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EPT Disclosure

13th Oct 2008 12:18

RNS Number : 6986F
Citigroup GM Australia Pty Ltd
13 October 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Citigroup Global Markets Australia Pty Limited

Company dealt in

Rio Tinto Ltd

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ord/Equity

Date of dealing

10 October 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

614,316   (0.13%)

 104,393 (0.02%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

566,593 (0.12%)

 2,939,673 (0.64%)

Total

1,180,909 (0.25%)

 3,044,066 (0.66%)

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security: 

Long

Short

Convertible 

Number (%)

Number (%)

(1) Relevant securities 

(0.00%)

(0.00%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

(0.00%)

(0.00%)

Total

(0.00%)

(0.00%)

  Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase

Number of securities

Price per unit (Note 4)

AUD (unless stated)

16102

78.010002

16102

78.010002

7570

73

7000

72.269997

5000

71.5

4000

71.5

3000

74.849999

3000

71.5

3000

71.209999

2444

71.209999

2412

73

2359

72.5

2297

72.540001

2000

72.5

2000

71.449997

1891

71.220001

1876

71.5

1706

72.269997

1596

71.559998

1481

71.550003

1400

71.220001

1350

71.5

1278

71.209999

1000

71.709999

1000

71.709999

1000

71.150002

1000

71.150002

1000

71.150002

1000

71.150002

999

71.220001

957

71.209999

880

71.419998

835

72.269997

780

71.540001

750

71.709999

732

71.209999

706

72.260002

700

71.550003

675

71.5

650

71.5

627

71.220001

625

72.269997

623

71.169998

574

72.449997

533

71.709999

521

73

521

73

521

73

520

71.559998

506

71.410004

500

71.5

500

71.419998

494

73

471

72.290001

471

72.290001

456

71.150002

456

71.169998

454

73

393

73

387

72.230003

376

71.5

365

71.470001

360

71.5

353

71.5

352

71.5

352

71.550003

350

72.849999

320

71.5

315

71.709999

312

72.5

300

71.559998

300

71.709999

294

72.989998

292

72.970001

291

71.709999

284

72.989998

268

72.269997

266

71.209999

250

71.5

250

72.269997

250

72.650002

245

71.5

220

71.5

204

71.5

202

71.419998

200

71.709999

200

72.230003

194

72.199997

192

72.739998

188

71.709999

176

72.989998

171

71.5

170

71.709999

168

72.690002

150

72.970001

149

72.260002

148

72.849999

147

72.849999

146

72.669998

146

71.5

144

72.519997

144

71.879997

144

71.860001

144

71.900002

144

71.889999

143

71.419998

142

71.779999

142

71.730003

138

72.739998

135

71.150002

132

71.550003

125

72.730003

125

72.779999

125

72.879997

124

72.849999

121

72.879997

119

71.5

115

71.860001

114

72.230003

114

71.889999

102

71.5

101

71.43

100

72.5

100

71.239998

100

71.410004

100

71.419998

100

71.559998

100

71.449997

100

71.709999

100

71.150002

100

72.25

99

73.059998

98

71.900002

95

71.5

95

71.43

92

71.169998

92

72.32

90

72.230003

89

72.720001

88

72.879997

88

72.879997

88

71.800003

87

72.769997

87

71.760002

86

71.860001

85

73.059998

84

72.510002

83

71.220001

78

72.989998

78

72.989998

77

71.169998

77

72.989998

77

72.699997

75

71.419998

75

71.470001

73

72.779999

73

72.739998

73

71.910004

72

71.809998

71

71.739998

71

71.5

71

71.150002

71

71.150002

71

71.150002

68

71.5

67

72.5

67

72.199997

66

72.5

66

72.480003

65

71.860001

63

71.32

63

71.32

60

72.790001

60

71.860001

60

71.5

59

71.5

59

72.300003

58

71.860001

57

71.5

57

71.709999

57

72.300003

57

72.300003

57

71.459999

56

72.110001

55

71.209999

55

71.790001

55

71.650002

55

71.610001

55

71.75

54

71.150002

51

71.379997

50

71.709999

50

72.190002

50

71.82

48

71.440002

48

72.699997

46

72.110001

46

72.949997

46

72.769997

46

72.760002

46

71.699997

46

71.650002

46

71.839996

46

71.779999

46

71.529999

46

72.139999

46

72.129997

46

72.32

46

72.220001

46

72.739998

46

72.32

46

72.279999

45

71.889999

45

71.739998

45

71.57

45

71.480003

45

71.440002

44

71.480003

44

71.5

44

73

44

72.989998

44

72.849999

44

71.900002

44

71.699997

44

71.459999

43

72.800003

43

71.650002

43

71.529999

42

71.150002

42

71.889999

42

71.800003

42

72.400002

42

72.32

41

72.269997

41

72.720001

41

72.879997

41

73.209999

41

72.040001

41

71.18

41

71.760002

40

72.760002

40

71.879997

39

72.800003

38

72.769997

38

71.800003

36

72.5

36

72.510002

36

71.32

36

72.220001

35

71.550003

35

71.709999

35

71.580002

35

71.489998

35

71.449997

35

72.510002

35

71.760002

35

73.059998

34

71.739998

33

72.230003

32

72.879997

32

72.720001

32

72.300003

32

72.300003

32

71.889999

32

72.099999

32

72.080002

32

71.650002

32

71.629997

31

72.349999

31

72.879997

31

72.769997

31

72.489998

31

72.120003

31

72.300003

31

72.510002

30

72.889999

30

72.900002

30

72.970001

30

72.760002

30

71.32

30

72.25

29

71.860001

29

71.889999

28

71.889999

28

71.889999

28

72.290001

28

72.139999

26

73

26

72.199997

26

73.059998

26

72.879997

26

73.040001

25

72.25

25

72.139999

25

72.199997

24

72.050003

23

72.110001

22

72.5

22

72.5

21

71.379997

20

72.5

20

71.169998

20

72.879997

19

72.510002

19

71.860001

18

71.370003

18

72.879997

18

71.519997

18

71.459999

18

72.160004

17

71.790001

17

71.470001

17

72.160004

16

72.760002

16

71.139999

16

71.839996

16

71.379997

15

72.769997

15

72.300003

15

71.309998

15

72.120003

15

72.480003

14

72.059998

14

71.650002

14

71.739998

14

71.580002

14

71.489998

14

72.029999

13

72.75

13

72.720001

13

72.879997

13

73.209999

13

72.760002

13

72.300003

13

71.879997

13

71.889999

13

72.050003

13

71.889999

12

72.790001

12

72.5

12

73

11

71.709999

11

71.760002

10

72.5

10

72.269997

10

72.879997

10

71.610001

10

72.209999

8

72.739998

8

72.349999

8

72.099999

8

71.209999

8

71.230003

8

71.839996

8

72.480003

8

72.050003

8

72.050003

8

71.800003

7

72.5

7

72.220001

7

72.309998

7

72.849999

7

72.110001

7

71.879997

7

72.510002

7

72.800003

7

72.889999

7

71.68

7

72.160004

6

72.260002

6

72.989998

6

72.879997

5

72.25

5

72.25

5

72.300003

5

71.639999

4

72.510002

4

71.559998

4

72.5

4

72.879997

4

73.040001

4

72.809998

4

72.82

4

71.800003

4

71.650002

4

71.610001

4

71.529999

4

71.459999

4

72.510002

4

72.32

3

73.110001

3

72.879997

3

72.720001

3

72.879997

3

72.879997

3

73.209999

3

72.809998

3

72.760002

3

72.309998

3

72.300003

3

72.18

3

72.18

3

72.120003

3

71.879997

3

72.050003

3

71.889999

3

71.699997

3

71.68

3

71.730003

3

71.57

3

71.480003

3

71.449997

3

71.32

3

71.529999

2

72.220001

2

72.220001

2

72.5

2

72.5

2

71.879997

2

72.879997

2

72.879997

2

72.120003

2

71.879997

1

72.5

1

72.790001

1

72.419998

1

73.110001

1

73.139999

1

73.139999

1

73.139999

1

73.139999

1

73.139999

1

73.139999

1

73.099999

1

73.099999

1

73.099999

1

72.209999

1

72.220001

1

72.220001

1

72.220001

1

72.239998

1

72.510002

1

73

1

73

1

73

1

72.5

1

72.5

1

72.510002

1

72.510002

1

71.879997

1

71.879997

1

71.879997

1

71.879997

1

71.879997

1

71.860001

1

71.849999

1

71.839996

1

71.889999

1

71.889999

1

72.639999

1

72.639999

1

72.639999

1

72.419998

1

72.419998

1

72.089996

1

71.290001

1

71.239998

1

71.230003

1

71.209999

1

71.830002

1

72.889999

1

72.889999

1

72.889999

1

72.889999

1

72.769997

1

72.739998

1

72.730003

1

72.720001

1

72.779999

1

72.760002

1

72.760002

1

72.760002

1

72.889999

1

72.879997

1

72.879997

1

72.879997

1

72.879997

1

72.879997

1

