23rd Nov 2007 12:48
UBS AG (EPT)23 November 2007 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Rio Tinto PLCClass of relevant security to which the 10p Ordinarydealings being disclosed relate (Note 1)Date of dealing 22 NOVEMBER 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 2,367,356 0.24% 0 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 2,367,356 0.24% 0 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) SALE 1395 4840 pence PURCHASE 1038 4842 PURCHASE 2120 4846 PURCHASE 2653 4846 PURCHASE 427 4846 PURCHASE 427 4846 PURCHASE 401 4849 PURCHASE 554 4850 PURCHASE 960 4850 PURCHASE 250 4851 PURCHASE 318 4851 PURCHASE 6 4851 PURCHASE 305 4851 PURCHASE 2 4851 PURCHASE 1224 4854 PURCHASE 300 4854 PURCHASE 150 4854 PURCHASE 300 4854 PURCHASE 300 4854 PURCHASE 500 4854 PURCHASE 379 4854 PURCHASE 600 4854 PURCHASE 312 4854 PURCHASE 90 4854 PURCHASE 1661 4855 PURCHASE 353 4855 PURCHASE 300 4856 PURCHASE 300 4856 PURCHASE 62 4856 SALE 486 4856 PURCHASE 1 4857 SALE 1057 4857 SALE 1334 4857 PURCHASE 600 4858 PURCHASE 5 4858 PURCHASE 317 4858 PURCHASE 50 4859 PURCHASE 6 4859 PURCHASE 29 4859 PURCHASE 2251 4860 SALE 1053 4860 SALE 1188 4860 PURCHASE 458 4860 PURCHASE 114 4860 PURCHASE 5 4860 PURCHASE 1755 4860 PURCHASE 200 4861 SALE 18 4861 PURCHASE 715 4861 PURCHASE 340 4861 PURCHASE 340 4861 PURCHASE 304 4861 SALE 986 4861 SALE 1176 4861 PURCHASE 240 4862 PURCHASE 434 4862 PURCHASE 102 4862 PURCHASE 300 4862 PURCHASE 102 4862 PURCHASE 51 4862 PURCHASE 349 4863 PURCHASE 2261 4863 PURCHASE 567 4863 SALE 681 4864 SALE 1000 4864 PURCHASE 100 4865 PURCHASE 138 4865 PURCHASE 256 4865 PURCHASE 48 4866 SALE 200 4866 PURCHASE 100 4866 SALE 401 4866 PURCHASE 161 4867 PURCHASE 173 4867 PURCHASE 826 4868 PURCHASE 12 4868 PURCHASE 12 4868 PURCHASE 660 4868 SALE 952 4869 SALE 860 4869 SALE 92 4869 SALE 849 4869 SALE 149 4869 PURCHASE 500 4870 PURCHASE 783 4870 PURCHASE 652 4870 PURCHASE 6 4870 PURCHASE 900 4871 PURCHASE 468 4871 PURCHASE 21 4871 PURCHASE 50 4871 SALE 706 4871 PURCHASE 200 4872 PURCHASE 300 4872 SALE 108 4872 SALE 1967 4872 PURCHASE 100 4873 PURCHASE 683 4873 SALE 300 4873 SALE 530 4873 SALE 2 4873 PURCHASE 412 4874 PURCHASE 200 4874 PURCHASE 250 4874 PURCHASE 91 4875 PURCHASE 12 4875 PURCHASE 400 4875 PURCHASE 300 4875 PURCHASE 6 4875 PURCHASE 8 4876 PURCHASE 43 4876 PURCHASE 51 4876 SALE 2994 4876 SALE 398 4877 SALE 2154 4877 PURCHASE 651 4877 SALE 2228 4877 SALE 33 4877 PURCHASE 250 4877 PURCHASE 260 4878 PURCHASE 26 4878 SALE 51 4878 PURCHASE 362 4878 SALE 116 4879 SALE 300 4879 SALE 100 4879 SALE 560 4880 SALE 133 4880 SALE 67 4880 SALE 560 4880 PURCHASE 1207 4880 PURCHASE 1283 