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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Securities (Europe) Limited
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Company dealt in
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Friends Provident Group Plc
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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28-Sep-2009
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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1296976
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0.055
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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1296976
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0.055
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security :
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase\sell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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|
Buy
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90963
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0.847 (GBP)
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Buy
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90963
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0.847 (GBP)
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Buy
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39534
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0.8465 (GBP)
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Buy
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38530
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0.8465 (GBP)
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Buy
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23671
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0.844 (GBP)
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Buy
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11610
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0.8385 (GBP)
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Buy
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11218
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0.845 (GBP)
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Buy
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11210
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0.8385 (GBP)
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Buy
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10000
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0.8445 (GBP)
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Buy
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10000
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0.84 (GBP)
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Buy
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9724
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0.8455 (GBP)
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Buy
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9095
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0.843 (GBP)
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Buy
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8405
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0.8445 (GBP)
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Buy
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7958
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0.8455 (GBP)
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Buy
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7687
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0.845 (GBP)
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Buy
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7064
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0.843 (GBP)
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Buy
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6916
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0.847 (GBP)
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Buy
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5962
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0.843 (GBP)
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Buy
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5187
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0.846 (GBP)
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Buy
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5187
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0.843 (GBP)
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Buy
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5187
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0.846 (GBP)
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Buy
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5040
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0.8385 (GBP)
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Buy
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5000
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0.8385 (GBP)
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Buy
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4960
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0.8385 (GBP)
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Buy
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4167
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0.847 (GBP)
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Buy
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4007
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0.8385 (GBP)
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Buy
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3879
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0.843 (GBP)
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Buy
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3821
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0.845 (GBP)
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Buy
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3468
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0.8395 (GBP)
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Buy
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3458
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0.845 (GBP)
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Buy
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3458
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0.845 (GBP)
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Buy
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3458
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0.846 (GBP)
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Buy
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3458
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0.845 (GBP)
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Buy
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3433
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0.84 (GBP)
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Buy
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3338
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0.837 (GBP)
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Buy
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3288
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0.84 (GBP)
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Buy
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3271
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0.847 (GBP)
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Buy
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2725
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0.845 (GBP)
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Buy
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2572
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0.8375 (GBP)
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Buy
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2376
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0.8375 (GBP)
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Buy
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2265
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0.8375 (GBP)
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Buy
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2102
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0.84 (GBP)
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Buy
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1729
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0.847 (GBP)
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Buy
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1729
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0.845 (GBP)
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Buy
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1729
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0.847 (GBP)
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Buy
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1729
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0.847 (GBP)
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Buy
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1729
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0.845 (GBP)
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Buy
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1729
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0.845 (GBP)
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Buy
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1729
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0.846 (GBP)
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Buy
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1729
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0.847 (GBP)
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Buy
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1729
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0.8455 (GBP)
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Buy
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1729
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0.845 (GBP)
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Buy
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1711
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0.8395 (GBP)
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Buy
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1282
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0.8465 (GBP)
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Buy
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1164
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0.837 (GBP)
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Buy
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1161
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0.8465 (GBP)
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Buy
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800
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0.8465 (GBP)
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Buy
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800
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0.8465 (GBP)
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Buy
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667
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0.8375 (GBP)
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Buy
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505
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0.8465 (GBP)
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Buy
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499
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0.843 (GBP)
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Buy
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454
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0.8465 (GBP)
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Buy
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344
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0.843 (GBP)
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Buy
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276
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0.845 (GBP)
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Buy
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187
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0.847 (GBP)
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Buy
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107
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0.84 (GBP)
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Sell
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14045
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0.8445 (GBP)
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Sell
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11425
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0.8445 (GBP)
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Sell
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9505
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0.841 (GBP)
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Sell
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6356
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0.8475 (GBP)
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Sell
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6207
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0.8395 (GBP)
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Sell
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5883
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0.8345 (GBP)
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Sell
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5762
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0.8445 (GBP)
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Sell
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5545
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0.839 (GBP)
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Sell
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5166
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0.8475 (GBP)
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Sell
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5085
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0.8445 (GBP)
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Sell
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5000
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0.8445 (GBP)
