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EPT Disclosure

13th Oct 2008 11:13

RNS Number : 6858F
Deutsche Bank AG
13 October 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Securities Australia Limited

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

10/10/2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number  (%)

Number (%)

(1) Relevant securities 

2,520,880 0.55

-856,054 -0.19

(2) Derivatives (other than options)

728,224 0.16

-1,666,454 -0.36

(3) Options and agreements to purchase/sell

575,000 0.13

-908,100 -0.20

Total

3,824,104 0.84

-3,430,608 -0.75

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number  (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) 

AUD $

Purchase

161

71.16

Purchase

352

71.18

Purchase

49

71.19

Purchase

1429

71.20

Purchase

1430

71.21

Purchase

2500

71.22

Purchase

2853

71.22

Purchase

4000

71.25

Purchase

472

71.26

Purchase

1564

71.27

Purchase

195

71.29

Purchase

1535

71.30

Purchase

353

71.32

Purchase

865

71.33

Purchase

1290

71.35

Purchase

159

71.36

Purchase

462

71.37

Purchase

9229

71.38

Purchase

115

71.39

Purchase

311

71.41

Purchase

1994

71.42

Purchase

1560

71.43

Purchase

215

71.44

Purchase

2288

71.45

Purchase

1283

71.46

Purchase

2035

71.47

Purchase

143

71.49

Purchase

686

71.50

Purchase

3178

71.51

Purchase

1730

71.53

Purchase

162

71.54

Purchase

2922

71.55

Purchase

297

71.56

Purchase

1436

71.57

Purchase

1480

71.60

Purchase

1645

71.61

Purchase

1325

71.62

Purchase

636

71.64

Purchase

1290

71.66

Purchase

213

71.67

Purchase

353

71.68

Purchase

2134

71.69

Purchase

1394

71.70

Purchase

1213

71.71

Purchase

407

71.72

Purchase

4270

71.73

Purchase

176

71.74

Purchase

4226

71.75

Purchase

81

71.76

Purchase

1890

71.77

Purchase

3059

71.78

Purchase

4683

71.79

Purchase

6618

71.80

Purchase

54

71.81

Purchase

3

71.82

Purchase

388

71.83

Purchase

4105

71.84

Purchase

1194

71.85

Purchase

32

71.86

Purchase

5091

71.88

Purchase

1913

71.89

Purchase

1436

71.90

Purchase

2313

71.91

Purchase

136

71.92

Purchase

2112

71.93

Purchase

370

71.94

Purchase

1050

71.95

Purchase

2000

71.96

Purchase

1489

71.97

Purchase

2000

71.98

Purchase

2

71.99

Purchase

4340

72.00

Purchase

3510

72.01

Purchase

2605

72.02

Purchase

43

72.03

Purchase

3375

72.04

Purchase

1874

72.05

Purchase

3523

72.07

Purchase

705

72.08

Purchase

1979

72.09

Purchase

2547

72.10

Purchase

1177

72.11

Purchase

4966

72.12

Purchase

1321

72.13

Purchase

1270

72.14

Purchase

24

72.15

Purchase

264

72.16

Purchase

1791

72.18

Purchase

2739

72.20

Purchase

3515

72.22

Purchase

2353

72.24

Purchase

2180

72.25

Purchase

251

72.26

Purchase

2091

72.27

Purchase

352

72.28

Purchase

1788

72.29

Purchase

6355

72.30

Purchase

3450

72.31

Purchase

2310

72.32

Purchase

1345

72.33

Purchase

5149

72.35

Purchase

2621

72.36

Purchase

1279

72.37

Purchase

425

72.38

Purchase

1775

72.39

Purchase