4880 PURCHASE 250 4880 SALE 500 4881 SALE 116 4881 PURCHASE 245 4881 PURCHASE 6 4881 PURCHASE 93 4882 PURCHASE 2 4882 PURCHASE 668 4882 PURCHASE 300 4882 SALE 1500 4883 PURCHASE 164 4884 PURCHASE 212 4884 PURCHASE 95 4884 PURCHASE 500 4884 PURCHASE 479 4884 PURCHASE 298 4884 PURCHASE 25 4884 PURCHASE 74 4884 PURCHASE 1 4884 PURCHASE 11 4884 PURCHASE 132 4884 PURCHASE 354 4884 SALE 80 4885 PURCHASE 1177 4885 SALE 318 4885 SALE 14 4885 PURCHASE 313 4885 PURCHASE 229 4885 PURCHASE 55 4885 PURCHASE 12 4885 PURCHASE 386 4885 PURCHASE 534 4886 SALE 1721 4886 PURCHASE 4 4887 PURCHASE 60 4887 PURCHASE 85 4887 PURCHASE 498 4887 PURCHASE 291 4887 PURCHASE 169 4888 SALE 100 4888 SALE 149 4888 SALE 51 4888 SALE 190 4888 PURCHASE 1326 4888 PURCHASE 421 4889 PURCHASE 11 4889 PURCHASE 198 4889 SALE 54 4889 SALE 100 4889 PURCHASE 12 4889 PURCHASE 1144 4889 PURCHASE 11 4889 PURCHASE 848 4889 PURCHASE 71 4889 PURCHASE 6 4889 PURCHASE 5 4889 PURCHASE 363 4889 SALE 8 4889 SALE 653 4889 SALE 218 4890 SALE 206 4890 PURCHASE 116 4890 SALE 788 4890 SALE 69 4890 SALE 374 4890 SALE 726 4890 SALE 53 4891 SALE 73 4891 SALE 1073 4891 SALE 1073 4891 SALE 19 4891 SALE 200 4891 PURCHASE 274 4891 PURCHASE 375 4892 PURCHASE 412 4892 SALE 1029 4892 SALE 54 4892 SALE 1477 4892 PURCHASE 127 4893 PURCHASE 900 4893 PURCHASE 1036 4893 PURCHASE 200 4893 PURCHASE 429 4893 PURCHASE 1016 4893 PURCHASE 685 4893 SALE 620 4893 SALE 45 4893 SALE 410 4893 SALE 388 4893 PURCHASE 40 4894 PURCHASE 11 4894 PURCHASE 429 4894 SALE 560 4894 SALE 406 4894 PURCHASE 739 4894 SALE 300 4894 SALE 159 4894 SALE 38 4895 SALE 198 4895 SALE 130 4895 SALE 300 4895 SALE 300 4895 SALE 300 4895 SALE 47 4895 SALE 1603 4895 SALE 458 4895 PURCHASE 100 4895 PURCHASE 340 4895 PURCHASE 235 4895 SALE 300 4896 PURCHASE 361 4896 SALE 213 4897 PURCHASE 821 4897 SALE 720 4898 SALE 1155 4898 SALE 59 4898 SALE 241 4898 SALE 1635 4898 SALE 521 4899 SALE 201 4899 SALE 3061 4899 SALE 1257 4900 SALE 1 4900 SALE 2000 4900 SALE 241 4900 SALE 547 4900 SALE 1849 4900 SALE 419 4900 SALE 314 4900 PURCHASE 1234 4900 PURCHASE 546 4900 SALE 1037 4900 PURCHASE 100 4900 PURCHASE 1027 4900 PURCHASE 400 4900 PURCHASE 1747 4900 PURCHASE 1000 4900 SALE 1392 4900 PURCHASE 619 4900 PURCHASE 98 4900 SALE 34 4901 PURCHASE 60 4901 PURCHASE 5 4901 PURCHASE 888 4901 PURCHASE 288 4901 SALE 54 4902 PURCHASE 55 4902 PURCHASE 315 4902 PURCHASE 100 4902 PURCHASE 1797 4902 PURCHASE 885 4902 SALE 698 4902 SALE 100 4903 PURCHASE 83 4903 PURCHASE 46 4903 PURCHASE 454 4903 PURCHASE 50 4903 PURCHASE 466 4903 PURCHASE 94 4904 SALE 300 4904 SALE 300 4904 SALE 406 4904 PURCHASE 229 4904 SALE 263 4904 SALE 340 4905 SALE 