long 300 131.82CFD Long 463 131.83CFD Long 337 131.85CFD Long 400 131.86CFD Long 684 131.87CFD Long 200 131.89CFD Long 1211 131.9CFD Long 400 131.91CFD Long 300 131.92CFD Long 900 131.95CFD Long 2302 131.96CFD Long 200 131.97CFD Long 4716 131.99CFD Long 350 132CFD Long 2626 132.09CFD Long 350 132.1CFD Long 374 132.12CFD Long 335 132.3CFD Short 1765 115.7604CFD Short 1 127.31CFD Short 8200 127.57CFD Short 100 127.6CFD Short 1000 127.65CFD Short 500 128CFD Short 5000 128.05CFD Short 500 128.11CFD Short 400 128.38CFD Short 250 128.41CFD Short 1000 128.5CFD Short 240 128.68CFD Short 763 128.7CFD Short 1097 128.71CFD Short 500 128.94CFD Short 200 128.97CFD Short 250 128.99CFD Short 150 129CFD Short 100 129.1CFD Short 400 129.13CFD Short 100 129.22CFD Short 750 129.33CFD Short 100 129.34CFD Short 9 129.7CFD Short 59 129.77CFD Short 1200 129.78CFD Short 713 129.79CFD Short 228 129.8CFD Short 69 129.84CFD Short 1 129.85CFD Short 200 129.92CFD Short 491 129.99CFD Short 3690 130CFD Short 16010 130.0149CFD Short 31670 130.0985737CFD Short 140 130.1CFD Short 100 130.13CFD Short 500 130.32CFD Short 142 130.51CFD Short 200 130.61CFD Short 762 130.82CFD Short 250 130.96CFD Short 300 131CFD Short 1000 131.15CFD Short 1000 131.26CFD Short 100 131.3CFD Short 2500 131.34CFD Short 500 131.46CFD Short 1100 131.55CFD Short 250 131.67CFD Short 400 131.75CFD Short 1000 131.8CFD Short 100 131.95CFD Short 500 131.99CFD Short 500 132CFD Short 2458 132.11CFD Short 20000 132.2806332CFD Short 100 133.39 (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 6) price European etc. date paid/received per unit (Note 4) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 05/02/2008 Contact name Kelly-Jade Ledwich Telephone number 020 7545 7804 Name of offeree/offeror with which connected Rio Tinto plcNature of connection (Note 9) Connected Advisor to Offeree Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto