23rd Feb 2009 10:18
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
Cazenove |
|
Company dealt in |
Aricom Plc |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
Ordinary 0.1p |
|
Date of dealing |
20th February 2009 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
418,872 |
£0.315p |
£0.295p |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
410,000 |
£0.302815p |
£0.3025p |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name,e.g call option |
Writing, selling, purchasing, varying etc |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option moneypaid/received per unit (Note 3) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
……………………………………………………………………
……………………………………………………………………
|
Date of disclosure |
23rd February 2009 |
|
Contact name |
Jeffrey Dalton-Brown |
|
Telephone number |
0207 155 5017 |
|
Name of offeree/offeror with which connected |
Aricom Plc & Peter Hambro Mining |
|
Nature of connection (Note 6) |
Cazenove are broker Aricom Plc & Peter Hambro Mining Plc |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
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