31st Oct 2008 11:13
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL |
|
Company dealt in |
BHP BILLITON PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
Ordinary Shares |
|
Date of dealing |
30 October 2008 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
3265953 1200 |
10.50 GBP 24.5796 AUD 32.8367 USD |
9.69 GBP 24.5796 AUD 32.2937 USD |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
3101850 1200 |
10.50 GBP 32.8367 USD |
9.68 GBP 32.2937 USD |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Short |
17560 |
9.7859 GBP |
|
CFD |
Long |
15700 |
16.5015 USD |
|
CFD |
Long |
23400 |
16.5015 USD |
|
CFD |
Long |
25000 |
16.5015 USD |
|
CFD |
Long |
40600 |
16.5015 USD |
|
CFD |
Long |
50000 |
16.5015 USD |
|
CFD |
Long |
50600 |
16.5015 USD |
|
CFD |
Long |
156000 |
16.5015 USD |
|
CFD |
Long |
12500 |
16.5015 USD |
|
CFD |
Short |
37192 |
10.08 GBP |
|
CFD |
Short |
1994 |
10.08 GBP |
|
CFD |
Long |
136000 |
10.1732 GBP |
|
CFD |
Short |
336 |
9.903 GBP |
|
CFD |
Long |
5980 |
10.2549 GBP |
|
CFD |
Long |
750 |
10.1827 GBP |
|
CFD |
Long |
150 |
10.1827 GBP |
|
CFD |
Long |
4300 |
10.1827 GBP |
|
CFD |
Long |
100 |
10.1827 GBP |
|
CFD |
Long |
4700 |
10.1827 GBP |
|
CFD |
Long |
1125 |
10.1827 GBP |
|
CFD |
Long |
225 |
10.1827 GBP |
|
CFD |
Long |
150 |
10.1827 GBP |
|
CFD |
Long |
6450 |
10.1827 GBP |
|
CFD |
Long |
7050 |
10.1827 GBP |
|
CFD |
Short |
75500 |
9.9533 GBP |
|
CFD |
Long |
5119 |
10.2549 GBP |
|
CFD |
Short |
5119 |
9.8335 GBP |
|
CFD |
Short |
2192 |
9.8335 GBP |
|
CFD |
Short |
15201 |
10.2379 GBP |
|
CFD |
Short |
69 |
10.2064 GBP |
|
CFD |
Short |
100000 |
10.2574 GBP |
|
CFD |
Short |
125000 |
10.1773 GBP |
|
CFD |
Short |
25000 |
10.015 GBP |
|
CFD |
Short |
391455 |
10.1133 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
31 October 2008 |
|
Contact name |
Peter Highton |
|
Telephone number |
+44-207-774-1935 |
|
Name of offeree/offeror with which connected |
BHP BILLITON PLC |
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
BHP Group