72.879997

1

72.879997

1

72.800003

1

72.860001

1

72.879997

1

72.879997

1

72.879997

1

73.190002

1

73.160004

1

73.089996

1

73.07

1

73.059998

1

73.050003

1

72.989998

1

72.989998

1

73

1

73.019997

1

73.019997

1

73.010002

1

73.029999

1

72.989998

1

72.949997

1

72.940002

1

72.940002

1

73.010002

1

72.940002

1

72.940002

1

72.940002

1

72.940002

1

72.870003

1

72.769997

1

72.889999

1

72.889999

1

72.910004

1

72.93

1

72.919998

1

72.970001

1

72.970001

1

72.970001

1

72.970001

1

73.040001

1

72.809998

1

72.800003

1

72.800003

1

72.800003

1

72.800003

1

72.800003

1

72.82

1

72.639999

1

72.589996

1

72.589996

1

72.629997

1

72.599999

1

72.580002

1

72.589996

1

72.5

1

72.489998

1

72.480003

1

72.480003

1

72.459999

1

72.470001

1

72.470001

1

72.400002

1

72.389999

1

72.389999

1

72.290001

1

72.290001

1

72.230003

1

72.190002

1

71.989998

1

71.989998

1

71.989998

1

71.980003

1

71.970001

1

71.959999

1

71.879997

1

71.870003

1

71.919998

1

71.910004

1

71.900002

1

72.120003

1

72.050003

1

72.120003

1

72.120003

1

72.160004

1

72.169998

1

72.169998

1

72.169998

1

72.169998

1

72.169998

1

72.169998

1

72.169998

1

72.169998

1

72.169998

1

72.199997

1

72.199997

1

72.199997

1

72.18

1

72.199997

1

72.230003

1

72.220001

1

72.220001

1

72.220001

1

72.220001

1

72.220001

1

72.220001

1

72.220001

1

72.220001

1

72.209999

1

72.190002

1

72.18

1

72.199997

1

72.339996

1

72.260002

1

72.230003

1

72.349999

1

72.349999

1

72.290001

1

72.290001

1

72.290001

1

72.300003

1

72.290001

1

72.120003

1

72.050003

1

72.040001

1

72.059998

1

72.110001

1

72.050003

1

72.18

1

72.139999

1

72.139999

1

72.139999

1

72.139999

1

72.139999

1

72.139999

1

72.129997

1

72.120003

1

72.139999

1

72.139999

1

72.139999

1

72.139999

1

72.139999

1

72.139999

1

72.139999

1

72.139999

1

72.139999

1

72.139999

1

72.139999

1

71.980003

1

71.980003

1

71.889999

1

72.040001

1

72.110001

1

72.110001

1

72.110001

1

72.110001

1

72.110001

1

72.110001

1

72.089996

1

72.050003

1

72

1

72

1

72

1

71.989998

1

72.080002

1

72.080002

1

72

1

72

1

72.040001

1

71.889999

1

71.730003

1

71.730003

1

71.690002

1

71.690002

1

71.68

1

71.43

1

71.449997

1

71.120003

1

71.18

1

71.239998

1

71.239998

1

71.82

1

71.809998

1

71.809998

1

71.809998

1

71.839996

1

71.379997

1

71.389999

1

71.839996

1

71.839996

1

71.860001

1

71.779999

1

71.779999

1

71.809998

1

71.790001

1

71.790001

1

71.790001

1

71.639999

1

71.610001

1

71.510002

1

71.510002

1

71.43

1

71.43

1

71.639999

1

71.639999

1

71.650002

1

71.650002

1

71.650002

1

71.650002

1

71.650002

1

71.650002

1

71.650002

1

71.75

1

71.75

1

71.75

1

71.75

1

71.760002

1

71.760002

1

71.839996

1

72.099999

1

72.110001

1

72.110001

1

72.110001

1

72.110001

1

72.110001

1

72.110001

1

72.110001

1

72.110001

1

72.139999

1

72.129997

1

72.129997

1

72.129997

1

72.129997

1

72.029999

1

72.019997

1

72.010002

1

72.029999

1

72.129997

1

72.32

1

72.32

1

72.400002

1

72.400002

1

72.400002

1

72.470001

1

72.389999

1

72.389999

1

72.379997

1

72.379997

1

72.360001

1

72.349999

1

72.339996

1

72.339996

1

72.339996

1

72.330002

1

72.32

1

72.339996

1

72.309998

1

72.32

1

72.309998

1

72.300003

1

72.300003

1

72.120003

1

72.120003

1

72.120003

1

72.050003

1

72.059998

1

72.059998

1

72.059998

1

71.980003

1

71.980003

1

71.879997

1

71.879997

1

71.889999

1

71.839996

1

71.839996

1

71.779999

1

71.769997

1

71.809998

1

71.809998

1

71.809998

1

71.809998

1

71.809998

1

71.910004

1

72.739998

1

72.300003

1

72.300003

Total

139,080

Sales

Number of securities

Price per unit (Note 4)

AUD (unless stated)

-1

73.099999

-1

73.099999

-1

73.099999

-1

72.419998

-1

73.120003

-1

73.120003

-1

73.129997

-1

73.120003

-1

73.129997

-1

73.129997

-1

73.129997

-1

73.139999

-1

73.129997

-1

73.120003

-1

72.220001

-1

72.230003

-1

72.32

-1

72.860001

-1

72.849999

-1

72.860001

-1

72.510002

-1

72.510002

-1

71.879997

-1

71.849999

-1

71.860001

-1

71.879997

-1

71.879997

-1

72.519997

-1

72.519997

-1

72.610001

-1

72.360001

-1

72.360001

-1

72.080002

-1

71.199997

-1

71.199997

-1

71.199997

-1

71.199997

-1

71.610001

-1

72.830002

-1

72.830002

-1

72.860001

-1

72.860001

-1

72.699997

-1

72.720001

-1

72.720001

-1

72.720001

-1

72.760002

-1

72.529999

-1

72.529999

-1

72.529999

-1

72.870003

-1

72.870003

-1

72.870003

-1

72.879997

-1

72.879997

-1

72.870003

-1

72.760002

-1

72.800003

-1

72.800003

-1

72.839996

-1

72.879997

-1

73.209999

-1

73.169998

-1

73

-1

73

-1

73

-1

72.800003

-1

72.800003

-1

72.800003

-1

72.800003

-1

73.029999

-1

73.029999

-1

73

-1

72.940002

-1

72.949997

-1

72.800003

-1

72.800003

-1

72.800003

-1

72.800003

-1

72.809998

-1

72.809998

-1

72.809998

-1

72.809998

-1

72.870003

-1

72.769997

-1

72.809998

-1

72.900002

-1

72.900002

-1

72.940002

-1

72.919998

-1

72.93

-1

72.940002

-1

72.959999

-1

72.959999

-1

72.980003

-1

72.699997

-1

72.699997

-1

72.699997

-1

72.809998

-1

72.809998

-1

72.809998

-1

72.809998

-1

72.809998

-1

72.760002

-1

72.459999

-1

72.459999

-1

72.349999

-1

72.349999

-1

72.349999

-1

72.349999

-1

72.349999

-1

72.349999

-1

72.349999

-1

72.339996

-1

72.339996

-1

72.339996

-1

72.25

-1

72.25

-1

72.25

-1

72.25

-1

72.25

-1

72.199997

-1

72.199997

-1

72.160004

-1

72.160004

-1

71.849999

-1

71.849999

-1

71.849999

-1

71.849999

-1

71.849999

-1

71.849999

-1

71.889999

-1

71.900002

-1

71.900002

-1

71.910004

-1

71.93

-1

71.93

-1

71.989998

-1

72

-1

72.010002

-1

72.010002

-1

72.010002

-1

72.019997

-1

72.019997

-1

72.029999

-1

72.07

-1

72.029999

-1

72.040001

-1

72.040001

-1

72.059998

-1

72.099999

-1

72.110001

-1

72.129997

-1

72.139999

-1

72.150002

-1

72.160004

-1

72.160004

-1

72.160004

-1

72.169998

-1

72.169998

-1

72.160004

-1

72.169998

-1

72.169998

-1

72.169998

-1

72.169998

-1

72.169998

-1

72.169998

-1

72.18

-1

72.190002

-1

72.260002

-1

72.239998

-1

72.239998

-1

72.25

-1

72.300003

-1

72.300003

-1

72.260002

-1

72.309998

-1

72.309998

-1

72.309998

-1

72.300003

-1

72.300003

-1

72.290001

-1

72.120003

-1

72.129997

-1

72.139999

-1

72.139999

-1

72.139999

-1

72.120003

-1

72.129997

-1

72.120003

-1

72.129997

-1

72.129997

-1

72.129997

-1

72.129997

-1

72.129997

-1

72.139999

-1

72.150002

-1

72.150002

-1

72.139999

-1

72.150002

-1

72.150002

-1

72.150002

-1

72.139999

-1

72.150002

-1

72.120003

-1

72.120003

-1

72.129997

-1

72.129997

-1

71.959999

-1

71.970001

-1

71.879997

-1

71.889999

-1

72.010002

-1

72.019997

-1

72.019997

-1

72.029999

-1

72.040001

-1

72.050003

-1

72.059998

-1

72.07

-1

72.080002

-1

72.080002

-1

72.089996

-1

72.099999

-1

71.989998

-1

72

-1

72

-1

72

-1

71.989998

-1

72.040001

-1

71.889999

-1

71.889999

-1

71.739998

