11th Apr 2008 09:54
Macquarie Group Limited11 April 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) Part 2 of 2 1. KEY INFORMATION Name of exempt principal trader Macquarie Bank Limited Company dealt in BHP Billiton Limited Class of relevant security to which the Ordinary shares ISIN: AU000000BHP4dealings being disclosed relate (Note 1) Date of dealing 10 April 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number Number (%) (%) (1) Relevant securities 6,715,429 0.20% (2) Derivatives (other than options) 478,832 0.01% (3) Options and agreements to purchase/sell 5,833,981 0.17% Total 13,028,242 0.38% (c) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (d) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (e) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) See Part 2 - Annexure A (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) e.g. CFDSee Part 2 - Annexure B I Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, Number of securities Exercise Type, e.g. Expiry Option money selling, to which the option American,e.g. call option purchasing, relates (Note 6) price European etc. date paid/received varying etc. per unit (Note 4)See Part 2 - Annexure C (f) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (g) Other dealings (including new securities) (Note 3) Nature of Transaction Quantity Price Per Unit (if applicable)Loan of securities 558,200 N/ACollateral delivered 500,000 N/AReturn of Loan Securities 500,000 N/ACollateral delivery returns 500,000 N/AStock Borrow 1,000,000 N/AStock Borrow Returned 1,000,000 N/AReturn of Collateral 265,000 N/AReceived 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES Date of disclosure 11 April 2008 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto Plc Nature of connection (Note 9) Connected principal trader Appendix A Buy Sell Exec Quantity Exec Price BUY 30000.00 00.01 BUY 10000.00 41.87 BUY 12.00 41.88 BUY 100.00 41.90 BUY 250.00 41.90 BUY 3355.00 41.90 BUY 5000.00 41.90 BUY 1283.00 41.90 BUY 4714.00 42.10 BUY 1000.00 42.10 BUY 193.00 42.10 BUY 106.00 42.10 BUY 3987.00 42.10 BUY 6385.00 41.86 BUY 4759.00 41.74 BUY 42.00 41.74 BUY 16.00 41.74 BUY 3615.00 41.86 BUY 42.00 41.74 BUY 418.00 41.74 BUY 543.00 41.74 BUY 150.00 41.74 BUY 2039.00 41.60 BUY 30.00 41.60 BUY 2922.00 41.60 BUY 5009.00 41.60 BUY 4750.00 41.55 BUY 600.00 41.55 BUY 474.00 41.55 BUY 17199.00 42.00 BUY 150.00 42.29 BUY 31.00 42.29 BUY 977.00 42.29 BUY 1393.00 42.29 BUY 922.00 42.29 BUY 2310.00 42.28 BUY 2095.00 41.82 BUY 262.00 41.91 BUY 503.00 41.80 BUY 58.00 41.78 BUY 617.00 41.78 BUY 257.00 41.78 BUY 684.00 41.64 BUY 81.00 41.64 BUY 302.00 41.64 BUY 71.00 41.62 BUY 40.00 41.62 BUY 300.00 41.62 BUY 656.00 41.62 BUY 529.00 41.61 BUY 546.00 41.62 BUY 1190.00 41.64 BUY 295.00 41.64 BUY 07.00 41.64 BUY 07.00 41.64 BUY 101.00 41.64 BUY 33.00 41.64 BUY 74.00 41.64 BUY 178.00 41.64 BUY 1299.00 41.64 BUY 16.00 41.64 BUY 533.00 41.64 BUY 1078.00 41.61 BUY 552.00 41.88 BUY 1200.00 41.88 BUY 970.00 41.90 BUY 2448.00 41.89 BUY 1445.00 41.89 BUY 151.00 41.89 BUY 116.00 41.64 BUY 1085.00 41.95 BUY 1108.00 41.99 BUY 712.00 41.99 BUY 04.00 41.99 BUY 1176.00 41.99 BUY 150.00 42.22 BUY 800.00 42.25 BUY 380.00 42.29 BUY 350.00 42.30 BUY 1795.00 42.09 BUY 400.00 42.09 BUY 300.00 42.09 BUY 323.00 42.09 BUY 2182.00 41.88 BUY 81.00 41.88 BUY 300.00 41.88 BUY 619.00 41.91 BUY 300.00 41.55 BUY 240.00 41.87 BUY 240.00 41.97 BUY 900.00 42.00 BUY 900.00 42.04 BUY 1000.00 41.94 BUY 100.00 42.00 BUY 300.00 42.00 BUY 2305.00 42.04 BUY 1000.00 42.04 BUY 200.00 42.04 BUY 279.00 42.04 BUY 5000.00 42.04 BUY 1912.00 42.04 BUY 620.00 41.84 BUY 845.00 41.91 BUY 2110.00 41.91 BUY 7045.00 41.91 BUY 8503.00 41.75 BUY 1497.00 41.75 BUY 30.00 41.56 BUY 362.00 41.56 BUY 49000.00 79.33 BUY 950.00 77.00 BUY 2000.00 76.50 BUY 2050.00 76.50 BUY 3000.00 76.50 SELL -900.00 42.14 SELL -1000.00 42.14 SELL -950.00 42.14 SELL -500.00 42.18 SELL -01.00 42.18 SELL -100.00 42.18 SELL -116.00 42.18 SELL -250.00 42.18 SELL -300.00 42.18 SELL -883.00 42.18 SELL -5000.00 42.19 SELL -150.00 41.89 SELL -476.00 41.89 SELL -414.00 41.89 SELL -2960.00 41.89 SELL -1000.00 41.89 SELL -7988.00 41.65 SELL -2012.00 41.65 SELL -6400.00 41.55 SELL -58.00 41.55 SELL -1250.00 41.55 SELL -1250.00 41.55 SELL -1042.00 41.55 SELL -1200.00 41.89 SELL -3800.00 41.89 SELL -2540.00 41.98 SELL -58.00 41.98 SELL -2000.00 41.98 SELL -402.00 41.98 SELL -7052.00 41.87 SELL -2504.00 41.87 SELL -241.00 41.87 SELL -203.00 41.87 SELL -250.00 42.01 SELL -100.00 42.01 SELL -3976.00 42.01 SELL -674.00 42.01 SELL -5000.00 42.01 SELL -274.00 42.16 SELL -9726.00 42.16 SELL -778.00 42.00 SELL -16.00 42.00 SELL -1262.00 42.00 SELL -02.00 42.00 SELL -393.00 42.00 SELL -1000.00 42.00 SELL -03.00 42.00 SELL -544.00 42.00 SELL -2000.00 41.85 SELL -5000.00 41.85 SELL -3000.00 41.85 SELL -300.00 41.85 SELL -3138.00 41.85 SELL -2000.00 41.96 SELL -537.00 41.96 SELL -1130.00 41.85 SELL -432.00 41.85 SELL -2320.00 41.85 SELL -6463.00 41.96 SELL -1000.00 41.96 SELL -10000.00 42.00 SELL -988.00 41.85 SELL -500.00 41.83 SELL -499.00 41.83 SELL -498.00 41.83 SELL -500.00 41.87 SELL -162.00 41.87 SELL -450.00 42.16 SELL -94.00 42.16 SELL -341.00 42.15 SELL -410.00 42.18 SELL -472.00 42.17 SELL -436.00 42.18 SELL -37.00 42.19 SELL -800.00 42.18 SELL -63.00 42.18 SELL -2021.00 42.18 SELL -1000.00 41.91 SELL -818.00 41.86 SELL -500.00 41.58 SELL -198.00 41.58 SELL -1341.00 41.80 SELL -629.00 41.80 SELL -2177.00 42.00 SELL -1000.00 42.00 SELL -364.00 42.03 SELL -927.00 42.02 SELL -287.00 42.03 SELL -636.00 42.03 SELL -98.00 42.03 SELL -383.00 42.02 SELL -544.00 42.02 SELL -463.00 42.02 SELL -261.00 42.02 SELL -662.00 42.02 SELL -250.00 42.01 SELL -300.00 41.96 SELL -118.00 41.96 SELL -282.00 41.96 SELL -300.00 41.96 SELL -80.00 41.93 SELL -658.00 41.86 SELL -570.00 41.88 SELL -108.00 41.94 SELL -74.00 41.93 SELL -76.00 41.93 SELL -142.00 41.94 SELL -368.00 41.94 SELL -106.00 41.94 SELL -300.00 42.18 SELL -2260.00 42.00 SELL -84.00 42.01 SELL -658.00 42.01 SELL -750.00 42.01 SELL -290.00 42.01 SELL -460.00 42.01 SELL -750.00 42.01 SELL -1651.00 42.01 SELL -996.00 41.62 SELL -987.00 41.66 SELL -500.00 41.66 SELL -505.00 41.66 SELL -242.00 41.93 SELL -192.00 41.93 SELL -150.00 41.91 SELL -100.00 41.97 SELL -300.00 42.19 SELL -180.00 42.19 SELL -200.00 42.04 SELL -600.00 42.04 SELL -2500.00 42.05 SELL -195.00 42.05 SELL -2305.00 42.04 SELL -120.00 42.20 SELL -131.00 41.88 SELL -1069.00 41.88 SELL -500.00 41.85 SELL -500.00 41.74 SELL -150.00 41.55 SELL -390.00 41.52 SELL -400.00 41.84 SELL -500.00 41.63 SELL -300.00 41.90 SELL -100.00 42.00 SELL -900.00 42.00 SELL -450.00 41.87 SELL -1000.00 41.93 SELL -300.00 42.15 SELL -1200.00 42.15 SELL -140.00 42.15 SELL -500.00 42.15 SELL -300.00 42.15 SELL -300.00 42.15 SELL -7260.00 42.15 SELL -60.00 42.11 SELL -300.00 42.11 SELL -500.00 42.11 SELL -300.00 42.11 SELL -1000.00 42.11 SELL -800.00 42.11 SELL -125.00 42.11 SELL -125.00 42.11 SELL -366.00 42.11 SELL -1232.00 42.11 SELL -1000.00 42.11 SELL -4192.00 42.11 SELL -9961.00 42.05 SELL -78.00 42.05 SELL -524.00 42.05 SELL -2838.00 41.64 SELL -02.00 41.64 SELL -5000.00 41.64 SELL -1180.00 41.64 SELL -41.00 41.64 SELL -631.00 41.64 SELL -2827.00 41.64 SELL -335.00 41.59 SELL -1211.00 41.79 SELL -989.00 41.79 SELL -292.00 41.79 SELL -1448.00 41.79 SELL -820.00 42.00 SELL -8000.00 77.94 BUY 17060.00 OTC sale to custodian at market. Total Buy 254,983 Total Sell 220,151 Appendix B Type BuySell Exec Quantity Exec Price CFDS BUY 150.00 41.91 CFDS BUY 100.00 41.97 CFDS BUY 300.00 42.19 CFDS BUY 180.00 42.19 CFDS BUY 120.00 42.20 CFDS BUY 200.00 42.04 CFDS BUY 600.00 42.04 CFDS BUY 2500.00 42.05 CFDS BUY 195.00 42.05 CFDS BUY 2305.00 42.04 CFDS BUY 131.00 41.88 CFDS BUY 1069.00 41.88 CFDS BUY 500.00 41.85 CFDS BUY 500.00 41.74 CFDS BUY 390.00 41.52 CFDS BUY 150.00 41.55 CFDS BUY 400.00 41.84 CFDS BUY 500.00 41.63 CFDS BUY 300.00 41.90 CFDS BUY 100.00 42.00 CFDS BUY 900.00 42.00 CFDS BUY 450.00 41.87 CFDS BUY 1000.00 41.93 CFDS SELL -04.00 41.99 CFDS SELL -1108.00 41.99 CFDS SELL -712.00 41.99 CFDS SELL -1176.00 41.99 CFDS SELL -380.00 42.29 CFDS SELL -150.00 42.22 CFDS SELL -800.00 42.25 CFDS SELL -350.00 42.30 CFDS SELL -1795.00 42.09 CFDS SELL -400.00 42.09 CFDS SELL -300.00 42.09 CFDS SELL -323.00 42.09 CFDS SELL -2182.00 41.88 CFDS SELL -81.00 41.88 CFDS SELL -300.00 41.88 CFDS SELL -619.00 41.91 CFDS SELL -300.00 41.55 CFDS SELL -240.00 41.87 CFDS SELL -240.00 41.97 CFDS SELL -900.00 42.00 CFDS SELL -900.00 42.04 CFDS SELL -1000.00 41.94 CFDS SELL -100.00 42.00 CFDS SELL -300.00 42.00 Total Buy 13,040 Total Sell 14,660 Appendix C Call/Put Buy Sell Exec Quantity Exec Price Strike Amer/Euro Expiry Put Option BUY 5395.00 00.11 39.00 European 20080423 Put Option BUY 10000.00 00.11 39.00 European 20080423 Put Option BUY 20000.00 00.12 39.00 European 20080423 Put Option BUY 20000.00 00.12 39.00 European 20080423 Put Option BUY 20000.00 00.12 39.00 European 20080423 Put Option BUY 30000.00 00.12 39.00 European 20080423 Put Option BUY 30000.00 00.12 39.00 European 20080423 Put Option BUY 20000.00 00.12 39.00 European 20080423 Put Option BUY 10000.00 00.12 39.00 European 20080423 Put Option BUY 80000.00 00.11 39.00 European 20080423 Put Option BUY 20000.00 00.11 39.00 European 20080423 Call Option BUY 20000.00 00.31 43.00 European 20080423 Call Option BUY 5000.00 01.20 40.00 American 20080626 Put Option BUY 2000.00 18.84 25.00 European 17/11/2016 Put Option BUY 1000.00 26.62 17.16 European 29/06/2012 Put Option BUY 2000.00 26.65 17.16 European 29/06/2012 Put Option BUY 1100.00 03.80 37.00 European 30/10/2007 