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EPT Disclosure

4th Jun 2008 11:44

RNS Number : 9512V
Deutsche Bank AG
04 June 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Securities Australia Limited

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

03/06/2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number  (%)

Number (%)

(1) Relevant securities 

452,341 0.10%

-1,368,512   -0.30

(2) Derivatives (other than options)

1,036,080  0.23%

-635,776 -0.14

(3) Options and agreements to purchase/sell

1,343,000 0.29%

-1,335,000  -0.29

Total

2,831,421 0.62% 

-3,339,288  -0.73

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number  (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) 

AUD $

Purchase

202

139.85

Purchase

266

139.86

Purchase

160

139.88

Purchase

333

139.89

Purchase

168

139.90

Purchase

91

139.91

Purchase

190

139.92

Purchase

13

139.93

Purchase

102

139.94

Purchase

29

139.95

Purchase

310

139.96

Purchase

45

139.97

Purchase

1660

139.98

Purchase

450

139.99

Purchase

8565

140.00

Purchase

450

140.01

Purchase

11810

140.02

Purchase

352

140.03

Purchase

222

140.04

Purchase

2028

140.05

Purchase

413

140.06

Purchase

301

140.07

Purchase

571

140.08

Purchase

54

140.09

Purchase

217

140.10

Purchase

222

140.11

Purchase

491

140.12

Purchase

5

140.13

Purchase

271

140.14

Purchase

1071

140.15

Purchase

787

140.16

Purchase

158

140.17

Purchase

535

140.18

Purchase

307

140.19

Purchase

20

140.20

Purchase

522

140.21

Purchase

314

140.23

Purchase

40

140.24

Purchase

135

140.25

Purchase

55

140.26

Purchase

69

140.28

Purchase

307

140.29

Purchase

101

140.33

Purchase

464

140.34

Purchase

302

140.37

Purchase

93

140.39

Purchase

189

140.41

Purchase

237

140.43

Purchase

128

140.46

Purchase

57

140.47

Purchase

122

140.48

Purchase

109

140.49

Purchase

241

140.50

Purchase

55

140.51

Purchase

38

140.52

Purchase

12

140.53

Purchase

49

140.54

Purchase

367

140.55

Purchase

309

140.56

Purchase

27

140.57

Purchase

55

140.58

Purchase

164

140.59

Purchase

64

140.60

Purchase

582

140.61

Purchase

53

140.62

Purchase

519

140.63

Purchase

34

140.64

Purchase

66

140.65

Purchase

7

140.66

Purchase

530

140.67

Purchase

484

140.68

Purchase

264

140.69

Purchase

66

140.70

Purchase

73

140.71

Purchase

106

140.72

Purchase

410

140.73

Purchase

8

140.75

Purchase

74

140.76

Purchase

626

140.77

Purchase

307

140.79

Purchase

104

140.80

Purchase

347

140.81

Purchase

389

140.82

Purchase

81

140.83

Purchase

162

140.84

Purchase

85

140.85

Purchase

35

140.86

Purchase

258

140.87

Purchase

388

140.88

Purchase

293

140.89

Purchase

97

140.90

Purchase

421

140.92

Purchase

175

140.93

Purchase

354

140.94

Purchase

85

140.95

Purchase

1000

140.98

Purchase

98

140.99

Purchase

33

141.00

Purchase

81

141.01

Purchase

103

141.02

Purchase

318

141.03

Purchase

256

141.11

Purchase

276

141.14

Purchase

189

141.15

Purchase

49

141.24

Purchase

339

141.27

Purchase

130

141.29

Purchase

219

141.30

Purchase

756

141.31

Purchase

135

141.32

Purchase

710

141.34

Purchase

44

141.35

Purchase

219

141.36

Purchase

488

141.39

Purchase

95

141.41

Purchase

356

141.42

Purchase

112

141.44

Purchase

476

141.45

Purchase

522

141.46

Purchase

25

141.48

Purchase

375

141.49

Purchase

91

141.50

Purchase

20

141.52

Purchase

5

141.53

Purchase

148

141.54

Purchase

82

141.55

Purchase

13

141.56

Purchase

368

141.57

Purchase

54

141.58

Purchase

50

141.59

Purchase

9483

141.60

Purchase

261

141.61

Purchase

183

141.63

Purchase

542

141.64

Purchase

488

141.65

Purchase

330

141.67

Purchase

15

141.68

Purchase

359

141.69

Purchase

638

141.70

Purchase

49

141.71

Purchase

25

141.72

Purchase

1440

141.72

Purchase

25

141.73

Purchase

44

141.74

Purchase

218

141.75

Purchase

56

141.76

Purchase

357

141.79

Purchase

25

141.83

Purchase

26

141.87

Purchase

596

141.89

Purchase

485

141.90

Purchase

191

141.91

Purchase

442

141.92

Purchase

153

141.93

Purchase

55

141.95

Purchase

133

141.96

Purchase

56

141.97

Purchase

16

141.98

Purchase

443

141.99

Purchase

255

142.00

Purchase

86

142.01

Purchase

315

142.02

Purchase

74

142.03

Purchase

90

142.04

Purchase

181

142.05

Purchase

291

142.06

Purchase

499

142.07

Purchase

566

142.08

Purchase

599

142.09

Purchase

320

142.10

Purchase

233

142.11

Purchase

153

142.12

Purchase

100

142.13

Purchase

434

142.14

Purchase

179

142.15

Purchase

116

142.16

Purchase

580

142.17

Purchase

188

142.18

Purchase

306

142.19

Purchase

88

142.20

Purchase

196

142.21

Purchase

603

142.22

Purchase

846

142.23

Purchase

238

142.25

Purchase

248

142.26

Purchase

174

142.27

Purchase

857

142.28

Purchase

477

142.29

Purchase

20

142.31

Purchase

261

142.32

Purchase

427

142.33

Purchase

88

142.34

Purchase

95

142.35

Purchase

167

142.36

Purchase

134

142.37

Purchase

41

142.38

Purchase

192

142.39

Purchase

192

142.40

Purchase

143

142.41

Purchase

64

142.44

Purchase

697

142.51

Purchase

23

142.52

Purchase

85816

144.37

TOTAL PURCHASE

167,998

Sale

85816

139.41

Sale

505

139.87

Sale

514

139.88

Sale

30

139.91

Sale

12

139.92

Sale

388

139.93

Sale

273

139.96

Sale

38

139.97

Sale

25

139.98

Sale

49

139.99

Sale

150

140.00

Sale

3

140.01

Sale

11857

140.02

Sale

209

140.03

Sale

57

140.04

Sale

5157

140.05

Sale

105

140.06

Sale

391

140.07

Sale

108

140.08

Sale

925

140.09

Sale

746

140.10

Sale

752

140.11

Sale

609

140.12

Sale

90

140.13

Sale

122

140.14

Sale

87

140.15

Sale

46

140.16

Sale

949

140.17

Sale

151

140.18

Sale

108

140.19

Sale

521

140.20

Sale

290

140.21

Sale

54

140.22

Sale

200

140.23

Sale

69

140.24

Sale

920

140.25

Sale

18

140.26

Sale

84

140.27

Sale

55

140.28

Sale

238

140.29

Sale

160

140.31

Sale

120

140.35

Sale

652

140.37

Sale

174

140.38

Sale

56

140.39

Sale

180

140.42

Sale

204

140.45

Sale

53

140.46

Sale

191

140.47

Sale

54

140.48

Sale

627

140.49

Sale

338

140.50

Sale

280

140.51

Sale

20

140.52

Sale

79

140.53

Sale

173

140.54

Sale

313

140.55

Sale

64

140.57

Sale

1082

140.58

Sale

26

140.59

Sale

661

140.60

Sale

109

140.61

Sale

40

140.62

Sale

108

140.64

Sale

251

140.65

Sale

154

140.66

Sale

271

140.68

Sale

262

140.70

Sale

66

140.71

Sale

271

140.72

Sale

170

140.73

Sale

25

140.74

Sale

65

140.75

Sale

50

140.78

Sale

63

140.79

Sale

27

140.80

Sale

115

140.81

Sale

290

140.82

Sale

431

140.83

Sale

281

140.84

Sale

49

140.85

Sale

382

140.87

Sale

411

140.88

Sale

714

140.89

Sale

202

140.90

Sale

224

140.91

Sale

556

140.92

Sale

36

140.93

Sale

72

140.94

Sale

117

140.95

Sale

13

140.96

Sale

178

140.98

Sale

3000

140.98

Sale

9

140.99

Sale

43

141.00

Sale

211

141.01

Sale

101

141.03

Sale

49

141.05

Sale

70

141.07

Sale

64

141.08

Sale

145

141.09

Sale

96

141.11

Sale

80

141.13

Sale

149

141.15

Sale

239

141.16

Sale

25

141.17

Sale

149

141.18

Sale

137

141.19

Sale

4

141.25

Sale

214

141.26

Sale

16

141.27

Sale

4031

141.27

Sale

1

141.28

Sale

124

141.30

Sale

110

141.31

Sale

112

141.32

Sale

114

141.33

Sale

34

141.34

Sale

98

141.35

Sale

21

141.36

Sale

7

141.37

Sale

50

141.38

Sale

32

141.39

Sale

222

141.40

Sale

209

141.41

Sale

104

141.42

Sale

120

141.43

Sale

13

141.44

Sale

211

141.45

Sale

263

141.46

Sale

1

141.47

Sale

2162

141.48

Sale

285

141.49

Sale

116

141.50

Sale

7

141.51

Sale

250

141.52

Sale

21

141.54

Sale

367

141.55

Sale

144

141.56

Sale

76

141.58

Sale

82

141.59

Sale

4372

141.60

Sale

50

141.61

Sale

531

141.62

Sale

160

141.63

Sale

101

141.64

Sale

319

141.65

Sale

415

141.66

Sale

381

141.67

Sale

172

141.68

Sale

472

141.70

Sale

110

141.71

Sale

717

141.72

Sale

20

141.75

Sale

248

141.78

Sale

54

141.79

Sale

70

141.84

Sale

56

141.90

Sale

166

141.91

Sale

202

141.92

Sale

178

141.93

Sale

391

141.94

Sale

205

141.95

Sale

274

141.96

Sale

154

141.97

Sale

166

141.98

Sale

124

141.99

Sale

28

142.00

Sale

418

142.01

Sale

70

142.02

Sale

310

142.04

Sale

117

142.05

Sale

570

142.06

Sale

463

142.07

Sale

63

142.08

Sale

201

142.09

Sale

207

142.10

Sale

308

142.11

Sale

69

142.12

Sale

372

142.13

Sale

159

142.14

Sale

161

142.15

Sale

915

142.16

Sale

206

142.17

Sale

81

142.18

Sale

43

142.19

Sale

151

142.20

Sale

122

142.21

Sale

114

142.22

Sale

566

142.23

Sale

200

142.25

Sale

245

142.26

Sale

204

142.27

Sale

526

142.28

Sale

67

142.29

Sale

296

142.30

Sale

68

142.31

Sale

79

142.32

Sale

109

142.33

Sale

396

142.35

Sale

341

142.36

Sale

162

142.37

Sale

281

142.40

Sale

84

142.44

Sale

4

142.45

Sale

67

142.47

Sale

233

142.48

Sale

49

142.49

Sale

176

142.51

Sale

17

142.52

Sale

1

142.54

TOTAL SALES

157,846

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) 

AUD $

CFD

Long

85816

139.41

CFD

Long

500

140.12

CFD

Long

500

140.49

CFD

Long

222

140.50

CFD

Long

13

140.51

CFD

Long

608

140.58

CFD

Long

200

140.65

CFD

Long

412

140.89

CFD

Long

3000

140.98

CFD

Long

13

141.00

CFD

Long

4031

141.27

CFD

Long

100

141.32

CFD

Long

388

141.70

CFD

Long

480

141.72

CFD

Short

11

139.86

CFD

Short

20

139.88

CFD

Short

86

139.89

CFD

Short

73

139.90

CFD

Short

91

139.91

CFD

Short

39

139.92

CFD

Short

149

139.99

CFD

Short

1

140.00

CFD

Short

59

140.01

CFD

Short

42

140.02

CFD

Short

121

140.04

CFD

Short

671

140.05

CFD

Short

63

140.06

CFD

Short

158

140.07

CFD

Short

10

140.10

CFD

Short

145

140.11

CFD

Short

300

140.12

CFD

Short

37

140.15

CFD

Short

38

140.18

CFD

Short

40

140.24

CFD

Short

18

140.26

CFD

Short

48

140.34

CFD

Short

35

140.43

CFD

Short

19

140.48

CFD

Short

46

140.49

CFD

Short

233

140.55

CFD

Short

48

140.56

CFD

Short

27

140.57

CFD

Short

49

140.58

CFD

Short

47

140.60

CFD

Short

60

140.61

CFD

Short

36

140.62

CFD

Short

22

140.64

CFD

Short

31

140.67

CFD

Short

12

140.68

CFD

Short

37

140.69

CFD

Short

66

140.70

CFD

Short

1

140.72

CFD

Short

36

140.76

CFD

Short

61

140.80

CFD

Short

66

140.81

CFD

Short

21

140.83

CFD

Short

68

140.84

CFD

Short

1000

140.98

CFD

Short

98

140.99

CFD

Short

50

141.59

CFD

Short

35

141.60

CFD

Short

388

141.70

CFD

Short

1440

141.72

CFD

Short

54

141.90

CFD

Short

46

141.91

CFD

Short

54

141.92

CFD

Short

97

141.96

CFD

Short

86

142.00

CFD

Short

100

142.02

CFD

Short

130

142.07

CFD

Short

53

142.08

CFD

Short

81

142.10

CFD

Short

194

142.11

CFD

Short

5

142.15

CFD

Short

55

142.17

CFD

Short

45

142.23

CFD

Short

5

142.26

CFD

Short

16

142.27

CFD

Short

420

142.28

CFD

Short

59

142.32

CFD

Short

138

142.36

CFD

Short

45

142.40

CFD

Short

620

142.51

CFD

Short

23

142.52

CFD

Short

85816

144.37

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

04/06/2008

Contact name

Artie Movsesian

Telephone number

020 7545 7804

Name of offeree/offeror with which connected

Rio Tinto plc

Nature of connection (Note 9)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

  

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,684.56
Change50.81