25th Apr 2008 11:13
Credit Suisse Securities (Eur) Ltd25 April 2008 FORM 38.5 (b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code)1. KEY INFORMATION Name of exempt principal trader Credit Suisse Securities (Europe) Limited Company dealt in Rio Tinto Plc Class of relevant security to which the dealings being Ordinary Sharesdisclosed relate (Note 1) Date of dealing 24-Apr-2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 1023683 0.103 0 0(2) Derivatives (other than options)(3) Options and agreements to purchase/sellTotal 1023683 0.103 0 0 (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)Class Of Relevant Security : Ordinary Shares ( AU000000RIO1 Long Short)(1) Relevant Securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sellTotal 0 ( 0 % ) 0 ( 0 % ) (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3)(a) Purchases and salesPurchase/sale Number of securities Price per unit (Note 4)Buy 3594 61.93 (GBP)Buy 1804 61.96 (GBP)Buy 1751 62.66 (GBP)Buy 1130 61.6 (GBP)Buy 949 61.93 (GBP)Buy 840 62.16 (GBP)Buy 505 62.16 (GBP)Buy 500 63 (GBP)Buy 500 62.16 (GBP)Buy 392 62.18 (GBP)Buy 388 62.33 (GBP)Buy 365 62.34 (GBP)Buy 360 63.39 (GBP)Buy 360 62.34 (GBP)Buy 360 62.34 (GBP)Buy 315 63.04 (GBP)Buy 300 63.53 (GBP)Buy 268 62.12 (GBP)Buy 252 63.52 (GBP)Buy 240 62.52 (GBP)Buy 240 62.52 (GBP)Buy 231 62.16 (GBP)Buy 212 62.13 (GBP)Buy 208 61.39 (GBP)Buy 203 61.355 (GBP)Buy 200 62.43 (GBP)Buy 200 61.58 (GBP)Buy 195 61.495 (GBP)Buy 168 62.57 (GBP)Buy 161 61.93 (GBP)Buy 160 63.51 (GBP)Buy 155 61.495 (GBP)Buy 149 61.3 (GBP)Buy 148 62.415 (GBP)Buy 141 63.4 (GBP)Buy 136 61.345 (GBP)Buy 136 61.38 (GBP)Buy 135 63.58 (GBP)Buy 131 62.475 (GBP)Buy 128 61.42 (GBP)Buy 126 62.585 (GBP)Buy 126 61.425 (GBP)Buy 125 62.25 (GBP)Buy 124 62.46 (GBP)Buy 124 61.22 (GBP)Buy 123 63.53 (GBP)Buy 123 61.465 (GBP)Buy 121 62.335 (GBP)Buy 120 62.52 (GBP)Buy 120 63.55 (GBP)Buy 116 61.585 (GBP)Buy 115 62.25 (GBP)Buy 115 62.085 (GBP)Buy 114 62.31 (GBP)Buy 110 62.535 (GBP)Buy 109 62.16 (GBP)Buy 108 62.505 (GBP)Buy 106 62.355 (GBP)Buy 104 63.125 (GBP)Buy 104 61.69 (GBP)Buy 100 62.46 (GBP)Buy 100 62.12 (GBP)Buy 98 61.42 (GBP)Buy 97 61.485 (GBP)Buy 96 61.475 (GBP)Buy 95 62.16 (GBP)Buy 95 61.53 (GBP)Buy 94 62.03 (GBP)Buy 94 62.635 (GBP)Buy 93 61.735 (GBP)Buy 93 62.01 (GBP)Buy 93 61.5 (GBP)Buy 92 61.435 (GBP)Buy 91 62.59 (GBP)Buy 90 62.595 (GBP)Buy 90 62.64 (GBP)Buy 90 62.28 (GBP)Buy 89 62.895 (GBP)Buy 89 61.675 (GBP)Buy 88 61.955 (GBP)Buy 88 62.27 (GBP)Buy 87 61.63 (GBP)Buy 87 62.225 (GBP)Buy 86 61.75 (GBP)Buy 85 62.08 (GBP)Buy 85 61.63 (GBP)Buy 84 61.655 (GBP)Buy 84 61.665 (GBP)Buy 83 62.27 (GBP)Buy 83 62.375 (GBP)Buy 83 61.495 (GBP)Buy 82 61.73 (GBP)Buy 82 62.23 (GBP)Buy 81 62.195 (GBP)Buy 81 61.57 (GBP)Buy 80 62.235 (GBP)Buy 76 61.5 (GBP)Buy 74 61.695 (GBP)Buy 72 61.5 (GBP)Buy 72 62.045 (GBP)Buy 68 61.98 (GBP)Buy 67 62.27 (GBP)Buy 67 62.04 (GBP)Buy 67 61.705 (GBP)Buy 64 61.515 (GBP)Buy 63 61.54 (GBP)Buy 59 61.46 (GBP)Buy 54 61.64 (GBP)Buy 52 61.53 (GBP)Buy 51 61.525 (GBP)Buy 50 62.02 (GBP)Buy 50 61.57 (GBP)Buy 49 61.61 (GBP)Buy 