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EPT Disclosure

13th Jun 2008 11:55

RNS Number : 6689W
Deutsche Bank AG
13 June 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Securities Australia Limited

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

12/06/2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number  (%)

Number (%)

(1) Relevant securities 

509,674  0.11%

-1,482,639   -0.32

(2) Derivatives (other than options)

1,014,039  0.22%

-675,873 -0.15

(3) Options and agreements to purchase/sell

1,343,000 0.29%

-1,420,000  -0.31

Total

2,866,713 0.62% 

-3,578,512  -0.78

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number  (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) 

AUD $

Purchase

143

126.02

Purchase

126

126.05

Purchase

33

126.06

Purchase

175

126.09

Purchase

141

126.10

Purchase

159

126.15

Purchase

460

126.27

Purchase

237

126.31

Purchase

95

126.33

Purchase

141

126.37

Purchase

1713

126.40

Purchase

479

126.45

Purchase

420

126.54

Purchase

143

126.59

Purchase

1562

126.60

Purchase

187

126.61

Purchase

48

126.62

Purchase

41

126.63

Purchase

50

126.63

Purchase

141

126.64

Purchase

48

126.67

Purchase

29

126.78

Purchase

1068

126.82

Purchase

14

126.84

Purchase

355

126.86

Purchase

116

126.89

Purchase

149

127.11

Purchase

248

127.15

Purchase

61

127.36

Purchase

92

127.38

Purchase

60

127.42

Purchase

121

127.45

Purchase

393

127.48

Purchase

330

127.50

Purchase

358

127.53

Purchase

232

127.55

Purchase

4

127.58

Purchase

542

127.60

Purchase

116

127.69

Purchase

586

127.70

Purchase

399

127.71

Purchase

13

127.72

Purchase

59

127.76

Purchase

281

127.79

Purchase

1118

127.80

Purchase

173

127.81

Purchase

96

127.82

Purchase

571

127.85

Purchase

43

127.86

Purchase

471

127.90

Purchase

638

127.91

Purchase

101

127.93

Purchase

139

127.94

Purchase

208

127.95

Purchase

951

127.96

Purchase

185

127.97

Purchase

404

127.98

Purchase

17

127.99

Purchase

425

128.00

Purchase

437

128.01

Purchase

434

128.02

Purchase

308

128.03

Purchase

659

128.04

Purchase

468

128.06

Purchase

646

128.07

Purchase

199

128.08

Purchase

292

128.09

Purchase

263

128.10

Purchase

906

128.11

Purchase

607

128.13

Purchase

270

128.14

Purchase

75

128.15

Purchase

403

128.16

Purchase

43

128.17

Purchase

332

128.18

Purchase

201

128.19

Purchase

1306

128.20

Purchase

1798

128.21

Purchase

290

128.22

Purchase

179

128.23

Purchase

2188

128.24

Purchase

99

128.25

Purchase

238

128.26

Purchase

536

128.27

Purchase

323

128.28

Purchase

2682

128.29

Purchase

683

128.30

Purchase

469

128.31

Purchase

952

128.32

Purchase

214

128.33

Purchase

2005

128.34

Purchase

1693

128.35

Purchase

1719

128.36

Purchase

1175

128.37

Purchase

2520

128.38

Purchase

662

128.39

Purchase

2791

128.40

Purchase

1063

128.41

Purchase

865

128.42

Purchase

1287

128.43

Purchase

874

128.44

Purchase

1525

128.45

Purchase

564

128.46

Purchase

357

128.47

Purchase

1120

128.48

Purchase

492

128.49

Purchase

1680

128.50

Purchase

757

128.50

Purchase

135

128.51

Purchase

567

128.52

Purchase

144

128.53

Purchase

30

128.54

Purchase

786

128.55

Purchase

564

128.56

Purchase

282

128.57

Purchase

1547

128.58

Purchase

402

128.59

Purchase

232

128.60

Purchase

175

128.61

Purchase

109

128.62

Purchase

256

128.63

Purchase

255

128.64

Purchase

525

128.65

Purchase

48

128.66

Purchase

216

128.67

Purchase

99

128.68

Purchase

250

128.69

Purchase

741

128.70

Purchase

451

128.71

Purchase

27

128.72

