12th Feb 2008 11:23
UBS AG (EPT)12 February 2008 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Close Brothers Group PlcClass of relevant security to which the Ord 25pdealings being disclosed relate (Note 1)Date of dealing 11 FEBRUARY 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 19,250 0.01% 3,500 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 19,250 0.01% 3,500 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) PURCHASE 3000 764.5 pence PURCHASE 1888 766 SALE 300 766.5 SALE 250 766.5 SALE 134 766.5 SALE 100 766.5 SALE 100 766.5 SALE 25 766.5 SALE 9 766.5 SALE 7 766.5 PURCHASE 38 766.5 PURCHASE 2066 766.5 PURCHASE 3000 766.5 SALE 3000 767 SALE 227 767 SALE 166 767 SALE 127 767 PURCHASE 361 767 PURCHASE 491 767 PURCHASE 500 767 PURCHASE 671 767 PURCHASE 692 767 PURCHASE 723 767 PURCHASE 2335 767 PURCHASE 2408 767 PURCHASE 2500 767 SALE 1665 768 SALE 1300 768 SALE 768 768 SALE 750 768 SALE 703 768 SALE 692 768 SALE 692 768 SALE 583 768 SALE 250 768 PURCHASE 250 768 SALE 3000 768.5 SALE 60 768.5 SALE 1500 769 SALE 3000 769.5 SALE 935 769.5 SALE 171 769.5 SALE 128 769.5 PURCHASE 877 769.5 PURCHASE 1300 769.5 PURCHASE 3000 769.5 SALE 1038 770 SALE 200 770.5 PURCHASE 246 770.5 PURCHASE 62 771 PURCHASE 256 771 PURCHASE 325 771 PURCHASE 467 771 SALE 2908 771.5 SALE 1471 771.5 SALE 1330 771.5 SALE 690 771.5 SALE 500 771.5 SALE 1435 772 SALE 1100 772 SALE 607 772 SALE 600 772 SALE 600 772 SALE 454 772 SALE 445 772 SALE 427 772 SALE 364 772 SALE 269 772 PURCHASE 23 772.5 PURCHASE 24 772.5 PURCHASE 109 772.5 PURCHASE 201 772.5 PURCHASE 274 772.5 PURCHASE 289 772.5 SALE 400 773.5 SALE 100 773.5 SALE 500 774 SALE 200 774 SALE 85 774 PURCHASE 25 774 PURCHASE 144 774 PURCHASE 231 774 PURCHASE 301 774 PURCHASE 460 774 PURCHASE 1032 774 PURCHASE 1500 774 PURCHASE 3000 774 SALE 700 774.5 PURCHASE 829 781 SALE 3000 782.5 SALE 1339 782.5 PURCHASE 656 784.5 PURCHASE 100 786 PURCHASE 2000 786 PURCHASE 3000 786 TOTAL PURCHASES 41,654 TOTAL SALES 41,404 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 12 FEBRUARY 2008Contact name LOUISE ROBINSONTelephone number 020 7567 8762Name of offeree/offeror with which connected Close Brothers Group PlcNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Close Bros