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4FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Equities (Australia) Limited
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Company dealt in
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BHP Billiton Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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03-10-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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|
5828369
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0.174
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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5828369
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0.174
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|
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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|
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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|
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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|
|
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|
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
|
Number of securities
|
Price per unit (Note 4)
|
|
Purchase
|
30
|
30.42
|
|
Purchase
|
3,333
|
30.42
|
|
Purchase
|
100
|
30.42
|
|
Purchase
|
300
|
30.15
|
|
Purchase
|
1,000
|
30.16
|
|
Purchase
|
2,000
|
30.05
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|
Purchase
|
5,000
|
30.05
|
|
Purchase
|
667
|
30.20
|
|
Purchase
|
291
|
30.20
|
|
Purchase
|
8
|
30.20
|
|
Purchase
|
1,388
|
30.20
|
|
Purchase
|
4,884
|
30.20
|
|
Purchase
|
24
|
30.20
|
|
Purchase
|
359
|
30.20
|
|
Purchase
|
10,000
|
30.20
|
|
Purchase
|
4,980
|
30.20
|
|
Purchase
|
16
|
30.19
|
|
Purchase
|
5,383
|
30.19
|
|
Purchase
|
1,126
|
30.19
|
|
Purchase
|
8
|
30.19
|
|
Purchase
|
5,000
|
30.19
|
|
Purchase
|
866
|
30.19
|
|
Purchase
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5,000
|
30.18
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|
Purchase
|
500
|
30.13
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|
Purchase
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2,500
|
30.25
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|
Purchase
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2,561
|
30.25
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|
Purchase
|
184
|
30.25
|
|
Purchase
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50
|
30.25
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|
Purchase
|
1,625
|
30.25
|
|
Purchase
|
580
|
30.24
|
|
Purchase
|
10
|
30.37
|
|
Purchase
|
30
|
30.40
|
|
Purchase
|
40
|
30.41
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|
Purchase
|
1,722
|
30.20
|
|
Purchase
|
204
|
30.20
|
|
Purchase
|
432
|
30.20
|
|
Purchase
|
40
|
30.20
|
|
Purchase
|
1,345
|
30.20
|
|
Purchase
|
122
|
30.20
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|
Purchase
|
135
|
30.20
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|
Purchase
|
500
|
30.14
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|
Purchase
|
20
|
30.30
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|
Purchase
|
20
|
30.25
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|
Purchase
|
20
|
30.25
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|
Purchase
|
30
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30.18
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|
Purchase
|
30
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30.15
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Purchase
|
200
|
30.13
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Purchase
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16,355
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30.05
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Purchase
|
600
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30.05
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Purchase
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3,045
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30.05
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Purchase
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3,104
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30.08
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Purchase
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300
|
30.07
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|
Purchase
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4,718
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30.07
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Purchase
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4,387
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30.06
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Purchase
|
491
|
30.05
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|
Purchase
|
882
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30.10
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Purchase
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1,970
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30.10
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Purchase
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5,000
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30.10
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|
Purchase
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1,590
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30.10
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|
Purchase
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10,000
|
30.10
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|
Purchase
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4,867
|
30.10
|
|
Purchase
|
6,573
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30.09
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|
Purchase
|
6
|
30.10
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|
Purchase
|
1,157
|
30.12
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|
Purchase
|
3,801
|
30.12
|
|
Purchase
|
800
|
30.12
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|
Purchase
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14,242
|
30.12
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|
Purchase
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3,499
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30.10
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Purchase
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1,400
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30.10
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Purchase
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5,000
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30.10
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Purchase
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6,101
|
30.10
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|
Purchase
|
797
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30.10
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|
Purchase
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14,203
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30.10
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Purchase
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5,125
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30.10
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Purchase
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2,000
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30.10
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Purchase
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7,875
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30.10
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Purchase
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50
|
30.12
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Purchase
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3,084
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30.10
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Purchase
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3,916
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30.10
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|
Purchase
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7,191
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30.10
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Purchase
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4,447
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30.10
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Purchase
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3,362
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30.10
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|
Purchase
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20,019
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30.10
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|
Purchase
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5,981
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30.10
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|
Purchase
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11,072
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30.10
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|
Purchase
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3,781
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30.10
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|
Purchase
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1,387
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30.15
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|
Purchase
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25,000
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30.15
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|
Purchase
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11,613
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30.15
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Purchase
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1,964
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30.10
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|
Purchase
|
400
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30.10
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Purchase
|
420
|
30.10
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|
Purchase
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5,000
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30.10
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|
Purchase
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1,225
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30.10
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|
Purchase
|
207
|
30.10
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|
Purchase
|
931
|
30.10
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|
Purchase
|
130
|
30.00
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|
Purchase
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1,000
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29.99
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|
Purchase
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52,000
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32.08
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|
Purchase
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100,000
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31.33
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|
Sale
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-35,000
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30.20
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|
Sale
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-6,705
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30.42
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|
Sale
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-15,000
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30.42
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|
Sale
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-2,350
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30.42
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|
Sale
|
-330
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30.42
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|
Sale
|
-500
|
30.42
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|
Sale
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-1,600
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30.42
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|
Sale
|
-23,741
|
30.42
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|
Sale
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-2,310
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30.43
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|
Sale
|
-660
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30.43
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|
Sale
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-730
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30.43
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|
Sale
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-50
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29.99
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|
Sale
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-1,000
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29.99
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|
Sale
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-2,950
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29.99
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|
Sale
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-200
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30.04
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|
Sale
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-9
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31.89
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Sale
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-120
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31.89
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|
Sale
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-68
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31.94
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|
Sale
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-81
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32.02
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|
Sale
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-93
|
32.00
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|
Sale
|
-78
|
32.01
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|
Sale
|
-75
|
32.01
|
|
Sale
|
-863
|
32.09
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|
Sale
|
-1,117
|
32.09
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|
Sale
|
-486
|
31.89
|
|
Sale
|
-160
|
31.89
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|
Sale
|
-20
|
31.89
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|
Sale
|
-60
|
31.89
|
|
Sale
|
-145
|
31.99
|
|
Sale
|
-1,000
|
31.94
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|
Sale
|
-875
|
31.94
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|
Sale
|
-1,000
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31.86
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|
Sale
|
-2,000
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31.90
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|
Sale
|
-880
|
31.94
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|
Sale
|
-52
|
31.94
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|
Sale
|
-862
|
32.10
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|
Sale
|
-200
|
32.10
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|
Sale
|
-387
|
32.10
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|
Sale
|
-500
|
32.10
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|
Sale
|
-18
|
32.10
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|
Sale
|
-33
|
32.10
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|
Sale
|
-900
|
32.04
|
|
Sale
|
-600
|
32.04
|
|
Sale
|
-500
|
32.04
|
|
Sale
|
-755
|
32.02
|
|
Sale
|
-88
|
32.02
|
|
Sale
|
-29
|
32.02
|
|
Sale
|
-12
|
32.02
|
|
Sale
|
-663
|
32.02
|
|
Sale
|
-9
|
32.02
|
|
Sale
|
-363
|
32.02
|
|
Sale
|
-33
|
32.00
|
|
Sale
|
-1,001
|
32.00
|
|
Sale
|
-500
|
32.00
|
|
Sale
|
-190
|
32.00
|
|
Sale
|
-183
|
32.00
|
|
Sale
|
-182
|
32.01
|
|
Sale
|
-314
|
32.01
|
|
Sale
|
-36
|
32.01
|
|
Sale
|
-150
|
32.01
|
|
Sale
|
-1,165
|
32.01
|
|
Sale
|
-2,000
|
32.00
|
|
Sale
|
-817
|
32.00
|
|
Sale
|
-124
|
32.00
|
|
Sale
|
-200
|
32.00
|
|
Sale
|
-100
|
32.00
|
|
Sale
|
-92
|
32.00
|
|
Sale
|
-80
|
32.00
|
|
Sale
|
-117
|
32.00
|
|
Sale
|
-470
|
32.00
|
|
Sale
|
-12
|
32.09
|
|
Sale
|
-8
|
32.09
|
|
Sale
|
-65
|
32.30
|
|
Sale
|
-60
|
32.30
|
|
Sale
|
-2,583
|
32.27
|
|
Sale
|
-2,000
|
32.21
|
|
Sale
|
-1,000
|
32.27
|
|
Sale
|
-110
|
32.27
|
|
Sale
|
-307
|
32.27
|
|
Sale
|
-2,000
|
32.30
|
|
Sale
|
-1,198
|
32.26
|
|
Sale
|
-802
|
32.26
|
|
Sale
|
-2,000
|
32.20
|
|
Sale
|
-5,000
|
32.14
|
|
Sale
|
-5,000
|
32.10
|
|
Sale
|
-1,577
|
32.06
|
|
Sale
|
-423
|
32.06
|
|
Sale
|
-2,000
|
32.05
|
|
Sale
|
-60
|
32.01
|
|
Sale
|
-1,940
|
32.01
|
|
Sale
|
-1,074
|
32.01
|
|
Sale
|
-926
|
32.01
|
|
Sale
|
-100,000
|
31.33
|
|
Sale
|
-2,336,449
|
34.29
|
|
|
|
TOTAL BUYS: 458731
TOTAL SELLS: 2582575
|
|
(b) Derivatives transactions (other than options)
|
|
Product name, e.g. CFD
|
Long/short (Note 5)
|
Number of securities (Note 6)
|
Price per unit (Note 4)
|
|
|
|
|
|
|
|
|
|
|
(c) Options transactions in respect of existing securities
|
|
(i) Writing, selling, purchasing or varying
|
|
Product name,e.g. call option
|
Writing, selling, purchasing, varying etc.
|
Number of securities to which the option relates (Note 6)
|
Exercise price
|
Type, e.g. American, European etc.
|
Expiry date
|
Option money paid/received per unit (Note 4)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Exercising
|
|
Product name, e.g. call option
|
Number of securities
|
Exercise price per unit (Note 4)
|
|
|
|
|
|
|
|
|
|
(d) Other dealings (including new securities) (Note 3)
|
|
Nature of transaction (Note 7)
|
Details
|
Price per unit (if applicable) (Note 4)
|
|
|
|
|
|
|
|
|
|
4. OTHER INFORMATION
|
|
Agreements, arrangements or understandings relating to options or derivatives
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
|
|
|
|
|
|
|
|
Is a Supplemental Form 38.5(b) attached? (Note 8) No
|
|
|
|
Date of disclosure
|
06-10-2008
|
|
Contact name
|
Simon Crawley; Carolyn Collins
|
|
Telephone number
|
44 20 7888 5416
|
|
Name of offeree/offeror with which connected
|
Rio Tinto Plc
|
|
Nature of connection (Note 9)
|
ADVISOR
|
|
|
|
|
|
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
|
|
|