Purchase

373

128.73

Purchase

155

128.74

Purchase

372

128.75

Purchase

449

128.77

Purchase

329

128.78

Purchase

184

128.79

Purchase

18

128.80

Purchase

85

128.81

Purchase

180

128.82

Purchase

6

128.84

Purchase

190

128.85

Purchase

180

128.87

Purchase

1060

128.88

Purchase

366

128.92

Purchase

157

128.96

Purchase

48

128.98

Purchase

5

129.06

Purchase

73

129.08

Purchase

16

129.10

Purchase

354

129.11

Purchase

161

129.12

Purchase

5

129.16

Purchase

28

129.17

Purchase

133

129.18

Purchase

20

129.19

Purchase

268

129.20

Purchase

107

129.21

Purchase

273

129.22

Purchase

338

129.24

Purchase

8

129.25

Purchase

425

129.26

Purchase

37

129.27

Purchase

252

129.28

Purchase

1132

129.30

Purchase

355

129.33

Purchase

61

129.35

Purchase

5

129.36

Purchase

730

129.37

Purchase

140

129.42

Purchase

19

129.43

Purchase

183

129.50

Purchase

8400

129.57

Purchase

7289

129.88

Purchase

12682

137.53

TOTAL PURCHASE

104,849

Sale

759

126.00

Sale

1

126.01

Sale

141

126.10

Sale

25

126.17

Sale

14

126.20

Sale

94

126.21

Sale

427

126.31

Sale

442

126.33

Sale

411

126.35

Sale

399

126.37

Sale

79

126.41

Sale

6

126.45

Sale

155

126.58

Sale

62

126.60

Sale

553

126.61

Sale

15

126.62

Sale

405

126.63

Sale

400

126.66

Sale

51

126.70

Sale

125

126.73

Sale

3466

126.80

Sale

520

126.83

Sale

14

126.84

Sale

355

126.85

Sale

496

126.86

Sale

570

126.87

Sale

409

126.88

Sale

62

126.90

Sale

237

126.95

Sale

77

127.00

Sale

98

127.08

Sale

215

127.10

Sale

107

127.15

Sale

235

127.36

Sale

48

127.47

Sale

200

127.50

Sale

609

127.51

Sale

409

127.56

Sale

629

127.61

Sale

59

127.76

Sale

910

127.80

Sale

134

127.81

Sale

116

127.82

Sale

33

127.83

Sale

55

127.86

Sale

208

127.89

Sale

12

127.90

Sale

188

127.91

Sale

249

127.92

Sale

236

127.93

Sale

3

127.95

Sale

150

127.97

Sale

34

127.98

Sale

3150

128.00

Sale

762

128.01

Sale

1984

128.02

Sale

584

128.03

Sale

1150

128.04

Sale

591

128.05

Sale

687

128.06

Sale

213

128.07

Sale

295

128.10

Sale

181

128.11

Sale

431

128.12

Sale

356

128.13

Sale

83

128.14

Sale

1062

128.15

Sale

16

128.17

Sale

1131

128.18

Sale

53

128.19

Sale

215

128.20

Sale

605

128.21

Sale

545

128.22

Sale

53

128.23

Sale

30

128.24

Sale

331

128.25

Sale

505

128.26

Sale

237

128.27

Sale

1439

128.28

Sale

1931

128.29

Sale

646

128.30

Sale

258

128.31

Sale

460

128.32

Sale

887

128.33

Sale

634

128.34

Sale

231

128.35

Sale

1779

128.36

Sale

1451

128.37

Sale

972

128.38

Sale

1052

128.39

Sale

1596

128.40

Sale

494

128.41

Sale

1132

128.42

Sale

134

128.43

Sale

15

128.44

Sale

613

128.45

Sale

141

128.46

Sale

205

128.47

Sale

386

128.48

Sale

962

128.49

Sale

264

128.50

Sale

1450

128.51

Sale

67

128.51

Sale

506

128.52

Sale

1134

128.53

Sale

35

128.55

Sale

539

128.56

Sale

1063

128.57

Sale

1641

128.58

Sale

1

128.60

Sale

220

128.63

Sale

49

128.64

Sale

198

128.65

Sale

100

128.66

Sale

342

128.67

Sale

482

128.68

Sale

122

128.69

Sale

285

128.70

Sale

246

128.71

Sale

92

128.72

Sale

387

128.73

Sale

870

128.74

Sale

370

128.75

Sale

324

128.76

Sale

250

128.77

Sale

696

128.78

Sale

11487

128.78

Sale

320

128.79

Sale

60

128.80

Sale

385

128.81

Sale

188

128.84

Sale

573

128.85

Sale

3

128.86

Sale

198

128.87

Sale

45

128.89

Sale

108

128.99

Sale

2194

129.00

Sale

31

129.07

Sale

1093

129.08

Sale

80

129.09

Sale

145

129.10

Sale

45

129.11

Sale

814

129.13

Sale

