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EPT Disclosure

31st Oct 2008 11:41

RNS Number : 1499H
Deutsche Bank AG
31 October 2008
 
 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
 
1. KEY INFORMATION
 
Name of exempt principal trader
Deutsche Securities Australia Limited
 
Company dealt in
BHP Billiton Ltd
Class of relevant security to which the dealings being disclosed relate(Note 1)
Ordinary
Date of dealing
30/10/2008
 
 
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
 
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
 
 
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
14,796,163
0.44
-6,229,392
-0.19
(2) Derivatives (other than options)
 
5,980,752
0.18
-5,089,387
-0.15
(3) Options and agreements to purchase/sell
10,281,000
0.31
-6,667,000
-0.20
Total
 
31,057,915
0.93
-17,985,779
-0.54
 
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
 
Class of relevant security:
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
 
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
 
 
 
(c) Rights to subscribe (Note 2)
 
Class of relevant security:
 
Details
 
 
 
 
3. DEALINGS (Note 3)
 
(a) Purchases and sales
 
Purchase/sale
 
Number of securities
Price per unit (Note 4)
AUD $
Purchase
868
26.30
Purchase
5000
27.10
Purchase
6000
27.12
Purchase
9000
27.15
Purchase
5937
27.16
Purchase
2500
27.20
Purchase
500
27.22
Purchase
4458
27.23
Purchase
2533
27.27
Purchase
108
27.28
Purchase
144
27.29
Purchase
8155
27.30
Purchase
4022
27.31
Purchase
2026
27.32
Purchase
10931
27.33
Purchase
153
27.34
Purchase
140
27.35
Purchase
300
27.36
Purchase
14363
27.37
Purchase
7682
27.38
Purchase
9852
27.39
Purchase
20870
27.40
Purchase
15468
27.41
Purchase
6620
27.42
Purchase
22221
27.43
Purchase
5276
27.44
Purchase
329
27.45
Purchase
409
27.46
Purchase
2305
27.47
Purchase
17933
27.48
Purchase
45674
27.49
Purchase
5843
27.50
Purchase
24188
27.51
Purchase
12832
27.52
Purchase
446
27.53
Purchase
4376
27.54
Purchase
1076
27.55
Purchase
2219
27.56
Purchase
442
27.57
Purchase
4379
27.58
Purchase
240
27.59
Purchase
4007
27.60
Purchase
4104
27.61
Purchase
4701
27.62
Purchase
7805
27.63
Purchase
6389
27.64
Purchase
16763
27.65
Purchase
1274
27.66
Purchase
268
27.67
Purchase
59
27.70
Purchase
59
27.71
Purchase
95
27.72
Purchase
40
27.73
Purchase
735
27.74
Purchase
20301
27.75
Purchase
9376
27.75
Purchase
57
27.77
Purchase
104
27.78
Purchase
3364
27.81
Purchase
1688
27.82
Purchase
378
27.84
Purchase
118
27.85
Purchase
10441
27.86
Purchase
16492
27.87
Purchase
20260
27.88
Purchase
21914
27.89
Purchase
27519
27.90
Purchase
8810
27.91
Purchase
9181
27.92
Purchase
25772
27.93
Purchase
5727
27.94
Purchase
31057
27.95
Purchase
16970
27.96
Purchase
18311
27.97
Purchase
10326
27.98
Purchase
14464
27.99
Purchase
26400
28.00
Purchase
16819
28.01
Purchase
29276
28.02
Purchase
58355
28.03
Purchase
4217
28.04
Purchase
14512
28.05
Purchase
10166
28.06
Purchase
4237
28.08
Purchase
3073
28.09
Purchase
7934
28.10
Purchase
13077
28.11
Purchase
197
28.12
Purchase
5209
28.13
Purchase
4707
28.14
Purchase
32628
28.15
Purchase
1486
28.16
Purchase
25260
28.16
Purchase
932
28.20
Purchase
190
28.21
Purchase
1053
28.29
Purchase
1302
28.30
Purchase
2642
28.31
Purchase
375
28.32
Purchase
1282
28.33
Purchase
533
28.34
Purchase
193
28.35
Purchase
38
28.39
Purchase
651
28.40
Purchase
4064
28.42
Purchase
149
28.46
Purchase
5598
28.47
Purchase
599
28.48
Purchase
5660
28.49
Purchase
6000
28.50
Purchase
356
28.51
Purchase
13411
28.52
Purchase
7438
28.53
Purchase
159
28.54
Purchase
4930
28.55
Purchase
2473
28.56
Purchase
5604
28.57
Purchase
2617
28.58
Purchase
4124
28.59
Purchase
51800
28.60
Purchase
145
28.61
Purchase
441
28.62
Purchase
1
28.63
Purchase
25428
28.64
Purchase
50
28.65
Purchase
77
28.66
Purchase
3863
28.67
Purchase
8582
28.70
Purchase
7574
28.71
Purchase
5054
28.72
Purchase
15292
28.73
Purchase
1698
28.74
Purchase
5122
28.75
Purchase
4673
28.77
Purchase
31600
28.77
Purchase
10732
28.79
Purchase
1516
28.80
Purchase
4197
28.81
Purchase
3435
28.82
Purchase
7629
28.83
Purchase
9409
28.84
Purchase
1000
28.85
Purchase
11119
28.86
Purchase
1117
28.87
Purchase
14093
28.89
Purchase
13865
28.90
Purchase
4508
28.92
Purchase
4226
28.93
Purchase
15610
28.94
Purchase
10931
28.95
Purchase
4757
28.96
Purchase
683
28.97
Purchase
149000
32.00
Total Purchases
1,365,900
 
Sale
107371
26.30
Sale
5200
27.10
Sale
300
27.11
Sale
500
27.18
Sale
1000
27.20
Sale
331
27.21
Sale
924
27.25
Sale
7373
27.28
Sale
5329
27.29
Sale
3696
27.30
Sale
5076
27.31
Sale
20545
27.32
Sale
16963
27.33
Sale
4461
27.34
Sale
7584
27.35
Sale
6913
27.36
Sale
2265
27.37
Sale
9009
27.38
Sale
24865
27.39
Sale
10183
27.40
Sale
10218
27.41
Sale
17620
27.42
Sale
8274
27.43
Sale
18510
27.44
Sale
2186
27.45
Sale
1023
27.46
Sale
3740
27.47
Sale
4054
27.48
Sale
1716
27.49
Sale
11633
27.50
Sale
5299
27.51
Sale
4435
27.52
Sale
4964
27.53
Sale
5745
27.54
Sale
671
27.55
Sale
3146
27.56
Sale
682
27.57
Sale
2104
27.58
Sale
3073
27.59
Sale
4620
27.60
Sale
11994
27.61
Sale
11219
27.62
Sale
5565
27.63
Sale
14318
27.64
Sale
657
27.65
Sale
6230
27.66
Sale
4273
27.67
Sale
520
27.68
Sale
986
27.69
Sale
3699
27.70
Sale
654
27.71
Sale
584
27.72
Sale
755
27.73
Sale
2410
27.74
Sale
5396
27.75
Sale
6155
27.76
Sale
841
27.77
Sale
7574
27.78
Sale
2018
27.79
Sale
378
27.80
Sale
818
27.81
Sale
1269
27.82
Sale
605
27.83
Sale
2418
27.84
Sale
4365
27.85
Sale
16755
27.86
Sale
7802
27.87
Sale
38025
27.87
Sale
7866
27.88
Sale
4143
27.89
Sale
34478
27.90
Sale
11254
27.91
Sale
4328
27.92
Sale
26474
27.93
Sale
14920
27.94
Sale
32147
27.95
Sale
12561
27.96
Sale
10194
27.97
Sale
5669
27.98
Sale
29311
27.99
Sale
9661
28.00
Sale
16493
28.01
Sale
20210
28.02
Sale
50885
28.03
Sale
99511
28.03
Sale
6769
28.04
Sale
14760
28.05
Sale
9227
28.06
Sale
581
28.07
Sale
1125
28.08
Sale
5305
28.09
Sale
500
28.10
Sale
8424
28.11
Sale
1849
28.12
Sale
8829
28.13
Sale
2553
28.14
Sale
400
28.15
Sale
3594
28.21
Sale
2384
28.22
Sale
891
28.23
Sale
4168
28.26
Sale
3957
28.29
Sale
10000
28.30
Sale
2171
28.32
Sale
27033
28.33
Sale
6043
28.34
Sale
239
28.35
Sale
3946
28.37
Sale
31
28.42
Sale
31
28.43
Sale
217
28.44
Sale
7746
28.45
Sale
31
28.46
Sale
633
28.47
Sale
3513
28.48
Sale
6277
28.49
Sale
26488
28.50
Sale
1933
28.51
Sale
7597
28.52
Sale
12166
28.53
Sale
3082
28.54
Sale
5406
28.55
Sale
1575
28.56
Sale
5188
28.57
Sale
16105
28.58
Sale
370
28.59
Sale
57004
28.60
Sale
21787
28.61
Sale
2204
28.62
Sale
3832
28.63
Sale
1988
28.64
Sale
981
28.65
Sale
331
28.66
Sale
62
28.67
Sale
731
28.68
Sale
2188
28.69
Sale
12468
28.70
Sale
14676
28.71
Sale
1946
28.72
Sale
2677
28.73
Sale
4940
28.74
Sale
2281
28.75
Sale
1617
28.76
Sale
687
28.77
Sale
11708
28.78
Sale
12745
28.79
Sale
12928
28.80
Sale
4559
28.81
Sale
10204
28.82
Sale
18303
28.83
Sale
17562
28.84
Sale
2376
28.85
Sale
5798
28.86
Sale
4157
28.87
Sale
3
28.88
Sale
920
28.89
Sale
2480
28.90
Sale
5881
28.91
Sale
25800
28.92
Sale
8178
28.93
Sale
22519
28.94
Sale
12489
28.95
Sale
14962
28.96
Sale
5423
28.97
Sale
3511
28.98
Sale
200
28.99
TOTAL SALES
1,460,232
 
(b) Derivatives transactions (other than options)
 
Product name,
e.g. CFD
Long/short (Note 5)
Number of securities (Note 6)
Price per unit (Note 4)
AUD $
CFD
Long
868
26.30
CFD
Long
5200
27.10
CFD
Long
300
27.11
CFD
Long
500
27.18
CFD
Long
1000
27.20
CFD
Long
1360
27.30
CFD
Long
929
27.31
CFD
Long
16016
27.32
CFD
Long
7800
27.33
CFD
Long
857
27.36
CFD
Long
1000
27.38
CFD
Long
5006
27.39
CFD
Long
1075
27.42
CFD
Long
1000
27.44
CFD
Long
1000
27.49
CFD
Long
1000
27.50
CFD
Long
100
27.56
CFD
Long
3000
27.61
CFD
Long
1000
27.75
CFD
Long
38025
27.87
CFD
Long
5471
27.90
CFD
Long
20315
27.93
CFD
Long
7216
27.95
CFD
Long
1000
27.96
CFD
Long
7585
27.97
CFD
Long
100
27.99
CFD
Long
5041
28.01
CFD
Long
50885
28.03
CFD
Long
500
28.05
CFD
Long
400
28.15
CFD
Long
602
28.32
CFD
Long
398
28.33
CFD
Long
7560
28.45
CFD
Long
7486
28.50
CFD
Long
200
28.52
CFD
Long
500
28.53
CFD
Long
4260
28.60
CFD
Long
800
28.64
CFD
Long
4146
28.70
CFD
Long
5498
28.71
CFD
Long
250
28.80
CFD
Long
500
28.81
CFD
Long
1250
28.84
CFD
Long
500
28.89
CFD
Long
1476
28.93
CFD
Long
7705
28.95
CFD
Long
1180
28.96
CFD
Short
868
26.30
CFD
Short
3000
27.15
CFD
Short
2500
27.20
CFD
Short
500
27.22
CFD
Short
108
27.28
CFD
Short
4892
27.30
CFD
Short
810
27.32
CFD
Short
995
27.38
CFD
Short
2420
27.40
CFD
Short
1447
27.41
CFD
Short
1581
27.42
CFD
Short
11030
27.43
CFD
Short
1000
27.44
CFD
Short
1000
27.47
CFD
Short
4075
27.48
CFD
Short
44998
27.49
CFD
Short
1319
27.50
CFD
Short
10434
27.51
CFD
Short
2689
27.52
CFD
Short
3095
27.54
CFD
Short
1000
27.64
CFD
Short
20301
27.75
CFD
Short
300
27.87
CFD
Short
363
27.91
CFD
Short
1000
27.92
CFD
Short
224
27.93
CFD
Short
613
27.95
CFD
Short
5000
28.00
CFD
Short
300
28.01
CFD
Short
1000
28.04
CFD
Short
25260
28.16
CFD
Short
400
28.52
CFD
Short
1
28.67
CFD
Short
999
28.70
CFD
Short
781
28.79
CFD
Short
219
28.80
CFD
Short
1000
28.85
CFD
Short
500
28.90
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
 
Product name,
e.g. call option
 
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 6)
Exercise
price
Type, e.g. American, European etc.
Expiry
Date
Option money
paid/received per unit
AUD $
 
 
 
 
 
 
 
 
(ii) Exercising
 
Product name, e.g. call option
Number of securities
Exercise price per unit
Australian Dollar $
 
Put Option
149,000
32.00
(d) Other dealings (including new securities) (Note 3)
 
Nature of transaction (Note 7)
 
Details
Price per unit (if applicable)(Note 4)
 
 
 
 
 
 
4. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 
 
 
 
 
 
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
 
 
Date of disclosure
31/10/2008
Contact name
Artie Movsesian
Telephone number
020 7545 7804
Name of offeree/offeror with which connected
Rio Tinto Plc
Nature of connection (Note 9)
Connected Advisor to Offeree
 
 

 

 
 
This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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