14th Aug 2008 11:16
|
FORM 38.5 (SUMMARY) |
|
Lodge with Company Announcements Office and the Panel. Use a separate form for each class of |
|
securities in which dealings have been made. |
|
CONNECTED EXEMPT PRINCIPLE TRADER: |
|
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND |
|
Name of EPT |
Merrill Lynch International |
|
Date of disclosure |
14 August 2008 |
|
Date of dealing |
13 August 2008 |
|
Telephone number |
020 7996 2121 |
|
Please see attached disclosure of dealings under Rule 38.5 in the securities of the following |
|
13 August 2008 |
|
Rio Tinto Plc - Common |
|
Imperial Energy Corporation Plc - Common |
|
CENTRICA PLC - Common |
|
Banco Santander SA. - Common |
|
AMENDMENT |
|
state which element(s) of previous disclosure was incorrect: |
|
In the case of option business or dealings in derivatives full details should be given on a separate sheet |
|
so that the nature of the dealings can be fully understood. For options this should include the number |
|
of securities under option, the exercise period (or in the case of exercise, the exercise date), the |
|
exercise price and any option money paid or received. For derivatives this should include, at least, the |
|
number of reference securities to which they relate (when relevant), the maturity date (or if applicable |
|
the closing out date) and the reference price. |
|
For full details of disclosure requirements see Rules 8 and 38 of the Code. If in doubt contact the |
|
Monitoring Section of the Panel, Tel. No:0207 638 0129 |
|
FORM |
|
38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
(Rule 38.5 of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Rio Tinto Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
13/08/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
504,982 |
GBP 47.02 |
GBP 45.74 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
504,358 |
GBP 46.94 |
GBP 45.75 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
15,563 |
GBP 46.47 |
|
Long Swap |
LONG |
19,677 |
GBP 46.41 |
|
Long Swap |
LONG |
778 |
GBP 46.47 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
400 |
GBP 46.58 |
|
Short Swap |
SHORT |
14,094 |
GBP 46.64 |
|
Short Swap |
SHORT |
9,048 |
GBP 46.20 |
|
Short Swap |
SHORT |
5,788 |
GBP 46.20 |
|
Short Swap |
SHORT |
4,186 |
GBP 46.20 |
|
Short Swap |
SHORT |
700 |
GBP 46.62 |
|
Short Swap |
SHORT |
10 |
GBP 46.63 |
|
Short Swap |
SHORT |
180 |
GBP 46.59 |
|
Short Swap |
SHORT |
170 |
GBP 46.63 |
|
Short Swap |
SHORT |
168 |
GBP 46.63 |
|
Short Swap |
SHORT |
142 |
GBP 46.58 |
|
Short Swap |
SHORT |
60 |
GBP 46.67 |
|
Short Swap |
SHORT |
50 |
GBP 46.59 |
|
Short Swap |
SHORT |
3,200 |
GBP 46.67 |
|
(c) Options transactions in respect of existing securities |
|
(i) Writing, selling, purchasing or varying |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry date |
Option |
|
selling, |
securities under |
price |
American, |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
Warrant |
Buying |
13,000 |
£0.06 |
AMERICAN |
19-Jun-09 |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
14/08/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
BHP Billiton Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5 |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
(Rule 38.5 of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Banco Santander SA. |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
13/08/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
1,683,157 |
EUR 12.37 |
EUR 12.01 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
1,721,601 |
EUR 12.36 |
EUR 12.02 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
57,295 |
EUR 12.08 |
|
Long Swap |
LONG |
15,390 |
EUR 12.11 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
87 |
EUR 12.12 |
|
Short Swap |
SHORT |
466 |
EUR 12.16 |
|
Short Swap |
SHORT |
2,742 |
EUR 12.12 |
|
Short Swap |
SHORT |
5,034 |
EUR 12.16 |
|
Short Swap |
SHORT |
5,238 |
EUR 12.12 |
|
Short Swap |
SHORT |
16,656 |
EUR 12.12 |
|
Short Swap |
SHORT |
21,142 |
EUR 12.12 |
|
Short Swap |
SHORT |
21,940 |
EUR 12.19 |
|
Short Swap |
SHORT |
30,198 |
EUR 12.12 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
14/08/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
Banco Santander SA. |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH |
|
RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT- |
|
SERVICING CAPACITY |
|
(Rule 38.5(a) of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Imperial Energy Corporation Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
13/08/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
34,763 |
GBP 11.21 |
GBP 10.73 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
79,156 |
GBP 11.41 |
GBP 10.54 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
selling, |
securities under |
price |
American, |
date |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
14/08/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
Imperial Energy Corporation Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH |
|
RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT- |
|
SERVICING CAPACITY |
|
(Rule 38.5(a) of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
CENTRICA PLC |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
13/08/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
302,826 |
GBP 3.17 |
GBP 3.12 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
189,148 |
GBP 3.16 |
GBP 3.12 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
selling, |
securities under |
price |
American, |
date |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
14/08/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
EDS S.A. |
|
Nature of connection # |
Advisor |
Related Shares:
Banco SantanderCentricaRio Tinto