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Sell
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4944
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0.8475 (GBP)
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Sell
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4770
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0.8445 (GBP)
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Sell
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4703
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0.844 (GBP)
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Sell
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4435
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0.84 (GBP)
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Sell
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4000
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0.84 (GBP)
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Sell
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3936
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0.846 (GBP)
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Sell
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3903
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0.84 (GBP)
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Sell
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3364
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0.84 (GBP)
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Sell
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3274
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0.8445 (GBP)
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Sell
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3254
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0.845 (GBP)
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Sell
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3246
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0.841 (GBP)
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Sell
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3238
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0.8355 (GBP)
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Sell
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3206
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0.841 (GBP)
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Sell
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3097
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0.8395 (GBP)
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Sell
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3092
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0.8355 (GBP)
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Sell
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2963
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0.8395 (GBP)
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Sell
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2738
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0.8435 (GBP)
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Sell
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2568
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0.837 (GBP)
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Sell
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2543
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0.839 (GBP)
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Sell
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2543
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0.8395 (GBP)
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Sell
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2543
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0.8405 (GBP)
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Sell
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2543
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0.841 (GBP)
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Sell
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2543
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0.84 (GBP)
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Sell
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2442
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0.841 (GBP)
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Sell
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2426
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0.8405 (GBP)
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Sell
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2418
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0.837 (GBP)
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Sell
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2259
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0.846 (GBP)
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Sell
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2217
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0.837 (GBP)
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Sell
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2176
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0.8455 (GBP)
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Sell
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2162
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0.841 (GBP)
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Sell
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1944
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0.837 (GBP)
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Sell
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1841
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0.839 (GBP)
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Sell
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1676
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0.8455 (GBP)
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Sell
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1432
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0.837 (GBP)
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Sell
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1427
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0.84 (GBP)
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Sell
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1417
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0.8485 (GBP)
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Sell
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1413
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0.8485 (GBP)
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Sell
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1392
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0.8415 (GBP)
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Sell
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1380
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0.8485 (GBP)
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Sell
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1344
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0.842 (GBP)
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Sell
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1326
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0.8445 (GBP)
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Sell
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1300
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0.8445 (GBP)
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Sell
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1300
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0.8445 (GBP)
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Sell
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1300
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0.8445 (GBP)
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Sell
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1250
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0.837 (GBP)
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Sell
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1237
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0.84 (GBP)
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Sell
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1230
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0.84 (GBP)
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Sell
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1226
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0.8355 (GBP)
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Sell
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1200
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0.8445 (GBP)
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Sell
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1177
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0.84 (GBP)
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Sell
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1122
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0.84 (GBP)
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Sell
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1084
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0.841 (GBP)
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Sell
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1046
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0.841 (GBP)
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Sell
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1000
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0.84 (GBP)
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Sell
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1000
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0.8445 (GBP)
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Sell
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1000
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0.8395 (GBP)
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Sell
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987
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0.84 (GBP)
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Sell
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963
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0.837 (GBP)
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Sell
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879
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0.8445 (GBP)
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Sell
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862
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0.845 (GBP)
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Sell
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764
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0.846 (GBP)
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Sell
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764
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0.841 (GBP)
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Sell
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633
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0.845 (GBP)
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Sell
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614
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0.8415 (GBP)
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Sell
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600
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0.839 (GBP)
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Sell
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600
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0.839 (GBP)
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Sell
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589
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0.8355 (GBP)
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Sell
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517
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0.8455 (GBP)
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Sell
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489
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0.8445 (GBP)
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|
Sell
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350
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0.84 (GBP)
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Sell
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278
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0.8445 (GBP)
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|
Sell
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215
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0.84 (GBP)
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Sell
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200
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0.846 (GBP)
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Sell
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192
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0.8395 (GBP)
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Sell
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191
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0.845 (GBP)
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Sell
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26
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0.8415 (GBP)
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Sell
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1
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0.84 (GBP)
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Total Buys: 516862
Total Sells: 218303
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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29-Sep-2009 08:53:52
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Contact name
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Crawley,Simon Paul/Eliades, Vassilis
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Telephone number
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44 20 7888 5416
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Name of offeree/offeror with which connected
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Resolution Limited
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Nature of connection (Note 9)
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BROKER
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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