297 4905 SALE 340 4905 SALE 220 4905 SALE 340 4905 SALE 340 4905 SALE 340 4905 SALE 340 4905 PURCHASE 558 4905 SALE 97 4905 SALE 430 4905 SALE 251 4905 PURCHASE 2238 4905 PURCHASE 747 4905 SALE 414 4906 SALE 604 4906 PURCHASE 1372 4906 PURCHASE 146 4906 SALE 64 4906 SALE 741 4907 SALE 138 4907 SALE 300 4907 PURCHASE 650 4907 PURCHASE 700 4907 SALE 3056 4908 PURCHASE 78 4908 SALE 170 4908 SALE 250 4908 SALE 3055 4909 SALE 1088 4909 SALE 1088 4909 SALE 2297 4909 SALE 1986 4909 PURCHASE 2400 4909 PURCHASE 3054 4910 PURCHASE 2500 4910 SALE 770 4910 PURCHASE 6 4910 PURCHASE 385 4910 SALE 900 4910 SALE 1496 4910 SALE 114 4910 PURCHASE 424 4910 PURCHASE 42 4910 PURCHASE 6 4910 PURCHASE 277 4911 PURCHASE 60 4911 PURCHASE 813 4911 PURCHASE 300 4911 PURCHASE 1250 4911 PURCHASE 1000 4912 PURCHASE 222 4912 PURCHASE 300 4912 PURCHASE 322 4912 SALE 200 4912 PURCHASE 1186 4912 PURCHASE 538 4912 PURCHASE 27 4913 PURCHASE 330 4913 PURCHASE 235 4913 PURCHASE 617 4914 SALE 900 4914 PURCHASE 551 4915 PURCHASE 2500 4915 SALE 1557 4915 PURCHASE 393 4916 SALE 3051 4916 SALE 200 4916 SALE 194 4917 PURCHASE 144 4917 SALE 1000 4917 PURCHASE 500 4918 PURCHASE 653 4918 SALE 1178 4918 SALE 489 4918 SALE 278 4918 SALE 53 4918 SALE 80 4918 SALE 632 4918 SALE 1558 4919 SALE 1198 4919 PURCHASE 538 4920 PURCHASE 481 4920 SALE 159 4920 SALE 159 4920 PURCHASE 282 4921 PURCHASE 500 4921 PURCHASE 538 4921 SALE 554 4921 SALE 612 4921 PURCHASE 80 4922 PURCHASE 57 4922 PURCHASE 601 4922 PURCHASE 1035 4922 PURCHASE 1013 4922 SALE 400 4923 SALE 1500 4924 SALE 528 4925 SALE 600 4925 SALE 299 4925 SALE 242 4925 SALE 830 4925 SALE 101 4925 SALE 799 4925 SALE 342 4925 PURCHASE 400 4925 PURCHASE 1000 4925 PURCHASE 533 4925 SALE 900 4925 PURCHASE 4686 4925 PURCHASE 2837 4925 PURCHASE 786 4926 PURCHASE 687 4926 PURCHASE 248 4927 PURCHASE 634 4927 PURCHASE 162 4927 PURCHASE 36 4928 PURCHASE 229 4928 SALE 383 4929 PURCHASE 234 4929 PURCHASE 5 4929 PURCHASE 126 4929 PURCHASE 171 4929 SALE 2400 4929 SALE 600 4929 SALE 100 4930 SALE 500 4930 SALE 1000 4930 PURCHASE 723 4930 PURCHASE 250 4930 PURCHASE 5 4930 PURCHASE 165 4930 PURCHASE 5 4930 PURCHASE 40 4930 PURCHASE 36 4930 PURCHASE 1269 4930 PURCHASE 5 4930 PURCHASE 1147 4930 PURCHASE 199 4930 PURCHASE 5 4930 SALE 155 4930 SALE 85 4930 PURCHASE 3041 4931 PURCHASE 484 4931 PURCHASE 98 4931 PURCHASE 217 4931 PURCHASE 566 4931 SALE 430 4931 SALE 652 4931 SALE 521 4931 SALE 457 4931 SALE 13 4931 SALE 17 4931 SALE 650 4931 PURCHASE 545 4932 PURCHASE 12 4932 PURCHASE 56 4932 PURCHASE 917 4932 PURCHASE 6 4932 PURCHASE 150 4932 PURCHASE 1061 4932 PURCHASE 460 4932 PURCHASE 5 4932 PURCHASE 900 4932 PURCHASE 1809 