49 61.9 (GBP)Buy 49 61.43 (GBP)Buy 49 61.52 (GBP)Buy 49 61.58 (GBP)Buy 49 61.54 (GBP)Buy 49 61.52 (GBP)Buy 48 62.05 (GBP)Buy 48 62.32 (GBP)Buy 48 62.21 (GBP)Buy 48 62.05 (GBP)Buy 48 61.525 (GBP)Buy 48 62.21 (GBP)Buy 48 61.54 (GBP)Buy 48 62.15 (GBP)Buy 47 62.15 (GBP)Buy 47 62.14 (GBP)Buy 47 62.23 (GBP)Buy 47 62.14 (GBP)Buy 47 61.82 (GBP)Buy 47 62.23 (GBP)Buy 47 61.96 (GBP)Buy 47 62.14 (GBP)Buy 47 62.15 (GBP)Buy 47 62.14 (GBP)Buy 46 62.3 (GBP)Buy 46 62.27 (GBP)Buy 46 61.54 (GBP)Buy 46 61.67 (GBP)Buy 46 61.65 (GBP)Buy 46 62.17 (GBP)Buy 46 62.17 (GBP)Buy 46 62.18 (GBP)Buy 46 62.13 (GBP)Buy 46 61.96 (GBP)Buy 45 62.06 (GBP)Buy 45 61.95 (GBP)Buy 45 61.63 (GBP)Buy 45 62.35 (GBP)Buy 45 62.13 (GBP)Buy 45 62.18 (GBP)Buy 45 62.13 (GBP)Buy 44 61.95 (GBP)Buy 44 61.61 (GBP)Buy 43 63.58 (GBP)Buy 42 61.46 (GBP)Buy 39 62.35 (GBP)Buy 39 61.64 (GBP)Buy 39 64.08 (GBP)Buy 39 63.87 (GBP)Buy 38 64.29 (GBP)Buy 38 64.36 (GBP)Buy 37 61.57 (GBP)Buy 37 62.12 (GBP)Buy 36 61.58 (GBP)Buy 36 61.61 (GBP)Buy 35 62.05 (GBP)Buy 35 62.32 (GBP)Buy 35 62.35 (GBP)Buy 34 61.65 (GBP)Buy 34 61.82 (GBP)Buy 34 62.05 (GBP)Buy 34 62.15 (GBP)Buy 34 62.35 (GBP)Buy 34 62.27 (GBP)Buy 33 62.15 (GBP)Buy 33 62.13 (GBP)Buy 33 62.15 (GBP)Buy 32 61.61 (GBP)Buy 32 62.06 (GBP)Buy 31 62.31 (GBP)Buy 31 62.31 (GBP)Buy 29 62.02 (GBP)Buy 28 61.58 (GBP)Buy 27 62.35 (GBP)Buy 25 61.405 (GBP)Buy 24 61.96 (GBP)Buy 24 61.96 (GBP)Buy 21 62.02 (GBP)Buy 21 61.515 (GBP)Buy 20 61.465 (GBP)Buy 16 61.46 (GBP)Buy 15 61.64 (GBP)Buy 15 61.675 (GBP)Buy 14 61.54 (GBP)Buy 13 61.61 (GBP)Buy 13 62.35 (GBP)Buy 13 61.58 (GBP)Buy 13 62.05 (GBP)Buy 13 61.82 (GBP)Buy 13 61.58 (GBP)Buy 13 62.05 (GBP)Buy 13 62.32 (GBP)Buy 13 62.32 (GBP)Buy 13 61.57 (GBP)Buy 12 61.65 (GBP)Buy 12 62.15 (GBP)Buy 12 62.06 (GBP)Buy 12 62.15 (GBP)Buy 12 62.13 (GBP)Buy 12 62.35 (GBP)Buy 12 62.15 (GBP)Buy 12 62.35 (GBP)Buy 12 62.35 (GBP)Buy 12 63.57 (GBP)Buy 12 61.61 (GBP)Buy 9 62.35 (GBP)Buy 7 61.69 (GBP)Buy 7 61.58 (GBP)Buy 7 61.41 (GBP)Buy 6 62.35 (GBP)Buy 5 62.32 (GBP)Buy 3 61.54 (GBP)Buy 1 63.94 (GBP)Sell 120 63.59 (GBP)Sell 5 63.59 (GBP)TOTAL BUYS: 28800 TOTAL SELLS: 125 (b) Derivatives transactions (other than options)Product name, e.g. CFD Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) (c) Options transactions in respect of existing securities(i) Writing, selling, purchasing or varyingProduct Writing, selling, Number of securities to Exercise Type, e.g. Expiry Option money paid/name,e.g. call purchasing, varying which the option relates price American, date received per unitoption etc. (Note 6) European etc. (Note 4) (ii) ExercisingProduct name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3)Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) No Date of disclosure 25-Apr-2008 09:16:37 Contact name Segal,Debra Telephone number 44 20 7883 4577 Name of offeree/offeror with which connected Rio Tinto Plc Nature of connection (Note 9) ADVISOR Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at http://www.thetakeoverpanel.org.uk/. This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto