10th Mar 2010 10:10
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FORM 38.5(a) |
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
|
WITH RECOGNISED INTERMEDIARY STATUS |
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|
DEALING IN A CLIENT-SERVING CAPACITY |
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(Rule 38.5(a) of the Takeover Code)) |
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1. KEY INFORMATION |
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Name of exempt principal trader |
Merrill Lynch International |
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Company dealt in |
Blacks Leisure Group Plc |
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|
Class of relevant security to which the |
Common |
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|
dealings being disclosed relate |
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Date of dealing |
09/03/2010 |
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2. DEALINGS |
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(a) Purchases and sales |
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Total number of securities sold |
Highest price received |
|
Lowest price received |
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|
30,000 |
GBP 0.59 |
GBP 0.59 |
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|
(b) Derivatives transactions (other than options) |
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|
Product name, |
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Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Short Swap |
SHORT |
30,000 |
GBP 0.59 |
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|
(c) Options transactions in respect of existing securities |
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|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
|
|
selling, |
securities under |
price |
American, |
date |
money |
|
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
|
varying etc. |
|
per unit |
|
|
|
|
|
|
|
|
|
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|
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(ii) Exercising |
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|
Product name |
Number of securities under |
Exercise price |
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|
eg call option |
option |
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|
|
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3. OTHER INFORMATION |
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|
|
|
Agreements, arrangements or understandings relating to options or derivatives |
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|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative referred to on this form is referenced. If none, this should be stated. |
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NONE |
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Date of disclosure |
10/03/2010 |
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|
Contact name |
Bhavika Mistry |
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|
Telephone number |
+44 207 995 4747 |
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|
Name of offeree/offeror with whom connected |
Sports Direct International Plc |
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|
Nature of connection # |
Advisor |
|
|
FORM 38.5(a) |
|
|
|
|
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
|
(Rule 38.5(a) of the Takeover Code)) |
|
|
1. KEY INFORMATION |
|
|
Name of exempt principal trader |
Merrill Lynch International |
|
|
Company dealt in |
Shanks Group Plc |
|
|
Class of relevant security to which the |
Common |
|
|
dealings being disclosed relate |
|
|
Date of dealing |
09/03/2010 |
|
|
2. DEALINGS |
|
|
(a) Purchases and sales |
|
|
Total number of securities |
Highest price paid |
|
Lowest price paid |
|
|
purchased |
|
|
3,439,236 |
GBP 1.05 |
GBP 0.97 |
|
|
Total number of securities sold |
Highest price received |
|
Lowest price received |
|
|
2,848,210 |
GBP 1.05 |
GBP 0.97 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Long Swap |
LONG |
200,000 |
GBP 0.98 |
|
|
Long Swap |
LONG |
9,700 |
GBP 1.03 |
|
|
Long Swap |
LONG |
16,926 |
GBP 1.03 |
|
|
Long Swap |
LONG |
38,016 |
GBP 0.99 |
|
|
Long Swap |
LONG |
100,000 |
GBP 0.98 |
|
|
Long Swap |
LONG |
100,000 |
GBP 0.98 |
|
|
Long Swap |
LONG |
100,000 |
GBP 0.98 |
|
|
Long Swap |
LONG |
126,212 |
GBP 1.03 |
|
|
Long Swap |
LONG |
133,334 |
GBP 0.98 |
|
|
Long Swap |
LONG |
2,230 |
GBP 0.98 |
|
|
Long Swap |
LONG |
193,635 |
GBP 0.98 |
|
|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Short Swap |
SHORT |
3,506 |
GBP 1.01 |
|
|
Short Swap |
SHORT |
126,212 |
GBP 1.03 |
|
|
Short Swap |
SHORT |
47,807 |
GBP 1.01 |
|
|
Short Swap |
SHORT |
40,209 |
GBP 1.01 |
|
|
Short Swap |
SHORT |
38,016 |
GBP 1.01 |
|
|
Short Swap |
SHORT |
23,707 |
GBP 1.01 |
|
|
Short Swap |
SHORT |
15,021 |
GBP 1.01 |
|
|
Short Swap |
SHORT |
7,245 |
GBP 1.01 |
|
|
Short Swap |
SHORT |
5,666 |
GBP 1.03 |
|
|
Short Swap |
SHORT |
4,305 |
GBP 1.01 |
|
|
Short Swap |
SHORT |
154,125 |
GBP 1.03 |
|
|
(c) Options transactions in respect of existing securities |
|
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
|
|
selling, |
securities under |
price |
American, |
date |
money |
|
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
|
varying etc. |
|
per unit |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Exercising |
|
|
Product name |
Number of securities under |
Exercise price |
|
|
eg call option |
option |
|
|
|
|
|
|
|
|
3. OTHER INFORMATION |
|
|
|
|
|
Agreements, arrangements or understandings relating to options or derivatives |
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
|
NONE |
|
|
Date of disclosure |
10/03/2010 |
|
|
Contact name |
Bhavika Mistry |
|
|
Telephone number |
+44 207 995 4747 |
|
|
Name of offeree/offeror with whom connected |
Carlyle Europe Partners III Participations Sarl |
|
|
Nature of connection # |
Advisor |
|
|
FORM 38.5(a) |
|
|
|
|
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
|
(Rule 38.5(a) of the Takeover Code)) |
|
|
1. KEY INFORMATION |
|
|
Name of exempt principal trader |
Merrill Lynch International |
|
|
Company dealt in |
Babcock International Group |
|
|
Class of relevant security to which the |
Common |
|
|
dealings being disclosed relate |
|
|
Date of dealing |
09/03/2010 |
|
|
2. DEALINGS |
|
|
(a) Purchases and sales |
|
|
Total number of securities |
Highest price paid |
|
Lowest price paid |
|
|
purchased |
|
|
77,869 |
GBP 5.25 |
GBP 5.20 |
|
|
Total number of securities sold |
Highest price received |
|
Lowest price received |
|
|
362,070 |
GBP 5.23 |
GBP 5.20 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Long Swap |
LONG |
1 |
GBP 5.23 |
|
|
Long Swap |
LONG |
128 |
GBP 5.23 |
|
|
Long Swap |
LONG |
120 |
GBP 5.23 |
|
|
Long Swap |
LONG |
115 |
GBP 5.23 |
|
|
Long Swap |
LONG |
109 |
GBP 5.23 |
|
|
Long Swap |
LONG |
64 |
GBP 5.23 |
|
|
Long Swap |
LONG |
39 |
GBP 5.23 |
|
|
Long Swap |
LONG |
13 |
GBP 5.23 |
|
|
Long Swap |
LONG |
3 |
GBP 5.23 |
|
|
Long Swap |
LONG |
1 |
GBP 5.23 |
|
|
Long Swap |
LONG |
2 |
GBP 5.23 |
|
|
Long Swap |
LONG |
269 |
GBP 5.23 |
|
|
Long Swap |
LONG |
1 |
GBP 5.23 |
|
|
Long Swap |
LONG |
1 |
GBP 5.23 |
|
|
Long Swap |
LONG |
1 |
GBP 5.23 |
|
|
Long Swap |
LONG |
1 |
GBP 5.23 |
|
|
Long Swap |
LONG |
1 |
GBP 5.23 |
|
|
Long Swap |
LONG |
1 |
GBP 5.23 |
|
|
Long Swap |
LONG |
1 |
GBP 5.23 |
|
|
Long Swap |
LONG |
1 |
GBP 5.23 |
|
|
Long Swap |
LONG |
1 |
GBP 5.23 |
|
|
Long Swap |
LONG |
3 |
GBP 5.23 |
|
|
Long Swap |
LONG |
1,240 |
GBP 5.21 |
|
|
Long Swap |
LONG |
7,625 |
GBP 5.23 |
|
|
Long Swap |
LONG |
154 |
GBP 5.23 |
|
|
Long Swap |
LONG |
2,255 |
GBP 5.23 |
|
|
Long Swap |
LONG |
213 |
GBP 5.23 |
|
|
Long Swap |
LONG |
1,141 |
GBP 5.23 |
|
|
Long Swap |
LONG |
868 |
GBP 5.23 |
|
|
Long Swap |
LONG |
758 |
GBP 5.23 |
|
|
Long Swap |
LONG |
489 |
GBP 5.23 |
|
|
Long Swap |
LONG |
448 |
GBP 5.23 |
|
|
Long Swap |
LONG |
341 |
GBP 5.23 |
|
|
Long Swap |
LONG |
304 |
GBP 5.23 |
|
|
Long Swap |
LONG |
758 |
GBP 5.23 |
|
|
Long Swap |
LONG |
3,594 |
GBP 5.23 |
|
|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Short Swap |
SHORT |
89,314 |
GBP 5.21 |
|
|
Short Swap |
SHORT |
629 |
GBP 5.23 |
|
|
Short Swap |
SHORT |
1,240 |
GBP 5.23 |
|
|
Short Swap |
SHORT |
1,475 |
GBP 5.23 |
|
|
Short Swap |
SHORT |
2,324 |
GBP 5.21 |
|
|
Short Swap |
SHORT |
7,557 |
GBP 5.21 |
|
|
Short Swap |