-1

71.699997

-1

71.690002

-1

71.660004

-1

71.660004

-1

71.669998

-1

71.730003

-1

71.57

-1

71.480003

-1

71.440002

-1

71.440002

-1

71.32

-1

71.139999

-1

71.169998

-1

71.18

-1

71.190002

-1

71.809998

-1

71.830002

-1

71.830002

-1

71.830002

-1

71.830002

-1

71.389999

-1

71.379997

-1

71.839996

-1

71.849999

-1

71.849999

-1

71.769997

-1

71.769997

-1

71.779999

-1

71.599999

-1

71.599999

-1

71.660004

-1

71.639999

-1

71.610001

-1

71.480003

-1

71.480003

-1

71.419998

-1

71.419998

-1

71.470001

-1

71.519997

-1

71.519997

-1

71.57

-1

71.580002

-1

71.599999

-1

71.610001

-1

71.610001

-1

71.620003

-1

71.639999

-1

71.639999

-1

71.639999

-1

71.699997

-1

71.760002

-1

71.760002

-1

71.919998

-1

71.919998

-1

71.919998

-1

71.940002

-1

71.93

-1

72.010002

-1

72.010002

-1

72.010002

-1

72.099999

-1

72.010002

-1

72.019997

-1

72.010002

-1

72.019997

-1

72.019997

-1

72.120003

-1

72.010002

-1

72.010002

-1

72.010002

-1

72.010002

-1

72.110001

-1

72.230003

-1

72.239998

-1

72.239998

-1

72.32

-1

72.330002

-1

72.480003

-1

72.25

-1

72.029999

-1

72.029999

-1

72.029999

-1

72.029999

-1

72.029999

-1

72.029999

-1

72.029999

-1

72.029999

-1

72.029999

-1

72.029999

-1

72.029999

-1

72.029999

-1

72.029999

-1

72.029999

-1

72.029999

-1

72.029999

-1

72.129997

-1

72.029999

-1

72.029999

-1

72.040001

-1

72.040001

-1

72.040001

-1

72.040001

-1

71.959999

-1

71.959999

-1

71.940002

-1

71.889999

-1

71.839996

-1

71.790001

-1

71.790001

-1

71.730003

-1

71.739998

-1

71.760002

-1

71.760002

-1

71.769997

-1

71.769997

-1

71.82

-1

71.82

-1

72.650002

-1

72.269997

-1

72.269997

-2

72.809998

-2

72.760002

-2

72.300003

-2

72.300003

-2

71.879997

-2

71.879997

-2

71.889999

-2

71.699997

-2

71.730003

-2

71.57

-2

71.480003

-2

71.32

-2

71.800003

-2

71.800003

-2

71.650002

-2

71.650002

-2

71.529999

-2

71.529999

-2

71.459999

-2

71.459999

-3

73.089996

-3

72.830002

-3

72.300003

-3

71.449997

-3

71.379997

-4

72.879997

-4

72.989998

-4

72.809998

-4

72.82

-5

72.120003

-5

71.650002

-5

71.839996

-5

71.839996

-5

72.120003

-5

72.120003

-5

72.120003

-6

72.989998

-6

72.760002

-6

71.879997

-6

71.889999

-6

71.839996

-7

72.220001

-7

72.220001

-7

72.5

-7

72.93

-7

72.110001

-7

71.879997

-7

71.879997

-7

72.610001

-7

72.870003

-7

72.830002

-7

72.760002

-7

71.879997

-7

71.889999

-7

71.739998

-7

71.739998

-7

71.580002

-7

71.580002

-7

71.489998

-7

71.489998

-7

71.309998

-7

71.379997

-7

72.480003

-8

72.349999

-8

72.080002

-8

71.309998

-8

71.199997

-8

71.610001

-8

72.480003

-8

72.129997

-8

72.050003

-8

71.309998

-8

71.139999

-8

71.139999

-8

71.790001

-8

71.470001

-8

72.480003

-9

71.379997

-9

71.790001

-9

71.519997

-9

71.519997

-9

71.459999

-9

71.459999

-9

71.470001

-10

71.68

-12

73.190002

-13

72.739998

-13

72.760002

-13

72.760002

-13

71.879997

-13

71.879997

-13

72.040001

-14

72.760002

-14

72.290001

-14

72.290001

-14

71.879997

-14

72.040001

-14

72.040001

-14

72.059998

-14

71.889999

-14

71.889999

-14

71.889999

-14

71.699997

-14

72.040001

-15

71.699997

-15

71.699997

-15

71.739998

-15

71.739998

-15

71.739998