Put Option BUY 192.00 33.92 08.65 European 30/06/2010 Put Option BUY 1000.00 17.45 25.00 European 19/05/2016 Put Option BUY 250.00 17.50 25.00 European 19/05/2016 Put Option BUY 1000.00 17.43 25.00 European 19/05/2016 Put Option BUY 250.00 17.40 25.00 European 19/05/2016 Put Option BUY 150.00 17.40 25.00 European 19/05/2016 Put Option BUY 740.00 13.50 32.00 European 17/11/2016 Put Option BUY 1000.00 13.77 32.00 European 17/11/2016 Put Option BUY 735.00 13.51 32.00 European 17/11/2016 Put Option BUY 1000.00 22.26 20.00 European 19/05/2016 Put Option BUY 570.00 22.21 20.00 European 19/05/2016 Put Option BUY 300.00 27.73 15.72 European 30/06/2011 Put Option BUY 3000.00 27.57 15.72 European 30/06/2011 Put Option BUY 750.00 27.57 15.72 European 30/06/2011 Put Option BUY 750.00 27.57 15.72 European 30/06/2011 Put Option BUY 750.00 27.57 15.72 European 30/06/2011 Put Option BUY 1650.00 27.57 15.72 European 30/06/2011 Put Option BUY 2500.00 02.98 40.00 European 23/04/2008 Put Option BUY 250.00 21.54 21.97 European 30/06/2009 Put Option SELL -24.00 02.19 41.00 American 20080626 Put Option SELL -07.00 02.17 41.00 American 20080626 Call Option SELL -03.00 00.20 45.00 American 20080423 Call Option SELL -28.00 00.24 45.00 American 20080423 Put Option SELL -24.00 02.38 42.00 American 20080626 Call Option SELL -01.00 03.54 41.00 American 20080626 Put Option SELL -10.00 01.61 41.00 American 20080529 Put Option SELL -01.00 01.00 42.00 American 20080423 Put Option SELL -24.00 01.00 42.00 American 20080423 Call Option SELL -20.00 01.19 42.00 American 20080423 Put Option SELL -01.00 01.35 40.00 American 20080529 Put Option SELL -03.00 01.38 40.00 American 20080529 Put Option SELL -20000.00 00.11 39.00 European 20080423 Put Option SELL -20000.00 00.11 39.00 European 20080423 Put Option SELL -10000.00 00.11 39.00 European 20080423 Put Option SELL -20000.00 00.10 39.00 European 20080423 Put Option SELL -20000.00 00.10 39.00 European 20080423 Put Option SELL -10000.00 00.10 39.00 European 20080423 Put Option SELL -20000.00 00.10 39.00 European 20080423 Put Option SELL -10000.00 00.10 39.00 European 20080423 Put Option SELL -20000.00 00.10 39.00 European 20080423 Put Option SELL -20000.00 00.10 39.00 European 20080423 Put Option SELL -10000.00 00.10 39.00 European 20080423 Put Option SELL -20000.00 00.10 39.00 European 20080423 Put Option SELL -10000.00 00.45 38.00 European 20080626 Put Option SELL -1200.00 00.43 38.00 European 20080626 Call Option SELL -20000.00 00.35 43.00 European 20080423 Call Option SELL -10000.00 00.35 43.00 European 20080423 Call Option SELL -20000.00 00.35 43.00 European 20080423 Call Option SELL -20000.00 00.30 43.00 European 20080423 Put Option SELL -1190.00 09.77 42.00 American 20130425 Put Option SELL -1412.00 09.77 42.46 American 20130425 SELL -17199.00 00.01 Put Option SELL -174.00 29.32 23.00 European 29/06/2018 Put Option SELL -2200.00 03.73 37.00 European 30/10/2007 Put Option SELL -121.00 25.82 20.00 European 28/06/2013 Put Option SELL -1132.00 26.50 20.00 European 28/06/2013 Put Option SELL -2250.00 02.77 40.00 European 23/04/2008 Total Buy 313,332 Total Sell 307,024 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group