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4FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Equities (Australia) Limited
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Company dealt in
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BHP Billiton Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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15-July-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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8055883
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0.240
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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8055883
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0.240
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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|
Purchase
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3,082
|
39.25
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Purchase
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4,000
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39.25
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Purchase
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2,918
|
39.25
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Purchase
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1,568
|
39.35
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Purchase
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64
|
39.35
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Purchase
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100
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39.35
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Purchase
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500
|
39.35
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Purchase
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12,069
|
39.35
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Purchase
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132
|
39.35
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Purchase
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500
|
39.35
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|
Purchase
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15
|
39.35
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|
Purchase
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52
|
39.35
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|
Purchase
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10,259
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39.36
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Purchase
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1,200
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39.36
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Purchase
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840
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39.36
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Purchase
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101
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39.36
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Purchase
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1,000
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39.36
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Purchase
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1,600
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39.36
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Purchase
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192
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39.88
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Purchase
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103
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39.88
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Purchase
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581
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39.88
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Purchase
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124
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39.88
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Purchase
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214
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40.15
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Purchase
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100
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40.15
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Purchase
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186
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40.15
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Purchase
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975
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40.16
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Purchase
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12
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40.16
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Purchase
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4
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40.16
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Purchase
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9
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40.16
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Purchase
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2,000
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40.13
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Purchase
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1,000
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40.13
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Purchase
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1,924
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40.17
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Purchase
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576
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40.17
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Purchase
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960
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39.99
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Purchase
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40
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39.99
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Purchase
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300
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40.00
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Sale
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-2,554
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40.05
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Sale
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-2,571
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40.02
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Sale
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-1,815
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39.90
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Sale
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-19,000
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39.36
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Sale
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-78
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39.32
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Sale
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-680
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39.32
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Sale
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-344
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40.00
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Sale
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-4,000
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40.00
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Sale
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-15
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40.00
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Sale
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-28
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40.00
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Sale
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-622
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40.00
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Sale
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-250
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40.00
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Sale
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-52
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40.00
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Sale
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-689
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40.00
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Sale
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-2,802
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39.90
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Sale
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-2,000
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39.90
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Sale
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-9,708
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39.90
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Sale
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-2,162
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39.90
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Sale
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-89
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39.90
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Sale
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-207
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39.90
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Sale
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-42
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39.90
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Sale
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-73
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39.90
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Sale
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-238
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39.90
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Sale
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-7,140
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39.90
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Sale
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-758
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39.90
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Sale
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-1,521
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39.90
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Sale
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-625
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39.90
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Sale
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-10,780
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39.90
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Sale
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-160
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39.90
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Sale
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-10,000
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39.90
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Sale
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-20
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39.90
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Sale
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-15
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39.90
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Sale
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-20
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39.90
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Sale
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-250
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39.90
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Sale
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-253
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39.90
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Sale
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-4,000
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39.90
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Sale
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-1,000
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39.90
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Sale
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-4,142
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39.92
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Sale
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-195
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39.92
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Sale
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-100
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39.95
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Sale
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-500
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39.95
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Sale
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-200
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39.96
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Sale
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-598
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39.96
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Sale
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-377
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39.98
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Sale
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-15
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39.98
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Sale
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-10
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39.98
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Sale
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-73
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40.07
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Sale
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-131
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40.10
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Sale
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-1
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40.10
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Sale
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-1
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40.10
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Sale
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-5,000
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40.10
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Sale
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-5,200
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40.10
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Sale
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-189
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40.11
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Sale
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-206
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40.11
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Sale
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-54
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40.11
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Sale
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-200
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40.11
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Sale
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-4,018
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40.11
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Sale
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-961
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40.05
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Sale
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-5,628
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40.05
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Sale
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-100
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40.05
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Sale
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-100
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40.05
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Sale
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-499
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40.05
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Sale
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-1,000
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40.08
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Sale
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-200
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40.08
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Sale
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-3,958
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40.08
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Sale
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-3
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40.02
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Sale
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-452
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40.02
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Sale
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-8,055
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40.02
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Sale
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-7
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40.02
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Sale
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-100
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40.02
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Sale
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-100
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40.02
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Sale
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-100
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40.02
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Sale
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-56
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40.02
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Sale
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-55
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40.02
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Sale
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-416
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40.02
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Sale
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-1,759
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40.02
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Sale
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-900
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40.02
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Sale
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-15
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40.03
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Sale
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-211
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40.03
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Sale
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-200
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40.03
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Sale
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-6,440
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40.00
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Sale
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-10,000
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40.00
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Sale
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-15,000
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40.00
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Sale
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-14,388
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40.00
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Sale
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-24,392
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40.00
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Sale
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-9,649
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40.00
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Sale
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-193
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40.00
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Sale
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-750
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40.00
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Sale
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-200
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40.00
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Sale
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-31
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40.00
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Sale
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-1,282
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40.00
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Sale
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-1,500
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40.00
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Sale
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-156
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40.00
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Sale
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-5,219
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40.00
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Sale
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-1,000
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40.00
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Sale
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-250
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40.00
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Sale
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-5,000
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40.01
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Sale
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-456
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40.01
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Sale
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-1,979
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40.05
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Sale
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-1,000
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40.05
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Sale
|
-500
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40.05
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Sale
|
-100
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40.06
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|
Sale
|
-100
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40.06
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Sale
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-200
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40.06
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Sale
|
-100
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40.07
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|
Sale
|
-100
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40.07
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Sale
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-15
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40.07
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Sale
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-3,151
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39.98
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Sale
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-20,000
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39.98
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Sale
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-1,000
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39.98
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Sale
|
-849
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39.98
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Sale
|
-20,000
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39.90
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|
Sale
|
-2,500
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39.90
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|
Sale
|
-100
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39.90
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|
Sale
|
-300
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39.88
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|
Sale
|
-585
|
39.90
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|
Sale
|
-1,915
|
39.90
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|
Sale
|
-646
|
39.90
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|
Sale
|
-1,000
|
39.90
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|
Sale
|
-5,000
|
39.90
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|
Sale
|
-220
|
39.90
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|
Sale
|
-596
|
39.90
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|
Sale
|
-311
|
39.90
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|
Sale
|
-800
|
39.90
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|
Sale
|
-500
|
39.90
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|
Sale
|
-10,000
|
39.90
|
|
Sale
|
-370
|
39.90
|
|
Sale
|
-499
|
39.90
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|
Sale
|
-130
|
39.90
|
|
Sale
|
-20
|
39.90
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|
Sale
|
-116
|
39.90
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|
Sale
|
-25,000
|
39.90
|
|
Sale
|
-500
|
39.90
|
|
Sale
|
-278
|
39.90
|
|
Sale
|
-24
|
39.90
|
|
Sale
|
-100
|
39.90
|
|
Sale
|
-275
|
39.90
|
|
Sale
|
-48
|
39.90
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|
Sale
|
-125
|
39.90
|
|
Sale
|
-209
|
39.90
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|
Sale
|
-24
|
39.91
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|
Sale
|
-140
|
39.91
|
|
Sale
|
-182
|
39.91
|
|
Sale
|
-72
|
39.91
|
|
Sale
|
-300
|
39.92
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|
Sale
|
-300
|
39.92
|
|
Sale
|
-300
|
39.92
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|
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TOTAL BUYS:49300
TOTAL SELLS:331131
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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|
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|
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|
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
|
Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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|
|
|
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|
|
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
|
Exercise price per unit (Note 4)
|
|
|
|
|
|
|
|
|
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
|
Price per unit (if applicable) (Note 4)
|
|
|
|
|
|
|
|
|
|
4. OTHER INFORMATION
|
|
Agreements, arrangements or understandings relating to options or derivatives
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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|
|
Date of disclosure
|
16-07-2008
|
|
Contact name
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Carolyn Collins/ Simon Crawley
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|
Telephone number
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44 20 7888 0241
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|
Name of offeree/offeror with which connected
|
Rio Tinto Plc
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Nature of connection (Note 9)
|
ADVISOR
|
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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