-15

71.57

-15

71.57

-15

71.57

-15

71.480003

-15

71.480003

-15

71.480003

-15

71.440002

-15

71.440002

-15

71.440002

-15

71.32

-15

71.32

-16

72.300003

-16

72.300003

-16

72.050003

-16

71.82

-16

71.75

-17

71.82

-17

71.82

-18

73.120003

-18

71.790001

-18

71.790001

-18

71.650002

-18

71.650002

-19

72.800003

-19

71.790001

-19

71.650002

-19

71.459999

-19

71.459999

-19

71.459999

-19

71.75

-20

72.800003

-20

71.75

-20

72.699997

-21

71.379997

-22

72.5

-22

72.5

-23

71.849999

-24

72.050003

-24

72.790001

-25

73.220001

-26

73

-26

72.199997

-26

72.980003

-26

72.699997

-28

71.889999

-28

71.889999

-28

72.300003

-28

72.309998

-29

71.860001

-29

72.300003

-29

72.290001

-30

72.809998

-30

72.900002

-30

72.93

-30

72.029999

-31

72.349999

-31

72.669998

-31

71.910004

-31

72.139999

-31

71.32

-32

72.300003

-32

72.010002

-32

72.07

-32

71.32

-32

71.639999

-34

71.739998

-35

71.580002

-35

71.489998

-35

71.449997

-35

72.510002

-35

72.510002

-36

71.32

-38

72.269997

-41

71.160004

-42

71.470001

-42

72.32

-42

72.18

-43

72.760002

-43

71.669998

-43

71.610001

-44

72.989998

-44

73

-44

72.849999

-44

71.900002

-44

71.459999

-45

71.889999

-45

71.889999

-46

73

-46

72.769997

-46

72.769997

-46

72.760002

-46

72.760002

-46

71.760002

-46

71.650002

-46

71.650002

-46

71.82

-46

71.760002

-46

71.529999

-46

71.529999

-46

71.93

-46

72.110001

-46

72.169998

-46

72.480003

-46

72.199997

-46

72.669998

-46

72.309998

-48

71.379997

-50

73.199997

-50

72.190002

-52

72.620003

-52

72.699997

-57

73.209999

-57

72.300003

-59

72.300003

-59

72.300003

-59

71.610001

-62

72.269997

-63

71.32

-66

72.029999

-66

72.190002

-67

72.75

-67

72.199997

-71

72.290001

-72

71.809998

-72

71.82

-73

72.739998

-73

71.910004

-77

72.989998

-78

72.989998

-78

72.989998

-87

71.760002

-87

71.760002

-88

72.800003

-88

72.879997

-88

72.879997

-88

71.800003

-88

71.800003

-89

72.720001

-89

72.720001

-92

72.32

-92

72.32

-98

71.900002

-98

72.290001

-100

72.25

-100

73.199997

-100

72.790001

-114

71.889999

-121

72.879997

-121

72.879997

-124

72.650002

-124

72.849999

-124

72.190002

-125

73.019997

-125

72.699997

-125

72.769997

-125

72.760002

-125

72.779999

-125

72.900002

-130

72.75

-130

72.75

-130

72.809998

-144

71.82

-144

71.879997

-147

72.849999

-148

72.849999

-150

73.199997

-150

72.970001

-168

72.690002

-176

72.989998

-180

73.300003

-180

73.110001

-190

72.75

-192

72.739998

-194

72.199997

-200

73.290001

-200

73.220001

-200

73.199997

-200

73.099999

-230

72.709999

-250

72.650002

-253

72.809998

-282

73.099999

-284

72.989998

-292

72.970001

-294

72.989998

-300

72.75

-302

72.290001

-328

73.110001

-350

72.849999

-368

73.220001

-376

72.650002

-384

72.190002

-393

73

-450

72.790001

-471

72.290001

-471

72.290001

-494

73

-500

73.199997

-500

73.099999

-521

73

-521

73

-521

73

-574

72.449997

-574

72.449997

-731

73.300003

-779

73.199997

-871

73.099999

-891

73.120003

-900

73.220001

-1000

72

-1120

73.110001

-1262

72.610001

-1311

73.209999

-1910

73.209999

-2297

72.540001

-3307

73.290001

-8051

78.010002

-13163

73

-16102

78.010002

Total

76,194

 

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

(C = call option;

 P = put option)

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

Price (AUD) 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (AUD) (Note 4) 

C

purchasing

15000

105

E

20090326

0.58

C

purchasing

3000

75

E

20090326

12.3

C

purchasing

2000

64

A

20090619

12.35

C

purchasing

1000

64

A

20090619

12.4

P

selling

200

68.66

A

20090924

17.67

P

selling

100

68.66

A

20090924

17.67

C

selling

-50

80

E

20090423

13

C

selling

-50

80

E

20090423

12.95

C

selling

-82

64

A

20090619

18.42

C

selling

-100

64

A

20090619

18.42

C

selling

-100

64

A

20090619

18.42

C

selling

-100

64

A

20090619

17.67

C

selling

-118

64

A

20090619

18.42

C

selling

-200

64

A

20090619

18.42

C

selling

-200

64

A

20090619

18.42

C

selling

-200

64

A

20090619

18.42

C

selling

-200

64

A

20090619

17.77

C

selling

-200

64

A

20090619

17.77

C

selling

-200

64

A

20090619

17.77

C

selling

-200

64

A

20090619

17.77

C

selling

-200

64

A

20090619

17.77

C

selling

-200

64

A

20090619

17.92

C

selling

-200

64

A

20090619

17.7

C

selling

-200

64

A

20090619

17.68

C

selling

-200

80

E

20090423

12.49

C

selling

-200

80

E

20090423

12.92

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

P

800

68.66

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

NONE

Is a Supplemental Form 38.5(b) attached? (Note 8) YES

Date of disclosure

13 October 2008

Contact name

Pavla Trskova

Telephone number

02890 409544

Name of offeree/offeror with which connected

BHP Billiton plc

Nature of connection (Note 9)

Corporate Broker/Financial Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

SUPPLEMENTAL FORM 38.5(b)

DETAILS OF OPEN POSITIONS 

(This form should be attached to Form 38.5(b))

OPEN POSITIONS (Note 1)

Product name,

e.g. call option

Written or purchased

Number of securities to which the option or derivative relates

Exercise price (Note 2)

Type, e.g. American, European etc.

Expiry date

P

purchased

140000

72

A

20081218

P

purchased

90000

37.6132

E

20091001

P

purchased

50979

77.94

E

20100219

P

purchased

40000

38.5842

E

20091201

P

purchased

30588

78.5

E

20110630

P

purchased

20000

43.3704

E

20100628

P

purchased

20000

43.3704

E

20100628

P

purchased

12000

89

E

20100809

P

purchased

10000

77.8

E

20090630

P

purchased

6789

95.75

E

20100629

P

purchased

6646

138.11

E

20120416

P

purchased

6646

77.2

E

20110627

P

purchased

6528

75.22

E

20100524

P

purchased

6415

82.55

E

20100517

P

purchased

6415

95.75

E

20100628

P

purchased

6268

95.7

E

20120905

P

purchased

5810

98.22

E

20120912

P

purchased

5428

78.5

E

20110630

P

purchased

5066

78.5

E

20110630

P

purchased

5000

78.46

A

20090924

P

purchased

5000

68.66

A

20090924

P

purchased

5000

110

A

20081218

P

purchased

4886

75

A

20111222

P

purchased

4420

80

A

20111222

P

purchased

4320

122

A

20081218

P

purchased

3801

72

A

20081218

P

purchased

3388

115

A

20081030

P

purchased

3188

120

A

20081030

P

purchased

3105

121

A

20081127

P

purchased

2994

68

A

20101223

C

purchased

2862

78.46

A

20090924

P

purchased

2591

77

A

20111222

C

purchased

2591

138

A

20081030

P

written

2248

74

A

20081218

C

written

2000

116

A

20081030

P

written

1976

84

A

20081030

P

written

1936

85

A

20081030

P

written

1592

82

A

20090326

C

written

1370

105

A

20081030

C

written

1273

110

A

20081030

C

written

1273

94

A

20081030

C

written

1188

90

A

20081030

C

written

1152

85

A

20090326

C

written

1152

86

A

20090326

C

written

1152

98

A

20081030

P

written

1152

50

A

20081218

C

written

1132

104

A

20081030

C

written

1000

82

A

20081127

P

written

1000

96

A

20081030

C

written

873

85

A

20111222

C

written

869

122

A

20081218

C

written

725

105

A

20081127

C

written

561

95

A

20090326

P

written

561

141.69

A

20130627

C

written

514

56.89

A

20090924

P

written

514

129.41

A

20121220

P

written

464

128.75

A

20130228

P

written

464

127.31

A

20130228

P

written

422

124.35

A

20130228

P

written

422

143.31

A

20130627

P

written

405

141.79

A

20110630

P

written

400

141.69

A

20110630

P

written

392

139.04

A

20130627

P

written

388

141.75

A

20130627

P

written

388

139.59

A

20130627

P

written

365

130.34

A

20121220

P

written

332

128.71

A

20110224

P

written

332

92.66

A

20110728

P

written

330

130

A

20081218

P

written

302

93.6

A

20110728

P

written

302

94.02

A

20110728

P

written

296

131.2

A

20130328

P

written

290

140.36

A

20130627

P

written

290

78.5

E

20110630

P

written

268

78.5

E

20110630

P

written

266

78.5

E

20110630

P

written

208

78.5

E

20110630

P

written

208

98.22

E

20120912

P

written

203

98.22

E

20120912

P

written

203

95.7

E

20120905

P

written

191

95.7

E

20120905

P

written

191

94.08

A

20110728

P

written

191

135.22

A

20110412

C

written

191

65

A

20081127

P

written

177

95.75

E

20100628

P

written

160

95.75

E

20100628

P

written

159

135.38

A

20130725

P

written

141

82.55

E

20100517

P

written

138

82.55

E

20100517

P

written

117

136.18

A

20130627

P

written

115

75.22

E

20100524

P

written

107

75.22

E

20100524

P

written

99

137

A

20130328

P

written

90

77.2

E

20110627

P

written

88

77.2

E

20110627

C

written

88

75

E

20090924

P

written

87

131.14

A

20121011

P

written

81

131.96

A

20130205

P

written

79

98.1

A

20100625

P

written

78

138.11

E

20120416

P

written

77

138.11

E

20120416

P

written

71

95.75

E

20100629

P

written

-70

95.75

E

20100629

P

written

-70

77.8

E

20090630

P

written

-191

77.8

E

20090630

P

written

-191

89

E

20100809

P

written

-203

89

E

20100809

P

written

-208

138

A

20130228

C

written

-270

59.227

A

20130627

P

written

-290

89.4361

A

20110207

P

written

-302

137.5

A

20130725

C

written

-332

88

E

20091215

P

written

-388

83.22

A

20111007

P

written

-391

43.3704

E

20100628

P

written

-422

43.3704

E

20100628

P

written

-464

43.3704

E

20100628

P

written

-514

43.3704

E

20100628

P

written

-561

105.3

A

20110523

P

written

-732

78.5

E

20110630

P

written

-945

78.5

E

20110630

C

written

-1000

95

A

20081218

P

written

-1152

85.0735

A

20110228

P

written

-1152

153.6

A

20130107

P

written

-1273

174.48

A

20130521

C

written

-1290

66

E

20091215

P

written

-1948

160.932

A

20121128

P

written

-2000

90

E

20081218

C

written

-2491

95

E

20090326

P

written

-2495

73.8533

A

20101229

C

written

-2591

85

A

20100623

C

written

-3840

80

E

20090423

P

written

-5000

38.5842

E

20091201

P

written

-5000

38.5842

E

20091201

P

written

-5000

119

A

20120711

P

written

-5000

85.04

A

20110328

P

written

-5000

99.8

A

20110428

P

written

-5000

115.61

A

20120613

P

written

-5000

164.66

A

20121227

P

written

-6415

96.12

A

20110623

C

written

-6646

110

A

20081218

P

written

-8000

99.12

A

20120425

P

written

-9000

88.07

A

20110623

P

written

-10000

97.272

A

20120828

P

written

-10000

109.19

A

20120530

P

written

-11987

92.64

A

20110624

P

written

-12300

119.75

A

20120628

P

written

-15000

88.6

A

20120327

P

written

-20000

77.94

E

20100219

P

written

-23989

77.94

E

20100219

P

written

-25000

116.82

A

20120711

P

written

-33000

37.6132

E

20091001

P

written

-44000

37.6132

E

20091001

P

written

-50000

94.91

A

20110623

C

written

-50000

115

E

20090326

C

written

-55200

64

A

20090619

P

written

-61000

100

E

20081218

P

written

-75000

72

A

20081218

C

written

-75000

58.592

A

20120628

P

written

-90000

56.0324

E

20081103

P

written

-101000

74.25

E

20110727

P

written

-167000

56.1501

A

20101011

C

written

-449640

145

E

20081218

C

written

-468000

135

E

20081218

C

written

-999720

115

E

20081218

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5 and their Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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