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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Securities (Europe) Limited
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Company dealt in
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Friends Provident Group Plc
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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21-Oct-2009
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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259318
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0.011
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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259318
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0.011
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security :
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase\sell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Buy
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17796
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0.799 (GBP)
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Buy
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17765
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0.799 (GBP)
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Buy
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15167
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0.8175 (GBP)
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Buy
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14000
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0.814 (GBP)
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Buy
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12456
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0.816 (GBP)
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Buy
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11807
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0.8165 (GBP)
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Buy
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11735
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0.8145 (GBP)
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Buy
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10156
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0.801 (GBP)
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Buy
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10000
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0.8025 (GBP)
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Buy
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8500
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0.8115 (GBP)
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Buy
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8329
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0.817 (GBP)
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Buy
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7805
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0.8145 (GBP)
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Buy
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7291
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0.8135 (GBP)
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Buy
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7239
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0.813 (GBP)
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Buy
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7023
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0.817 (GBP)
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Buy
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6903
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0.7955 (GBP)
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Buy
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6883
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0.806 (GBP)
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Buy
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6725
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0.8125 (GBP)
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Buy
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6632
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0.806 (GBP)
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Buy
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6537
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0.801 (GBP)
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Buy
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6471
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0.8115 (GBP)
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Buy
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6182
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0.801 (GBP)
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Buy
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6000
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0.8125 (GBP)
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Buy
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5418
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0.798 (GBP)
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Buy
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5249
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0.8115 (GBP)
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Buy
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5000
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0.8105 (GBP)
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Buy
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4215
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0.806 (GBP)
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Buy
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4150
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0.8025 (GBP)
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Buy
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4047
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0.8105 (GBP)
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Buy
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3821
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0.8105 (GBP)
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Buy
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3738
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0.8115 (GBP)
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Buy
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3451
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0.806 (GBP)
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Buy
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3427
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0.7945 (GBP)
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Buy
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3406
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0.8125 (GBP)
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Buy
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2968
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0.8035 (GBP)
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Buy
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2933
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0.8125 (GBP)
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Buy
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2863
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0.801 (GBP)
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Buy
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2600
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0.8125 (GBP)
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Buy
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2543
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0.798 (GBP)
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Buy
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2543
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0.7955 (GBP)
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Buy
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2437
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0.8125 (GBP)
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Buy
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2410
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0.799 (GBP)
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Buy
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2324
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0.806 (GBP)
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Buy
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2280
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0.8145 (GBP)
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Buy
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2271
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0.8105 (GBP)
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Buy
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2244
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0.798 (GBP)
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Buy
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2190
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0.8175 (GBP)
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Buy
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2106
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0.817 (GBP)
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Buy
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2042
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0.7985 (GBP)
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Buy
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1769
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0.812 (GBP)
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Buy
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1707
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0.8115 (GBP)
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Buy
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1616
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0.8005 (GBP)
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Buy
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1499
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0.801 (GBP)
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Buy
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1471
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0.8165 (GBP)
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Buy
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1468
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0.801 (GBP)
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Buy
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1459
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0.817 (GBP)
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Buy
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1200
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0.817 (GBP)
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Buy
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1000
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0.8125 (GBP)
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Buy
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973
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0.8115 (GBP)
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Buy
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889
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0.8115 (GBP)
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Buy
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889
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0.8055 (GBP)
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Buy
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889
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0.801 (GBP)
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Buy
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883
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0.817 (GBP)
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Buy
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700
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0.817 (GBP)
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Buy
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646
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0.8125 (GBP)
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Buy
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470
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0.801 (GBP)
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Buy
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414
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0.813 (GBP)
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Buy
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209
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0.813 (GBP)
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Buy
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205
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0.798 (GBP)
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Buy
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62
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0.801 (GBP)
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Buy
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25
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0.801 (GBP)
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Sell
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18703
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0.816 (GBP)
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Sell
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16162
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0.8155 (GBP)
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Sell
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12927
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0.8 (GBP)