30

129.14

Sale

39

129.15

Sale

48

129.19

Sale

1270

129.20

Sale

506

129.23

Sale

96

129.24

Sale

506

129.25

Sale

416

129.26

Sale

127

129.27

Sale

2870

129.28

Sale

868

129.28

Sale

30

129.29

Sale

2085

129.30

Sale

329

129.33

Sale

96

129.35

Sale

125

129.36

Sale

13

129.38

Sale

31

129.40

Sale

151

129.41

Sale

5

129.42

Sale

191

129.43

Sale

4354

129.50

Sale

1

129.51

Sale

110

129.52

Sale

122

129.57

Sale

1418

129.88

Sale

7783

132.10

Sale

19460

133.55

Sale

12682

137.53

TOTAL SALES

133,639

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) 

AUD $

CFD

Long

759

126.00

CFD

Long

141

126.10

CFD

Long

25

126.17

CFD

Long

200

127.50

CFD

Long

1952

128.00

CFD

Long

1524

128.02

CFD

Long

24

128.03

CFD

Long

171

128.12

CFD

Long

83

128.14

CFD

Long

46

128.15

CFD

Long

100

128.30

CFD

Long

1450

128.51

CFD

Long

70

128.57

CFD

Long

269

128.70

CFD

Long

216

128.71

CFD

Long

15

128.72

CFD

Long

114

128.77

CFD

Long

11487

128.78

CFD

Long

500

129.23

CFD

Long

2870

129.28

CFD

Long

400

129.30

CFD

Long

100

129.50

CFD

Long

1

129.51

CFD

Short

141

126.37

CFD

Short

1713

126.40

CFD

Short

224

126.45

CFD

Short

1500

126.60

CFD

Short

92

126.61

CFD

Short

41

126.63

CFD

Short

50

126.63

CFD

Short

21

127.71

CFD

Short

13

127.72

CFD

Short

59

127.76

CFD

Short

788

127.80

CFD

Short

43

127.86

CFD

Short

7

127.91

CFD

Short

101

127.93

CFD

Short

139

127.94

CFD

Short

812

127.96

CFD

Short

404

127.98

CFD

Short

15

128.00

CFD

Short

404

128.01

CFD

Short

326

128.02

CFD

Short

208

128.03

CFD

Short

82

128.04

CFD

Short

373

128.06

CFD

Short

51

128.08

CFD

Short

147

128.09

CFD

Short

37

128.10

CFD

Short

860

128.11

CFD

Short

339

128.13

CFD

Short

29

128.15

CFD

Short

1170

128.20

CFD

Short

1404

128.21

CFD

Short

264

128.22

CFD

Short

179

128.23

CFD

Short

2015

128.24

CFD

Short

99

128.25

CFD

Short

250

128.27

CFD

Short

93

128.28

CFD

Short

793

128.29

CFD

Short

513

128.30

CFD

Short

101

128.31

CFD

Short

376

128.32

CFD

Short

214

128.33

CFD

Short

1466

128.34

CFD

Short

783

128.35

CFD

Short

1455

128.36

CFD

Short

858

128.37

CFD

Short

1917

128.38

CFD

Short

641

128.39

CFD

Short

1228

128.40

CFD

Short

498

128.41

CFD

Short

292

128.42

CFD

Short

525

128.43

CFD

Short

317

128.44

CFD

Short

1155

128.45

CFD

Short

357

128.47

CFD

Short

340

128.49

CFD

Short

1680

128.50

CFD

Short

326

128.50

CFD

Short

231

128.52

CFD

Short

135

128.53

CFD

Short

575

128.55

CFD

Short

152

128.57

CFD

Short

209

128.58

CFD

Short

279

128.59

CFD

Short

82

128.60

CFD

Short

79

128.61

CFD

Short

109

128.62

CFD

Short

91

128.63

CFD

Short

293

128.65

CFD

Short

86

128.68

CFD

Short

300

128.70

CFD

Short

131

128.75

CFD

Short

229

128.77

CFD

Short

138

128.78

CFD

Short

18

128.80

CFD

Short

85

128.81

CFD

Short

5

128.82

CFD

Short

6

128.84

CFD

Short

190

128.85

CFD

Short

1045

128.88

CFD

Short

5

129.06

CFD

Short

5

129.16

CFD

Short

5

129.25

CFD

Short

730

129.37

CFD

Short

40

129.50

CFD

Short

8400

129.57

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

13/06/2008

Contact name

Artie Movsesian

Telephone number

020 7545 7804

Name of offeree/offeror with which connected

Rio Tinto plc

Nature of connection (Note 9)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

  

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMFJMMTMMABBJP

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,684.56
Change50.81