SHORT |
16,985 |
GBP 5.21 |
|
|
Short Swap |
SHORT |
175 |
GBP 5.23 |
|
|
Short Swap |
SHORT |
14,028 |
GBP 5.21 |
|
|
(c) Options transactions in respect of existing securities |
|
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
|
|
selling, |
securities under |
price |
American, |
date |
money |
|
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
|
varying etc. |
|
per unit |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Exercising |
|
|
Product name |
Number of securities under |
Exercise price |
|
|
eg call option |
option |
|
|
|
|
|
|
|
|
3. OTHER INFORMATION |
|
|
|
|
|
Agreements, arrangements or understandings relating to options or derivatives |
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
|
NONE |
|
|
Date of disclosure |
10/03/2010 |
|
|
Contact name |
Bhavika Mistry |
|
|
Telephone number |
+44 207 995 4747 |
|
|
Name of offeree/offeror with whom connected |
VT Group Plc |
|
|
Nature of connection # |
Advisor |
|
|
FORM 38.5(a) |
|
|
|
|
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
|
(Rule 38.5(a) of the Takeover Code)) |
|
|
1. KEY INFORMATION |
|
|
Name of exempt principal trader |
Merrill Lynch International |
|
|
Company dealt in |
VT Group Plc |
|
|
Class of relevant security to which the |
Common |
|
|
dealings being disclosed relate |
|
|
Date of dealing |
09/03/2010 |
|
|
2. DEALINGS |
|
|
(a) Purchases and sales |
|
|
Total number of securities |
Highest price paid |
|
Lowest price paid |
|
|
purchased |
|
|
346,505 |
GBP 6.74 |
GBP 6.71 |
|
|
Total number of securities sold |
Highest price received |
|
Lowest price received |
|
|
89,377 |
GBP 6.73 |
GBP 6.70 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Long Swap |
LONG |
51 |
GBP 6.73 |
|
|
Long Swap |
LONG |
1 |
GBP 6.73 |
|
|
Long Swap |
LONG |
355 |
GBP 6.73 |
|
|
Long Swap |
LONG |
330 |
GBP 6.73 |
|
|
Long Swap |
LONG |
261 |
GBP 6.73 |
|
|
Long Swap |
LONG |
241 |
GBP 6.73 |
|
|
Long Swap |
LONG |
192 |
GBP 6.73 |
|
|
Long Swap |
LONG |
170 |
GBP 6.73 |
|
|
Long Swap |
LONG |
465 |
GBP 6.73 |
|
|
Long Swap |
LONG |
143 |
GBP 6.73 |
|
|
Long Swap |
LONG |
669 |
GBP 6.73 |
|
|
Long Swap |
LONG |
44 |
GBP 6.73 |
|
|
Long Swap |
LONG |
20 |
GBP 6.73 |
|
|
Long Swap |
LONG |
20 |
GBP 6.73 |
|
|
Long Swap |
LONG |
14 |
GBP 6.73 |
|
|
Long Swap |
LONG |
13 |
GBP 6.73 |
|
|
Long Swap |
LONG |
7 |
GBP 6.73 |
|
|
Long Swap |
LONG |
1 |
GBP 6.73 |
|
|
Long Swap |
LONG |
1 |
GBP 6.73 |
|
|
Long Swap |
LONG |
155 |
GBP 6.73 |
|
|
Long Swap |
LONG |
2,763 |
GBP 6.73 |
|
|
Long Swap |
LONG |
84,199 |
GBP 6.73 |
|
|
Long Swap |
LONG |
73,999 |
GBP 6.73 |
|
|
Long Swap |
LONG |
36,199 |
GBP 6.73 |
|
|
Long Swap |
LONG |
19,939 |
GBP 6.73 |
|
|
Long Swap |
LONG |
422 |
GBP 6.73 |
|
|
Long Swap |
LONG |
5,603 |
GBP 6.73 |
|
|
Long Swap |
LONG |
2,651 |
GBP 6.73 |
|
|
Long Swap |
LONG |
1,237 |
GBP 6.73 |
|
|
Long Swap |
LONG |
1,185 |
GBP 6.73 |
|
|
Long Swap |
LONG |
1,081 |
GBP 6.73 |
|
|
Long Swap |
LONG |
1,058 |
GBP 6.73 |
|
|
Long Swap |
LONG |
990 |
GBP 6.73 |
|
|
Long Swap |
LONG |
796 |
GBP 6.73 |
|
|
Long Swap |
LONG |
754 |
GBP 6.73 |
|
|
Long Swap |
LONG |
7,778 |
GBP 6.73 |
|
|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Short Swap |
SHORT |
215 |
GBP 6.71 |
|
|
Short Swap |
SHORT |
2,009 |
GBP 6.71 |
|
|
Short Swap |
SHORT |
1,700 |
GBP 6.71 |
|
|
Short Swap |
SHORT |
755 |
GBP 6.70 |
|
|
(c) Options transactions in respect of existing securities |
|
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
|
|
selling, |
securities under |
price |
American, |
date |
money |
|
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
|
varying etc. |
|
per unit |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Exercising |
|
|
Product name |
Number of securities under |
Exercise price |
|
|
eg call option |
option |
|
|
|
|
|
|
|
|
3. OTHER INFORMATION |
|
|
|
|
|
Agreements, arrangements or understandings relating to options or derivatives |
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
|
NONE |
|
|
Date of disclosure |
10/03/2010 |
|
|
Contact name |
Bhavika Mistry |
|
|
Telephone number |
+44 207 995 4747 |
|
|
Name of offeree/offeror with whom connected |
Vt Group Plc |
|
|
Nature of connection # |
Advisor |
Related Shares:
BabcockRenewi Plc