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Sell
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12664
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0.817 (GBP)
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Sell
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11907
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0.816 (GBP)
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Sell
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11550
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0.812 (GBP)
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Sell
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10206
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0.7995 (GBP)
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Sell
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10193
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0.7995 (GBP)
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Sell
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10175
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0.816 (GBP)
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Sell
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8757
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0.816 (GBP)
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Sell
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8665
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0.7965 (GBP)
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Sell
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7544
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0.7995 (GBP)
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Sell
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7325
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0.814 (GBP)
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Sell
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7177
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0.811 (GBP)
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Sell
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7122
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0.8145 (GBP)
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Sell
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6435
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0.8145 (GBP)
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Sell
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6255
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0.814 (GBP)
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Sell
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6205
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0.814 (GBP)
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Sell
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6136
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0.8085 (GBP)
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Sell
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5830
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0.8175 (GBP)
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Sell
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5702
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0.8085 (GBP)
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Sell
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5624
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0.8 (GBP)
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Sell
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5457
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0.814 (GBP)
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Sell
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5426
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0.8085 (GBP)
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Sell
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5298
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0.8085 (GBP)
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Sell
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4984
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0.7995 (GBP)
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Sell
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4930
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0.818 (GBP)
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Sell
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4780
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0.8015 (GBP)
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Sell
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4335
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0.7995 (GBP)
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Sell
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4258
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0.817 (GBP)
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Sell
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4129
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0.814 (GBP)
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Sell
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3950
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0.816 (GBP)
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Sell
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3931
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0.817 (GBP)
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Sell
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3609
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0.8155 (GBP)
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Sell
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3480
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0.809 (GBP)
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Sell
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3181
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0.812 (GBP)
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Sell
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3123
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0.813 (GBP)
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Sell
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2974
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0.8155 (GBP)
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Sell
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2785
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0.801 (GBP)
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Sell
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2720
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0.8145 (GBP)
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Sell
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2701
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0.812 (GBP)
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Sell
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2595
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0.796 (GBP)
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Sell
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2586
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0.806 (GBP)
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Sell
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2572
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0.817 (GBP)
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Sell
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2488
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0.7975 (GBP)
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Sell
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2477
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0.814 (GBP)
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Sell
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2358
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0.7995 (GBP)
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Sell
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2256
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0.816 (GBP)
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Sell
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2222
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0.7985 (GBP)
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Sell
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2079
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0.816 (GBP)
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Sell
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2055
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0.8085 (GBP)
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Sell
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2042
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0.8145 (GBP)
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Sell
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2000
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0.816 (GBP)
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Sell
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1972
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0.8015 (GBP)
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Sell
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1825
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0.8115 (GBP)
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Sell
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1720
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0.816 (GBP)
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Sell
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1671
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0.816 (GBP)
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Sell
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1537
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0.8155 (GBP)
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Sell
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1320
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0.801 (GBP)
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Sell
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1288
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0.7995 (GBP)
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Sell
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1275
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0.8155 (GBP)
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Sell
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1240
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0.814 (GBP)
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Sell
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1101
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0.815 (GBP)
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Sell
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1058
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0.814 (GBP)
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Sell
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1038
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0.816 (GBP)
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Sell
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889
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0.814 (GBP)
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Sell
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831
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0.816 (GBP)
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Sell
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740
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0.8145 (GBP)
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Sell
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692
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0.806 (GBP)
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Sell
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456
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0.7995 (GBP)
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Sell
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419
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0.814 (GBP)
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Sell
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325
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0.7995 (GBP)
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Sell
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276
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0.7995 (GBP)
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Sell
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168
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0.796 (GBP)
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Sell
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100
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0.8 (GBP)
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Sell
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55
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0.7995 (GBP)
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TOTAL BUYS: 322521
TOTAL SELLS: 329041
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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22-Oct-2009 08:26:37
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Contact name
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Collins,Carolyn/Eliades, Vassilis
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Telephone number
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44 20 7888 0241
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Name of offeree/offeror with which connected
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Resolution Limited
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Nature of connection (Note 9)
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BROKER
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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