4932 PURCHASE 891 4932 SALE 568 4932 SALE 87 4932 SALE 771 4932 SALE 449 4932 SALE 642 4932 SALE 423 4932 SALE 436 4932 SALE 304 4932 SALE 382 4932 PURCHASE 1314 4933 SALE 286 4933 SALE 549 4933 SALE 605 4933 PURCHASE 500 4933 SALE 407 4933 SALE 623 4933 SALE 336 4933 SALE 16 4933 PURCHASE 304 4933 PURCHASE 1156 4933 PURCHASE 559 4934 SALE 929 4934 PURCHASE 806 4934 PURCHASE 163 4934 PURCHASE 2500 4934 PURCHASE 455 4934 PURCHASE 146 4934 SALE 26 4934 SALE 902 4934 SALE 3014 4934 SALE 1323 4934 PURCHASE 39 4934 PURCHASE 6 4934 SALE 668 4934 SALE 506 4934 PURCHASE 165 4934 PURCHASE 200 4934 SALE 578 4935 SALE 468 4935 SALE 548 4935 SALE 401 4935 PURCHASE 1187 4935 PURCHASE 696 4935 PURCHASE 2082 4936 PURCHASE 300 4936 PURCHASE 300 4936 SALE 66 4936 SALE 1005 4936 SALE 436 4936 PURCHASE 929 4936 PURCHASE 457 4936 PURCHASE 149 4936 PURCHASE 5 4936 PURCHASE 1004 4936 SALE 959 4936 PURCHASE 2082 4936 PURCHASE 657 4936 SALE 17 4936 PURCHASE 100 4937 PURCHASE 166 4937 SALE 523 4937 SALE 200 4937 SALE 300 4937 PURCHASE 721 4937 PURCHASE 527 4937 PURCHASE 262 4937 PURCHASE 6 4937 SALE 877 4937 SALE 300 4937 SALE 675 4937 SALE 300 4937 SALE 246 4937 PURCHASE 421 4937 PURCHASE 172 4937 PURCHASE 160 4937 PURCHASE 625 4937 PURCHASE 878 4937 PURCHASE 432 4937 SALE 194 4938 SALE 300 4938 SALE 60 4938 SALE 268 4938 SALE 334 4938 PURCHASE 50 4938 PURCHASE 50 4938 SALE 509 4938 SALE 31 4938 SALE 798 4938 SALE 300 4938 SALE 1178 4938 SALE 300 4939 SALE 3037 4939 SALE 430 4939 SALE 200 4939 SALE 817 4939 SALE 954 4939 SALE 1065 4939 SALE 532 4939 PURCHASE 268 4939 PURCHASE 1168 4939 SALE 664 4939 SALE 2813 4939 SALE 224 4939 PURCHASE 75 4940 PURCHASE 1912 4940 PURCHASE 223 4940 PURCHASE 223 4940 PURCHASE 1200 4940 PURCHASE 382 4940 PURCHASE 138 4940 PURCHASE 140 4940 PURCHASE 6 4940 PURCHASE 429 4940 PURCHASE 1888 4940 PURCHASE 1789 4940 PURCHASE 580 4940 PURCHASE 34 4940 PURCHASE 2079 4940 PURCHASE 1040 4940 PURCHASE 712 4940 PURCHASE 507 4941 SALE 3035 4942 SALE 2078 4942 PURCHASE 300 4942 PURCHASE 93 4942 PURCHASE 472 4942 SALE 74 4942 SALE 282 4942 SALE 600 4942 SALE 3000 4942 PURCHASE 240 4943 PURCHASE 1331 4943 PURCHASE 656 4943 SALE 300 4943 SALE 4 4943 SALE 193 4943 PURCHASE 791 4943 SALE 124 4943 SALE 1278 4944 SALE 250 4944 PURCHASE 242 4944 PURCHASE 1001 4944 SALE 292 4945 PURCHASE 420 4945 SALE 400 4945 SALE 727 4945 SALE 1395 4945 SALE 288 4945 SALE 1000 4945 PURCHASE 300 4946 PURCHASE 147 4946 SALE 600 4946 SALE 1200 4946 PURCHASE 60 4946 PURCHASE 5 4946 SALE 100 4947 SALE 246 4947 PURCHASE 300 4947 PURCHASE 101 4947 PURCHASE 1250 4947 SALE 300 4947 PURCHASE 175 4947 PURCHASE 954 4947 SALE 526 4947 PURCHASE 