7th Apr 2008 11:49
UBS AG (EPT)07 April 2008 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Rio Tinto LimitedClass of relevant security to which the Ordinarydealings being disclosed relate (Note 1)Date of dealing 4 APRIL 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 0 0.00% 1,859 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 0 0.00% 1,859 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) SALE 451 13061 AUD Cents SALE 216 13061 SALE 197 13061 SALE 320 13066 SALE 1 13066 PURCHASE 86 13067 SALE 343 13069 PURCHASE 81 13069 PURCHASE 167 13069 PURCHASE 712 13069 PURCHASE 158 13070 PURCHASE 216 13070 PURCHASE 10 13073 PURCHASE 21 13073 PURCHASE 100 13073 PURCHASE 140 13073 PURCHASE 730 13073 SALE 115 13074 SALE 26 13074 SALE 259 13075 SALE 57 13075 SALE 6 13075 PURCHASE 15 13075 PURCHASE 342 13075 SALE 201 13076 SALE 142 13076 SALE 9 13076 SALE 8 13076 SALE 5 13076 PURCHASE 680 13076 SALE 267 13078 SALE 85 13078 SALE 14 13078 SALE 6 13078 PURCHASE 129 13078 PURCHASE 225 13078 PURCHASE 365 13078 SALE 1911 13080 PURCHASE 36 13080 PURCHASE 71 13080 PURCHASE 100 13080 PURCHASE 100 13080 PURCHASE 200 13080 PURCHASE 880 13080 SALE 259 13081 SALE 235 13081 SALE 24 13081 PURCHASE 210 13081 PURCHASE 652 13081 PURCHASE 358 13082 SALE 264 13083 SALE 315 13087 SALE 224 13088 SALE 145 13088 PURCHASE 31 13088 PURCHASE 661 13088 SALE 446 13089 SALE 176 13089 PURCHASE 502 13089 SALE 1638 13090 SALE 466 13090 SALE 339 13090 SALE 280 13090 SALE 271 13090 SALE 266 13090 SALE 148 13090 SALE 87 13090 SALE 79 13090 SALE 19 13090 SALE 7 13090 PURCHASE 250 13090 PURCHASE 340 13090 SALE 913 13091 SALE 363 13091 PURCHASE 95 13091 PURCHASE 233 13091 SALE 225 13092 SALE 116 13092 SALE 3 13092 SALE 1 13092 SALE 300 13093 SALE 238 13093 SALE 165 13093 SALE 13 13093 SALE 4 13093 SALE 1 13093 PURCHASE 6 13093 PURCHASE 722 13093 SALE 363 13094 SALE 249 13094 SALE 36 13094 SALE 23 13094 SALE 8 13094 PURCHASE 15 13094 PURCHASE 455 13094 PURCHASE 487 13094 PURCHASE 1254 13094 PURCHASE 206 13095 PURCHASE 262 13095 SALE 260 13096 SALE 91 13096 SALE 49 13096 SALE 28 13096 PURCHASE 100 13096 PURCHASE 100 13096 PURCHASE 100 13096 PURCHASE 200 13096 SALE 364 13097 SALE 164 13097 SALE 146 13097 SALE 280 13098 SALE 259 13098 SALE 174 13098 SALE 56 13098 SALE 6 13098 SALE 346 13099 PURCHASE 19 13100 PURCHASE 50 13100 PURCHASE 100 13100 PURCHASE 263 13100 PURCHASE 300 13100 PURCHASE 300 13100 PURCHASE 663 13100 PURCHASE 705 13100 PURCHASE 8 13101 PURCHASE 562 13101 PURCHASE 1344 13101 PURCHASE 1000 13102 SALE 300 13103 SALE 47 13103 SALE 27358 13103.76804 PURCHASE 27358 13103.76804 PURCHASE 17 13105 SALE 189 13106 SALE 163 13106 PURCHASE 593 13109 SALE 260 13110 PURCHASE 378 13110 PURCHASE 498 13110 PURCHASE 119 13111 SALE 28460 13111.55604 PURCHASE 28460 13111.55604 PURCHASE 1 13113 PURCHASE 100 13113 PURCHASE 155 13113 SALE 477 13120 SALE 26 13120 SALE 13 13120 PURCHASE 432 13121 PURCHASE 1196 13121 SALE 300 13122 PURCHASE 21 13122 PURCHASE 75 13122 PURCHASE 100 13122 SALE 287 13125 SALE 128 13126 PURCHASE 310 13126 PURCHASE 5 13127 PURCHASE 24 13127 PURCHASE 1504 13127 SALE 7 13128 PURCHASE 195 13128 PURCHASE 342 13128 PURCHASE 244 13130 SALE 289 13132 SALE 300 13134 SALE 40 13134 SALE 1265 13136 SALE 228 13139 SALE 455 13140 SALE 360 13140 SALE 300 13140 SALE 264 13140 SALE 128 13140 SALE 105 13140 SALE 3 13140 SALE 2 13140 PURCHASE 358 13140 SALE 750 13141 SALE 266 13141 SALE 9 13141 SALE 2 13141 SALE 263 13143 SALE 355 13144 SALE 310 13144 SALE 290 13145 SALE 255 13145 SALE 29 13145 SALE 11 13145 SALE 9 13145 SALE 2 13145 SALE 553 13146 PURCHASE 262 13147 SALE 331 13149 SALE 53 13149 SALE 2 13149 PURCHASE 1 13150 PURCHASE 12 13150 PURCHASE 30 13150 PURCHASE 100 13150 PURCHASE 106 13150 PURCHASE 120 13150 PURCHASE 322 13150 SALE 1407 13156 SALE 199 13160 SALE 214 13162 SALE 23 13162 SALE 293 13169 SALE 157 13169 SALE 988 13170 SALE 123 13171 SALE 41 13171 SALE 18 13171 PURCHASE 1621 13172 TOTAL PURCHASES 83,176 TOTAL SALES 84,278 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 7 APRIL 2008Contact name LOUISE ROBINSONTelephone number 020 7567 8762Name of offeree/offeror with which connected BHP Billiton PLC BHP Billiton LTDNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto