15th Jan 2010 11:48
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Shanks Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
14/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
43,156 |
GBP 1.27 |
GBP 1.26 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
24,457 |
GBP 1.26 |
GBP 1.26 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
20,000 |
GBP 1.26 |
|
Long Swap |
LONG |
17,948 |
GBP 1.26 |
|
Long Swap |
LONG |
2,360 |
GBP 1.26 |
|
Long Swap |
LONG |
2,120 |
GBP 1.27 |
|
Long Swap |
LONG |
10 |
GBP 1.26 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
1 |
GBP 1.26 |
|
Short Swap |
SHORT |
2 |
GBP 1.26 |
|
Short Swap |
SHORT |
3 |
GBP 1.26 |
|
Short Swap |
SHORT |
9 |
GBP 1.26 |
|
Short Swap |
SHORT |
36 |
GBP 1.26 |
|
Short Swap |
SHORT |
138 |
GBP 1.26 |
|
Short Swap |
SHORT |
5,602 |
GBP 1.26 |
|
Short Swap |
SHORT |
17,948 |
GBP 1.26 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
15/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Carlyle Europe Partners III Participations Sarl |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Mouchel Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
14/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
1,143 |
GBP 2.46 |
GBP 2.46 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
3,100 |
GBP 2.46 |
GBP 2.45 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
616 |
GBP 2.46 |
|
Long Swap |
LONG |
527 |
GBP 2.46 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
602 |
GBP 2.46 |
|
Short Swap |
SHORT |
602 |
GBP 2.45 |
|
Short Swap |
SHORT |
616 |
GBP 2.46 |
|
Short Swap |
SHORT |
1,280 |
GBP 2.45 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
15/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
VT Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
VT Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
14/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
4,169 |
GBP 5.24 |
GBP 5.22 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
406 |
GBP 5.24 |
GBP 5.23 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
1,660 |
GBP 5.23 |
|
Long Swap |
LONG |
1,405 |
GBP 5.23 |
|
Long Swap |
LONG |
623 |
GBP 5.23 |
|
Long Swap |
LONG |
78 |
GBP 5.23 |
|
Long Swap |
LONG |
75 |
GBP 5.24 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
78 |
GBP 5.23 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
15/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
VT Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Cadbury Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
14/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
560,423 |
GBP 7.98 |
GBP 7.93 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
1,260,500 |
GBP 7.98 |
GBP 7.93 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
15,471 |
GBP 7.96 |
|
Long Swap |
LONG |
123 |
GBP 7.99 |
|
Long Swap |
LONG |
123,500 |
GBP 7.99 |
|
Long Swap |
LONG |
53,498 |
GBP 7.99 |
|
Long Swap |
LONG |
52,505 |
GBP 7.96 |
|
Long Swap |
LONG |
16,691 |
GBP 7.95 |
|
Long Swap |
LONG |
13,415 |
GBP 7.95 |
|
Long Swap |
LONG |
12,316 |
GBP 7.97 |
|
Long Swap |
LONG |
10,575 |
GBP 7.99 |
|
Long Swap |
LONG |
7,300 |
GBP 7.99 |
|
Long Swap |
LONG |
1,832 |
GBP 7.96 |
|
Long Swap |
LONG |
1,281 |
GBP 7.96 |
|
Long Swap |
LONG |
17,438 |
GBP 7.97 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
39,799 |
GBP 7.96 |
|
Short Swap |
SHORT |
40,000 |
GBP 7.95 |
|
Short Swap |
SHORT |
400,000 |
GBP 7.95 |
|
Short Swap |
SHORT |
12,762 |
GBP 7.96 |
|
Short Swap |
SHORT |
652 |
GBP 7.96 |
|
Short Swap |
SHORT |
718 |
GBP 7.97 |
|
Short Swap |
SHORT |
924 |
GBP 7.95 |
|
Short Swap |
SHORT |
5,789 |
GBP 7.96 |
|
Short Swap |
SHORT |
8,124 |
GBP 7.96 |
|
Short Swap |
SHORT |
125,155 |
GBP 7.94 |
|
Short Swap |
SHORT |
11,783 |
GBP 7.96 |
|
Short Swap |
SHORT |
123 |
GBP 7.96 |
|
Short Swap |
SHORT |
12,777 |
GBP 7.96 |
|
Short Swap |
SHORT |
14,048 |
GBP 7.94 |
|
Short Swap |
SHORT |
14,985 |
GBP 7.94 |
|
Short Swap |
SHORT |
20,952 |
GBP 7.96 |
|
Short Swap |
SHORT |
29,845 |
GBP 7.95 |
|
Short Swap |
SHORT |
30,155 |
GBP 7.95 |
|
Short Swap |
SHORT |
9,366 |
GBP 7.94 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
15/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Hershey Trust Company |
|
Nature of connection # |
Advisor |
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