500 4947 SALE 300 4947 SALE 529 4947 SALE 46 4947 SALE 58 4947 SALE 356 4947 SALE 100 4947 SALE 150 4947 SALE 10 4947 PURCHASE 524 4948 SALE 471 4948 SALE 21 4948 SALE 45 4948 SALE 645 4948 SALE 521 4948 SALE 759 4948 SALE 1272 4948 SALE 865 4949 SALE 259 4949 SALE 274 4949 SALE 248 4949 SALE 3 4949 SALE 1000 4949 SALE 240 4949 PURCHASE 300 4949 PURCHASE 6 4949 PURCHASE 165 4949 SALE 508 4949 SALE 309 4949 PURCHASE 116 4950 PURCHASE 361 4950 PURCHASE 120 4950 PURCHASE 397 4950 SALE 43 4950 SALE 380 4950 SALE 47 4950 PURCHASE 662 4951 SALE 447 4951 PURCHASE 333 4951 PURCHASE 63 4951 SALE 324 4951 SALE 347 4952 PURCHASE 153 4952 SALE 860 4953 SALE 439 4953 SALE 261 4953 SALE 311 4954 PURCHASE 196 4954 PURCHASE 164 4954 PURCHASE 60 4954 SALE 290 4954 SALE 52 4954 SALE 530 4954 SALE 47 4954 PURCHASE 281 4955 PURCHASE 403 4955 SALE 328 4955 PURCHASE 102 4955 PURCHASE 5 4955 PURCHASE 906 4955 PURCHASE 380 4955 PURCHASE 5 4955 PURCHASE 167 4955 SALE 54 4955 SALE 174 4955 PURCHASE 400 4956 PURCHASE 250 4956 PURCHASE 500 4956 PURCHASE 226 4956 PURCHASE 277 4956 SALE 324 4956 SALE 525 4956 SALE 78 4956 SALE 2071 4957 SALE 192 4957 SALE 47 4957 SALE 46 4957 SALE 377 4957 SALE 4 4957 SALE 537 4957 SALE 500 4958 PURCHASE 151 4958 PURCHASE 6 4958 SALE 50 4958 SALE 530 4958 SALE 200 4958 SALE 80 4958 PURCHASE 39 4959 SALE 400 4959 SALE 268 4959 SALE 200 4959 SALE 362 4959 SALE 163 4959 PURCHASE 140 4960 SALE 59 4960 SALE 55 4960 SALE 29 4960 PURCHASE 1241 4960 PURCHASE 787 4961 PURCHASE 997 4961 SALE 406 4961 PURCHASE 140 4961 PURCHASE 570 4961 PURCHASE 5 4961 PURCHASE 343 4961 PURCHASE 164 4961 PURCHASE 297 4961 PURCHASE 675 4962 SALE 291 4962 SALE 80 4962 SALE 23 4962 SALE 1039 4962 PURCHASE 233 4962 PURCHASE 1833 4962 PURCHASE 300 4962 PURCHASE 400 4962 PURCHASE 388 4962 SALE 215 4963 PURCHASE 60 4963 PURCHASE 47 4963 PURCHASE 382 4963 SALE 46 4963 SALE 45 4963 SALE 47 4963 SALE 549 4963 SALE 46 4963 SALE 100 4964 PURCHASE 300 4964 PURCHASE 147 4964 SALE 999 4965 SALE 499 4965 SALE 91 4965 SALE 999 4965 SALE 325 4965 SALE 867 4965 SALE 927 4965 SALE 1067 4965 SALE 933 4965 SALE 66 4965 SALE 411 4965 PURCHASE 493 4965 PURCHASE 20 4965 PURCHASE 700 4966 PURCHASE 239 4966 PURCHASE 200 4966 PURCHASE 1191 4966 SALE 300 4966 SALE 1610 4966 SALE 742 4966 SALE 146 4967 SALE 39 4967 PURCHASE 317 4967 PURCHASE 42 4968 TOTAL PURCHASES 202,240 TOTAL SALES 205,551 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 23 NOVEMBER 2007Contact name LOUISE ROBINSONTelephone number 020 7567 8762Name of offeree/offeror with which connected BHP Billiton PLC BHP Billiton LTDNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto