7th Oct 2009 10:07
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL |
|
Company dealt in |
ANGLO AMERICAN PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
0.54945 USD ordinary |
|
Date of dealing |
06 October 2009 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased (no. of underlying ords if ADR) |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
761,442 13,500 |
21.16 GBP 31.00 USD |
19.75 GBP 31.00 USD |
|
Total number of securities sold (no. of underlying ords if ADR) |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
633,868 419,686 |
21.16 GBP 33.4383 USD |
18.9818 GBP 33.4383 USD |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Long |
114 |
20.9962 GBP |
|
CFD |
Long |
452 |
20.9962 GBP |
|
CFD |
Long |
2,431 |
20.9962 GBP |
|
CFD |
Long |
10,062 |
20.3154 GBP |
|
CFD |
Long |
1,005 |
20.9962 GBP |
|
CFD |
Long |
484 |
20.3154 GBP |
|
CFD |
Long |
5,190 |
20.4816 GBP |
|
CFD |
Long |
12,980 |
20.3201 GBP |
|
CFD |
Long |
852 |
20.4583 GBP |
|
CFD |
Long |
5,321 |
19.7845 GBP |
|
CFD |
Long |
4,226 |
20.0231 GBP |
|
CFD |
Long |
6,222 |
21.0018 GBP |
|
CFD |
Long |
5,419 |
20.8152 GBP |
|
CFD |
Long |
50 |
20.5036 GBP |
|
CFD |
Long |
24 |
20.6036 GBP |
|
CFD |
Long |
381 |
20.3586 GBP |
|
CFD |
Long |
23 |
19.8935 GBP |
|
CFD |
Long |
83 |
19.5134 GBP |
|
CFD |
Long |
477 |
21.0808 GBP |
|
CFD |
Long |
9,500 |
20.5867 GBP |
|
CFD |
Long |
1,000 |
18.8644 GBP |
|
CFD |
Long |
110,000 |
20.6251 GBP |
|
CFD |
Long |
3,312 |
21.0849 GBP |
|
CFD |
Short |
93,000 |
20.3859 GBP |
|
CFD |
Short |
1,635 |
19.2013 GBP |
|
CFD |
Short |
852 |
20.4583 GBP |
|
CFD |
Short |
5,321 |
19.7845 GBP |
|
CFD |
Short |
4,226 |
20.0231 GBP |
|
CFD |
Short |
1,613 |
20.1246 GBP |
|
CFD |
Short |
6,222 |
21.0018 GBP |
|
CFD |
Short |
200,000 |
20.726 GBP |
|
CFD |
Short |
5,419 |
20.8152 GBP |
|
CFD |
Short |
2,456 |
19.973 GBP |
|
CFD |
Short |
9,500 |
20.5867 GBP |
|
CFD |
Short |
2,000 |
20.4902 GBP |
|
CFD |
Short |
303 |
21.015 GBP |
|
CFD |
Short |
3,009 |
21.0797 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
07 October 2009 |
|
Contact name |
Peter Highton |
|
Telephone number |
+44-207-774-1935 |
|
Name of offeree/offeror with which connected |
ANGLO AMERICAN PLC |
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Anglo American