14th Apr 2008 11:35
Credit Suisse Securities (Eur) Ltd14 April 2008 FORM 38.5 (b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Credit Suisse Securities (Europe) Limited Company dealt in Rio Tinto Plc Class of relevant security to which the dealings being Ordinary Sharesdisclosed relate (Note 1) Date of dealing 11-Apr-2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 1258632 0.126 24871 0.002(2) Derivatives (other than options)(3) Options and agreements to purchase/sell Total 1258632 0.126 24871 0.002 (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)Class Of Relevant Security : Ordinary Shares Long Short(1) Relevant Securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3)(a) Purchases and salesPurchase/sale Number of securities Price per unit (Note 4)Buy 3301 58.02 (GBP)Buy 3000 58.2 (GBP)Buy 2502 58.16 (GBP)Buy 2485 58.79 (GBP)Buy 2116 58.58 (GBP)Buy 1878 58.7 (GBP)Buy 1300 58.51 (GBP)Buy 1181 58.32 (GBP)Buy 1036 58.69 (GBP)Buy 1000 58.44 (GBP)Buy 804 58.69 (GBP)Buy 760 58.42 (GBP)Buy 749 58.37 (GBP)Buy 705 58.6 (GBP)Buy 670 58.7 (GBP)Buy 666 59.94 (GBP)Buy 634 58.17 (GBP)Buy 594 58.44 (GBP)Buy 560 58.6 (GBP)Buy 530 58.37 (GBP)Buy 478 58.68 (GBP)Buy 466 58.44 (GBP)Buy 461 58.5 (GBP)Buy 461 58.5 (GBP)Buy 461 58.5 (GBP)Buy 461 58.5 (GBP)Buy 461 58.5 (GBP)Buy 460 58.32 (GBP)Buy 419 58.54 (GBP)Buy 413 58.7 (GBP)Buy 409 58.44 (GBP)Buy 400 58.74 (GBP)Buy 393 58.43 (GBP)Buy 392 58.69 (GBP)Buy 392 58.6 (GBP)Buy 381 58.69 (GBP)Buy 376 58.44 (GBP)Buy 365 58.3 (GBP)Buy 364 58.44 (GBP)Buy 364 58.32 (GBP)Buy 359 58.5 (GBP)Buy 352 58.45 (GBP)Buy 343 58.79 (GBP)Buy 335 59.97 (GBP)Buy 326 58.2 (GBP)Buy 309 58.42 (GBP)Buy 304 58.19 (GBP)Buy 284 58.42 (GBP)Buy 273 58.65 (GBP)Buy 268 59.97 (GBP)Buy 250 58.17 (GBP)Buy 250 58.53 (GBP)Buy 247 58.15 (GBP)Buy 247 58.16 (GBP)Buy 247 58.15 (GBP)Buy 216 59.97 (GBP)Buy 204 59 (GBP)Buy 200 58.3 (GBP)Buy 197 58.74 (GBP)Buy 191 58.74 (GBP)Buy 176 58.53 (GBP)Buy 173 58.53 (GBP)Buy 170 58.54 (GBP)Buy 170 58.58 (GBP)Buy 169 58.97 (GBP)Buy 166 59.97 (GBP)Buy 166 59.85 (GBP)Buy 151 58.79 (GBP)Buy 151 58.37 (GBP)Buy 147 58.42 (GBP)Buy 117 58.15 (GBP)Buy 100 58.3 (GBP)Buy 100 58.38 (GBP)Buy 100 58.42 (GBP)Buy 100 58.43 (GBP)Buy 100 58.74 (GBP)Buy 97 58.5 (GBP)Buy 93 58.77 (GBP)Buy 85 58.68 (GBP)Buy 85 58.28 (GBP)Buy 85 58.62 (GBP)Buy 85 58.58 (GBP)Buy 85 58.64 (GBP)Buy 85 58.67 (GBP)Buy 85 58.72 (GBP)Buy 85 58.69 (GBP)Buy 85 58.64 (GBP)Buy 85 58.26 (GBP)Buy 85 58.27 (GBP)Buy 85 58.22 (GBP)Buy 84 58.78 (GBP)Buy 84 58.88 (GBP)Buy 84 58.96 (GBP)Buy 84 58.97 (GBP)Buy 84 58.82 (GBP)Buy 84 58.86 (GBP)Buy 84 58.95 (GBP)Buy 83 59.07 (GBP)Buy 83 59.97 (GBP)Buy 70 58.69 (GBP)Buy 68 58.61 (GBP)Buy 68 58.45 (GBP)Buy 68 58.68 (GBP)Buy 68 58.68 (GBP)Buy 68 58.68 (GBP)Buy 68 58.75 (GBP)Buy 68 58.75 (GBP)Buy 68 58.75 (GBP)Buy 68 58.18 (GBP)Buy 68 58.18 (GBP)Buy 68 58.21 (GBP)Buy 68 58.21 (GBP)Buy 68 58.22 (GBP)Buy 68 58.77 (GBP)Buy 68 58.69 (GBP)Buy 68 58.69 (GBP)Buy 68 58.14 (GBP)Buy 68 58.12 (GBP)Buy 68 58.23 (GBP)Buy 68 58.23 (GBP)Buy 68 58.23 (GBP)Buy 68 58.26 (GBP)Buy 68 58.26 (GBP)Buy 68 58.27 (GBP)Buy 68 58.27 (GBP)Buy 68 58.27 (GBP)Buy 68 58.22 (GBP)Buy 68 58.22 (GBP)Buy 68 58.55 (GBP)Buy 68 58.47 (GBP)Buy 68 58.48 (GBP)Buy 68 58.6 (GBP)Buy 68 58.61 (GBP)Buy 67 59.11 (GBP)Buy 67 58.86 (GBP)Buy 67 58.96 (GBP)Buy 67 58.96 (GBP)Buy 67 58.93 (GBP)Buy 67 58.95 (GBP)Buy 67 58.95 (GBP)Buy 67 58.95 (GBP)Buy 67 58.93 (GBP)Buy 67 58.93 (GBP)Buy 67 59.06 (GBP)Buy 67 59.06 (GBP)Buy 67 59.19 (GBP)Buy 67 59.19 (GBP)Buy 67 59.19 (GBP)Buy 67 59.26 (GBP)Buy 67 59.26 (GBP)Buy 67 59.26 (GBP)Buy 67 59.23 (GBP)Buy 67 58.96 (GBP)Buy 63 58.49 (GBP)Buy 62 58.6 (GBP)Buy 61 58.62 (GBP)Buy 59 58 (GBP)Buy 42 58.85 (GBP)Buy 40 58.53 (GBP)Buy 39 59.36 (GBP)Buy 32 59.37 (GBP)Buy 32 58.4 (GBP)Buy 32 59.28 (GBP)Buy 24 59.45 (GBP)Buy 24 59.38 (GBP)Buy 20 58.25 (GBP)Buy 3 59.23 (GBP)Buy 2 58.6 (GBP)Buy 2 59.26 (GBP)Buy 1 58.58 (GBP)Buy 1 59.26 (GBP)Sell 3360 57.97 (GBP)Sell 3124 58.24 (GBP)Sell 2784 58.78 (GBP)Sell 2139 58.17 (GBP)Sell 2100 58.21 (GBP)Sell 2000 58.46 (GBP)Sell 1441 58.63 (GBP)Sell 1310 59.25 (GBP)Sell 1208 58.51 (GBP)Sell 1195 58.7 (GBP)Sell 1020 58.3 (GBP)Sell 1020 58.3 (GBP)Sell 924 58.49 (GBP)Sell 880 58.54 (GBP)Sell 808 58.7 (GBP)Sell 804 58.75 (GBP)Sell 800 58.31 (GBP)Sell 714 58.3 (GBP)Sell 690 59.13 (GBP)Sell 670 58.74 (GBP)Sell 670 58.67 (GBP)Sell 652 58.21 (GBP)Sell 644 58.17 (GBP)Sell 600 58.91 (GBP)Sell 577 58.17 (GBP)Sell 575 58.6 (GBP)Sell 570 58.17 (GBP)Sell 564 58.21 (GBP)Sell 557 58.18 (GBP)Sell 519 58.47 (GBP)Sell 500 59.21 (GBP)Sell 500 58.57 (GBP)Sell 500 58.2 (GBP)Sell 500 58.65 (GBP)Sell 500 58.75 (GBP)Sell 500 58.72 (GBP)Sell 500 59 (GBP)Sell 500 58.91 (GBP)Sell 480 58.63 (GBP)Sell 472 58.97 (GBP)Sell 470 58.75 (GBP)Sell 470 58.75 (GBP)Sell 470 59.07 (GBP)Sell 456 59.1 (GBP)Sell 443 58.3 (GBP)Sell 437 59.03 (GBP)Sell 435 58.55 (GBP)Sell 423 58.7 (GBP)Sell 420 58.51 (GBP)Sell 420 58.54 (GBP)Sell 416 58.47 (GBP)Sell 398 58.7 (GBP)Sell 396 58.39 (GBP)Sell 392 58.75 (GBP)Sell 392 58.7 (GBP)Sell 385 58.54 (GBP)Sell 374 58.65 (GBP)Sell 367 58.18 (GBP)Sell 364 58.2 (GBP)Sell 361 58.26 (GBP)Sell 361 58.47 (GBP)Sell 361 58.47 (GBP)Sell 361 58.47 (GBP)Sell 360 58.6 (GBP)Sell 315 58.69 (GBP)Sell 304 58.14 (GBP)Sell 303 58.6 (GBP)Sell 300 58.5 (GBP)Sell 300 58.2 (GBP)Sell 300 58.35 (GBP)Sell 289 58.49 (GBP)Sell 280 58.75 (GBP)Sell 277 58.47 (GBP)Sell 273 58.47 (GBP)Sell 268 58.5 (GBP)Sell 268 58.23 (GBP)Sell 268 58.12 (GBP)Sell 263 58.42 (GBP)Sell 262 58.51 (GBP)Sell 256 59.08 (GBP)Sell 256 58.35 (GBP)Sell 250 58.91 (GBP)Sell 250 59.11 (GBP)Sell 250 58.78 (GBP)Sell 250 59.11 (GBP)Sell 247 58.08 (GBP)Sell 247 58.2 (GBP)Sell 247 58.2 (GBP)Sell 247 58.2 (GBP)Sell 247 58.17 (GBP)Sell 247 58.17 (GBP)Sell 247 58.17 (GBP)Sell 247 58.21 (GBP)Sell 247 58.08 (GBP)Sell 241 58.77 (GBP)Sell 240 58.52 (GBP)Sell 236 58.21 (GBP)Sell 236 58.24 (GBP)Sell 236 59.07 (GBP)Sell 236 58.94 (GBP)Sell 231 58.39 (GBP)Sell 227 58.47 (GBP)Sell 216 58.49 (GBP)Sell 212 58.55 (GBP)Sell 200 59.08 (GBP)Sell 200 58.2 (GBP)Sell 200 59.14 (GBP)Sell 198 58.47 (GBP)Sell 197 58.51 (GBP)Sell 192 59.02 (GBP)Sell 187 59.29 (GBP)Sell 176 58.61 (GBP)Sell 171 58.33 (GBP)Sell 170 58.61 (GBP)Sell 170 58.67 (GBP)Sell 169 58.98 (GBP)Sell 169 58.48 (GBP)Sell 167 59.6 (GBP)Sell 165 58.76 (GBP)Sell 163 58.3 (GBP)Sell 161 58.73 (GBP)Sell 159 58.2 (GBP)Sell 159 59.19 (GBP)Sell 156 59.17 (GBP)Sell 147 58.94 (GBP)Sell 146 59.01 (GBP)Sell 142 59.14 (GBP)Sell 142 58.93 (GBP)Sell 142 58.76 (GBP)Sell 141 59.13 (GBP)Sell 140 59.13 (GBP)Sell 138 58.91 (GBP)Sell 137 58.88 (GBP)Sell 136 59.13 (GBP)Sell 134 59.16 (GBP)Sell 134 59.01 (GBP)Sell 132 59.15 (GBP)Sell 125 58.39 (GBP)Sell 125 58.58 (GBP)Sell 120 58.71 (GBP)Sell 120 58.81 (GBP)Sell 114 59.17 (GBP)Sell 100 58.1 (GBP)Sell 98 58.93 (GBP)Sell 93 58.65 (GBP)Sell 85 58.52 (GBP)Sell 85 58.62 (GBP)Sell 85 58.69 (GBP)Sell 85 58.68 (GBP)Sell 85 58.79 (GBP)Sell 85 58.34 (GBP)Sell 85 58.47 (GBP)Sell 85 58.41 (GBP)Sell 85 58.53 (GBP)Sell 85 58.35 (GBP)Sell 85 58.44 (GBP)Sell 85 58.61 (GBP)Sell 85 58.55 (GBP)Sell 85 58.66 (GBP)Sell 85 58.71 (GBP)Sell 85 58.49 (GBP)Sell 85 58.57 (GBP)Sell 85 58.6 (GBP)Sell 85 58.46 (GBP)Sell 85 58.51 (GBP)Sell 84 59 (GBP)Sell 83 59.54 (GBP)Sell 83 60 (GBP)Sell 78 58.13 (GBP)Sell 78 58.39 (GBP)Sell 73 58.54 (GBP)Sell 71 58.58 (GBP)Sell 68 58.34 (GBP)Sell 68 58.47 (GBP)Sell 68 58.47 (GBP)Sell 68 58.52 (GBP)Sell 68 58.62 (GBP)Sell 68 58.62 (GBP)Sell 68 58.67 (GBP)Sell 68 58.67 (GBP)Sell 68 58.61 (GBP)Sell 68 58.61 (GBP)Sell 68 58.61 (GBP)Sell 68 58.8 (GBP)Sell 68 58.69 (GBP)Sell 68 58.69 (GBP)Sell 68 58.73 (GBP)Sell 68 58.73 (GBP)Sell 68 58.68 (GBP)Sell 68 58.68 (GBP)Sell 68 58.68 (GBP)Sell 68 58.74 (GBP)Sell 68 58.74 (GBP)Sell 68 58.37 (GBP)Sell 68 58.26 (GBP)Sell 68 58.37 (GBP)Sell 68 58.55 (GBP)Sell 68 58.47 (GBP)Sell 68 58.6 (GBP)Sell 68 58.31 (GBP)Sell 68 58.35 (GBP)Sell 68 58.35 (GBP)Sell 68 58.31 (GBP)Sell 68 58.35 (GBP)Sell 68 58.23 (GBP)Sell 68 58.27 (GBP)Sell 68 58.32 (GBP)Sell 68 58.16 (GBP)Sell 68 58.16 (GBP)Sell 68 58.12 (GBP)Sell 68 58.04 (GBP)Sell 68 58.08 (GBP)Sell 68 58.08 (GBP)Sell 68 58.56 (GBP)Sell 68 58.58 (GBP)Sell 68 58.58 (GBP)Sell 68 58.58 (GBP)Sell 68 58.45 (GBP)Sell 68 58.53 (GBP)Sell 68 58.53 (GBP)Sell 68 58.37 (GBP)Sell 68 58.37 (GBP)Sell 68 58.34 (GBP)Sell 67 59.12 (GBP)Sell 67 59.12 (GBP)Sell 67 59.19 (GBP)Sell 67 59.19 (GBP)Sell 67 59.1 (GBP)Sell 67 58.95 (GBP)Sell 67 59.08 (GBP)Sell 67 59.19 (GBP)Sell 67 59.07 (GBP)Sell 67 59.08 (GBP)Sell 66 60.03 (GBP)Sell 66 60 (GBP)Sell 63 58.3 (GBP)Sell 58 58.9 (GBP)Sell 56 59.17 (GBP)Sell 56 58.2 (GBP)Sell 56 59.01 (GBP)Sell 55 58.47 (GBP)Sell 54 58.54 (GBP)Sell 44 60.01 (GBP)Sell 42 59.47 (GBP)Sell 42 59.42 (GBP)Sell 42 59.47 (GBP)Sell 42 59.47 (GBP)Sell 40 59.17 (GBP)Sell 36 58.74 (GBP)Sell 36 58.47 (GBP)Sell 32 58.74 (GBP)Sell 24 59.08 (GBP)Sell 22 58.1 (GBP)Sell 17 60.01 (GBP)Sell 14 58.58 (GBP)Sell 10 58.2 (GBP)Sell 2 58.55 (GBP)TOTAL BUYS: 48663 TOTAL SELLS: 73517(b) Derivatives transactions (other than options)Product name, e.g. CFD Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) (c) Options transactions in respect of existing securities(i) Writing, selling, purchasing or varyingProduct Writing, selling, Number of securities to Exercise Type, e.g. Expiry Option money paid/name,e.g. call purchasing, varying which the option relates price American, date received per unitoption etc. (Note 6) European etc. (Note 4) (ii) ExercisingProduct name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3)Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) No Date of disclosure 14-Apr-2008 09:55:21Contact name Segal,DebraTelephone number 44 20 7883 4577Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) ADVISOR NotesThe Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at http://www.thetakeoverpanel.org.uk/. This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto