5th Mar 2010 10:26
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FORM 38.5(a) |
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
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WITH RECOGNISED INTERMEDIARY STATUS |
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DEALING IN A CLIENT-SERVING CAPACITY |
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(Rule 38.5(a) of the Takeover Code)) |
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1. KEY INFORMATION |
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Name of exempt principal trader |
Merrill Lynch International |
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Company dealt in |
Shanks Group Plc |
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|
Class of relevant security to which the |
Common |
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|
dealings being disclosed relate |
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Date of dealing |
04/03/2010 |
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2. DEALINGS |
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(a) Purchases and sales |
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|
Total number of securities |
Highest price paid |
|
Lowest price paid |
|
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purchased |
|
|
24,381 |
GBP 1.16 |
GBP 1.16 |
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|
Total number of securities sold |
Highest price received |
|
Lowest price received |
|
|
74,680 |
GBP 1.16 |
GBP 1.16 |
|
|
(b) Derivatives transactions (other than options) |
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Product name, |
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Short/Long |
|
Number of securities |
Price per unit |
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|
eg. CFD |
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|
|
Long Swap |
LONG |
4,740 |
GBP 1.16 |
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|
Long Swap |
LONG |
4,291 |
GBP 1.16 |
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|
Long Swap |
LONG |
3,506 |
GBP 1.16 |
|
|
Long Swap |
LONG |
1,080 |
GBP 1.16 |
|
|
Long Swap |
LONG |
424 |
GBP 1.16 |
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|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
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|
eg. CFD |
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|
|
|
Short Swap |
SHORT |
424 |
GBP 1.16 |
|
|
Short Swap |
SHORT |
63,916 |
GBP 1.16 |
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|
(c) Options transactions in respect of existing securities |
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|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
|
|
selling, |
securities under |
price |
American, |
date |
money |
|
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
|
varying etc. |
|
per unit |
|
|
|
|
|
|
|
|
|
|
|
|
|
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(ii) Exercising |
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Product name |
Number of securities under |
Exercise price |
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|
eg call option |
option |
|
|
|
|
|
|
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3. OTHER INFORMATION |
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|
|
|
|
Agreements, arrangements or understandings relating to options or derivatives |
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|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
|
NONE |
|
|
Date of disclosure |
05/03/2010 |
|
|
Contact name |
Bhavika Mistry |
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Telephone number |
+44 207 995 4747 |
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Name of offeree/offeror with whom connected |
Carlyle Europe Partners III Participations Sarl |
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|
Nature of connection # |
Advisor |
|
|
FORM 38.5(a) |
|
|
|
|
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
|
(Rule 38.5(a) of the Takeover Code)) |
|
|
1. KEY INFORMATION |
|
|
Name of exempt principal trader |
Merrill Lynch International |
|
|
Company dealt in |
Babcock International Group |
|
|
Class of relevant security to which the |
Common |
|
|
dealings being disclosed relate |
|
|
Date of dealing |
04/03/2010 |
|
|
2. DEALINGS |
|
|
(a) Purchases and sales |
|
|
Total number of securities |
Highest price paid |
|
Lowest price paid |
|
|
purchased |
|
|
1,152,695 |
GBP 5.27 |
GBP 5.14 |
|
|
Total number of securities sold |
Highest price received |
|
Lowest price received |
|
|
762,518 |
GBP 5.22 |
GBP 5.13 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Long Swap |
LONG |
30 |
GBP 5.18 |
|
|
Long Swap |
LONG |
167 |
GBP 5.18 |
|
|
Long Swap |
LONG |
147 |
GBP 5.18 |
|
|
Long Swap |
LONG |
146 |
GBP 5.18 |
|
|
Long Swap |
LONG |
95 |
GBP 5.18 |
|
|
Long Swap |
LONG |
86 |
GBP 5.18 |
|
|
Long Swap |
LONG |
66 |
GBP 5.18 |
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|
Long Swap |
LONG |
58 |
GBP 5.18 |
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|
Long Swap |
LONG |
1 |
GBP 5.18 |
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|
Long Swap |
LONG |
41 |
GBP 5.18 |
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|
Long Swap |
LONG |
692 |
GBP 5.18 |
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|
Long Swap |
LONG |
25 |
GBP 5.18 |
|
|
Long Swap |
LONG |
23 |
GBP 5.18 |
|
|
Long Swap |
LONG |
22 |
GBP 5.18 |
|
|
Long Swap |
LONG |
21 |
GBP 5.18 |
|
|
Long Swap |
LONG |
12 |
GBP 5.18 |
|
|
Long Swap |
LONG |
7 |
GBP 5.18 |
|
|
Long Swap |
LONG |
2 |
GBP 5.18 |
|
|
Long Swap |
LONG |
1 |
GBP 5.18 |
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|
Long Swap |
LONG |
52 |
GBP 5.18 |
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|
Long Swap |
LONG |
3,701 |
GBP 5.17 |
|
|
Long Swap |
LONG |
122,137 |
GBP 5.16 |
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|
Long Swap |
LONG |
110,063 |
GBP 5.16 |
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Long Swap |
LONG |
60,685 |
GBP 5.17 |
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|
Long Swap |
LONG |
29,609 |
GBP 5.17 |
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|
Long Swap |
LONG |
219 |
GBP 5.18 |
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|
Long Swap |
LONG |
4,186 |
GBP 5.24 |
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Long Swap |
LONG |
433 |
GBP 5.18 |
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|
Long Swap |
LONG |
2,925 |
GBP 5.17 |
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|
Long Swap |
LONG |
2,885 |
GBP 5.15 |
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|
Long Swap |
LONG |
2,822 |
GBP 5.17 |
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|
Long Swap |
LONG |
2,582 |
GBP 5.23 |
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Long Swap |
LONG |
2,504 |
GBP 5.15 |
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Long Swap |
LONG |
1,758 |
GBP 5.17 |
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Long Swap |
LONG |
1,466 |
GBP 5.18 |
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Long Swap |
LONG |
6,111 |
GBP 5.26 |
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Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Short Swap |
SHORT |
417 |
GBP 5.22 |
|
|
Short Swap |
SHORT |
4,186 |
GBP 5.22 |
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Short Swap |
SHORT |
2,504 |
GBP 5.18 |
|
|
Short Swap |
SHORT |
1,885 |
GBP 5.18 |
|
|
Short Swap |
SHORT |
697 |
GBP 5.22 |
|
|
(c) Options transactions in respect of existing securities |
|
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
|
|
selling, |
securities under |
price |
American, |
date |
money |
|
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
|
varying etc. |
|
per unit |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Exercising |
|
|
Product name |
Number of securities under |
Exercise price |
|
|
eg call option |
option |
|
|
|
|
|
|
|
|
3. OTHER INFORMATION |
|
|
|
|
|
Agreements, arrangements or understandings relating to options or derivatives |
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
|
NONE |
|
|
Date of disclosure |
05/03/2010 |
|
|
Contact name |
Bhavika Mistry |
|
|
Telephone number |
+44 207 995 4747 |
|
|
Name of offeree/offeror with whom connected |
VT Group Plc |
|
|
Nature of connection # |
Advisor |
|
|
FORM 38.5(a) |
|
|
|
|
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
|
(Rule 38.5(a) of the Takeover Code)) |
|
|
1. KEY INFORMATION |
|
|
Name of exempt principal trader |
Merrill Lynch International |
|
|
Company dealt in |
VT Group Plc |
|
|
Class of relevant security to which the |
Common |
|
|
dealings being disclosed relate |
|
|
Date of dealing |
04/03/2010 |
|
|
2. DEALINGS |
|
|
(a) Purchases and sales |
|
|
Total number of securities |
Highest price paid |
|
Lowest price paid |
|
|
purchased |
|
|
249,756 |
GBP 6.94 |
GBP 6.80 |
|
|
Total number of securities sold |
Highest price received |
|
Lowest price received |
|
|
445,440 |
GBP 6.94 |
GBP 6.75 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Long Swap |
LONG |
172 |
GBP 6.83 |
|
|
Long Swap |
LONG |
1 |
GBP 6.83 |
|
|
Long Swap |
LONG |
833 |
GBP 6.83 |
|
|
Long Swap |
LONG |
740 |
GBP 6.83 |
|
|
Long Swap |
LONG |
515 |
GBP 6.83 |
|
|
Long Swap |
LONG |
467 |
GBP 6.83 |
|
|
Long Swap |
LONG |
393 |
GBP 6.83 |
|
|
Long Swap |
LONG |
365 |
GBP 6.83 |
|
|
Long Swap |
LONG |
289 |
GBP 6.83 |
|
|
Long Swap |
LONG |
267 |
GBP 6.83 |
|
|
Long Swap |
LONG |
881 |
GBP 6.83 |
|
|
Long Swap |
LONG |
188 |
GBP 6.83 |
|
|
Long Swap |
LONG |
970 |
GBP 6.86 |
|
|
Long Swap |
LONG |
158 |
GBP 6.83 |
|
|
Long Swap |
LONG |
56 |
GBP 6.83 |
|
|
Long Swap |
LONG |
47 |
GBP 6.83 |
|
|
Long Swap |
LONG |
22 |
GBP 6.83 |
|
|
Long Swap |
LONG |
22 |
GBP 6.83 |
|
|
Long Swap |
LONG |
16 |
GBP 6.83 |
|
|
Long Swap |
LONG |
14 |
GBP 6.83 |
|
|
Long Swap |
LONG |
8 |
GBP 6.83 |
|
|
Long Swap |
LONG |
1 |
GBP 6.83 |
|
|
Long Swap |
LONG |
1 |
GBP 6.83 |
|
|
Long Swap |
LONG |
213 |
GBP 6.83 |
|
|
Long Swap |
LONG |
8,604 |
GBP 6.83 |
|
|
Long Swap |
LONG |
871 |
GBP 6.82 |
|
|
Long Swap |
LONG |
22,058 |
GBP 6.83 |
|
|
Long Swap |
LONG |
5,495 |
GBP 6.82 |
|
|
Long Swap |
LONG |
4,524 |
GBP 6.86 |
|
|
Long Swap |
LONG |
3,057 |
GBP 6.83 |
|
|
Long Swap |
LONG |
2,933 |
GBP 6.83 |
|
|
Long Swap |
LONG |
1,368 |
GBP 6.83 |
|
|
Long Swap |
LONG |
1,311 |
GBP 6.83 |
|
|
Long Swap |
LONG |
1,196 |
GBP 6.83 |
|
|
Long Swap |
LONG |
1,171 |
GBP 6.83 |
|
|
Long Swap |
LONG |
1,095 |
GBP 6.83 |
|
|
Long Swap |
LONG |
2,043 |
GBP 6.86 |
|
|
Long Swap |
LONG |
44,174 |
GBP 6.84 |
|
|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Short Swap |
SHORT |
173,806 |
GBP 6.89 |
|
|
Short Swap |
SHORT |
2,990 |
GBP 6.82 |
|
|
Short Swap |
SHORT |
4,524 |
GBP 6.82 |
|
|
Short Swap |
SHORT |
4,857 |
GBP 6.89 |
|
|
Short Swap |
SHORT |
5,495 |
GBP 6.84 |
|
|
Short Swap |
SHORT |
7,976 |
GBP 6.89 |
|
|
Short Swap |
SHORT |
8,104 |
GBP 6.89 |
|
|
Short Swap |
SHORT |
84,443 |
GBP 6.89 |
|
|
Short Swap |
SHORT |
2,914 |
GBP 6.82 |
|
|
Short Swap |
SHORT |
10,304 |
GBP 6.89 |
|
|
(c) Options transactions in respect of existing securities |
|
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
|
|
selling, |
securities under |
price |
American, |
date |
money |
|
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
|
varying etc. |
|
per unit |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Exercising |
|
|
Product name |
Number of securities under |
Exercise price |
|
|
eg call option |
option |
|
|
|
|
|
|
|
|
3. OTHER INFORMATION |
|
|
|
|
|
Agreements, arrangements or understandings relating to options or derivatives |
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
|
NONE |
|
|
Date of disclosure |
05/03/2010 |
|
|
Contact name |
Bhavika Mistry |
|
|
Telephone number |
+44 207 995 4747 |
|
|
Name of offeree/offeror with whom connected |
Vt Group Plc |
|
|
Nature of connection # |
Advisor |
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