1108

72.40

Purchase

3552

72.41

Purchase

841

72.42

Purchase

1132

72.43

Purchase

9

72.44

Purchase

1467

72.46

Purchase

1825

72.48

Purchase

2821

72.49

Purchase

6078

72.50

Purchase

516

72.51

Purchase

6052

72.52

Purchase

2772

72.53

Purchase

1631

72.54

Purchase

523

72.55

Purchase

194

72.56

Purchase

1394

72.57

Purchase

2629

72.58

Purchase

4091

72.59

Purchase

3578

72.60

Purchase

696

72.61

Purchase

1266

72.62

Purchase

2193

72.63

Purchase

2734

72.64

Purchase

3230

72.65

Purchase

1492

72.66

Purchase

934

72.67

Purchase

586

72.69

Purchase

2065

72.70

Purchase

3215

72.71

Purchase

1996

72.72

Purchase

137

72.73

Purchase

3269

72.74

Purchase

334

72.75

Purchase

1919

72.76

Purchase

3171

72.77

Purchase

6291

72.78

Purchase

3221

72.79

Purchase

3970

72.80

Purchase

449

72.81

Purchase

1802

72.82

Purchase

778

72.83

Purchase

2771

72.84

Purchase

2625

72.85

Purchase

1282

72.86

Purchase

3084

72.87

Purchase

2596

72.88

Purchase

2345

72.89

Purchase

3140

72.90

Purchase

200

72.91

Purchase

3404

72.93

Purchase

433

72.93

Purchase

1339

72.94

Purchase

4419

72.95

Purchase

186

72.96

Purchase

824

72.98

Purchase

2445

72.99

Purchase

10992

73.00

Purchase

165

73.01

Purchase

42

73.02

Purchase

1590

73.03

Purchase

268

73.04

Purchase

1575

73.05

Purchase

1959

73.06

Purchase

1584

73.09

Purchase

2154

73.10

Purchase

1331

73.12

Purchase

353

73.15

Purchase

352

73.16

Purchase

3626

73.19

Purchase

3475

73.20

Purchase

1311

73.21

Purchase

29

73.22

Purchase

140

73.23

Purchase

27

73.25

Purchase

779

73.27

Purchase

283

73.28

Purchase

997

73.29

Purchase

449

73.30

Purchase

455

73.31

Purchase

782

73.46

Purchase

1017

73.48

Purchase

206

73.49

Purchase

1458

73.56

Purchase

1494

73.57

Purchase

481

73.64

Purchase

1051

73.85

Purchase

1359

73.90

Purchase

2000

73.93

Purchase

2000

73.95

Purchase

623

74.17

Purchase

1578

74.18

Purchase

2000

74.30

Purchase

1348

74.85

Total Purchases

357,713

Sale

691

71.11

Sale

472

71.12

Sale

602

71.13

Sale

229

71.14

Sale

699

71.15

Sale

241

71.16

Sale

249

71.17

Sale

855

71.18

Sale

195

71.19

Sale

715

71.20

Sale

6310

71.21

Sale

2669

71.22

Sale

1662

71.23

Sale

1609

71.24

Sale

1458

71.25

Sale

3475

71.27

Sale

2572

71.28

Sale

2985

71.29

Sale

2403

71.30

Sale

4775

71.31

Sale

43

71.33

Sale

76

71.35

Sale

2044

71.36

Sale

90

71.37

Sale

2159

71.38

Sale

232

71.40

Sale

213

71.41

Sale

492

71.42

Sale

6351

71.43

Sale

2293

71.44

Sale

676

71.46

Sale

616

71.47

Sale

178

71.48

Sale

97

71.49

Sale

624

71.50

Sale

1455

71.51

Sale

1040

71.52

Sale

1780

71.53

Sale

1127

71.54

Sale

518

71.55

Sale

684

71.56

Sale

179

71.57

Sale

2043

71.58

Sale

1000

71.59

Sale

471

71.60

Sale

200

71.61

Sale

19

71.62

Sale

180

71.64

Sale

1980

71.65

Sale

1002

71.66

Sale

527

71.67

Sale

979

71.68

Sale

1327

71.69

Sale

705

71.70

Sale

1701

71.71

Sale

1730

71.72

Sale

623

71.73

Sale

924

71.74

Sale

234

71.75

Sale

368

71.76

Sale

88

71.77

Sale

1481

71.78

Sale

796

71.79

Sale

31

71.80

Sale

70

71.82

Sale

3190

71.83

Sale

3772

71.84

Sale

3736

71.87

Sale

2774

71.88

Sale

1886

71.89

Sale

1219

71.90

Sale

2822

71.91

Sale

1612

71.92

Sale

836

71.93

Sale

1435

71.94

Sale

16

71.95

Sale

1964

71.96

Sale

374

71.97

Sale

172

71.98

Sale

1768

71.99

Sale

236

72.00

Sale

1291

72.01

Sale

1810

72.02

Sale

1692

72.03

Sale

67

72.04

Sale

459

72.05

Sale

1618

72.06

Sale

1022

72.07

Sale

1337

72.08

Sale

2442

72.09

Sale

390

72.10

Sale

3051

72.11

Sale

2272

72.12

Sale

794

72.13

Sale

1775

72.14

Sale

2542

72.15

Sale

425

72.16

Sale

810

72.17

Sale

1208

72.18

Sale

1338

72.19

Sale

1255

72.20

Sale

2265

72.21

Sale

1589

72.22

Sale

2150

72.22

Sale

1147

72.23

Sale

1507

72.24

Sale

1225

72.25

Sale

1488

72.26

Sale

1760

72.27

Sale

1847

72.28

Sale

3458

72.29

Sale

5573

72.30

Sale

4037

72.31

Sale

4129

72.32

Sale

2449

72.33

Sale

497

72.34

Sale

25

72.35

Sale

3193

72.36

Sale

1666

72.37

Sale

1215

72.38

Sale

1642

72.39

Sale

378

72.40

Sale

1049

72.41

Sale

172

72.42

Sale

746

72.43

Sale

374

72.44

Sale

1122

72.46

Sale

74

72.47

Sale

2109

72.49

Sale

782

72.50

Sale

2400

72.51

Sale

189

72.52

Sale

226

72.53

Sale

1874

72.54

Sale

2088

72.55

Sale

1227

72.56

Sale

645

72.57

Sale

786

72.58

Sale

2191

72.59

Sale

153

72.60

Sale

2398

72.61

Sale

674

72.62

Sale

429

72.63

Sale

386

72.64

Sale

4899

72.65

Sale

1025

72.66

Sale

2226

72.67

Sale

1013

72.68

Sale

1150

72.69

Sale

1606

72.70

Sale

14408

72.70

Sale

137

72.71

Sale

478

72.72

Sale

1076

72.73

Sale

877

72.74

Sale

2476

72.75

Sale

1724

72.76

Sale

1525

72.77

Sale

3343

72.78

Sale

1845

72.79

Sale

533

72.80

Sale

1932

72.81

Sale

607

72.82

Sale

802

72.83

Sale

1914

72.84

Sale

8115

72.85

Sale

242

72.85

Sale

8112

72.85

Sale

1847

72.86

Sale

1068

72.87

Sale

1126

72.88

Sale

2243

72.89

Sale

1927

72.90

Sale

1091

72.91

Sale

241

72.92

Sale

349

72.93

Sale

550

72.94

Sale

1026

72.95

Sale

1323

72.96

Sale

2509

72.97

Sale

754

72.98

Sale

2185

72.99

Sale

66604

73.00

Sale

23

73.01

Sale

57

73.02

Sale

2278

73.03

Sale

530

73.04

Sale

712

73.05

Sale

1578

73.06

Sale

1303

73.07

Sale

676

73.08

Sale

300

73.09

Sale

347

73.10

Sale

2201

73.15

Sale

238

73.16

Sale

1076

73.19

Sale

1767

73.20

Sale

1575

73.21

Sale

169

73.22

Sale

1557

73.23

Sale

133

73.28

Sale

950

73.29

Sale

1611

73.30

Sale

585

73.32

Sale

2000

73.38

Sale

1309

73.39

Sale

4

73.46

Sale

438

73.49

Sale

3

73.52

Sale

210

73.53

Sale

31

73.55

Sale

22

73.56

Sale

253

73.75

Sale

20

73.84

Sale

890

73.90

Sale

110

73.91

Sale

50

74.85

Total Sales

368,970

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) 

AUD $

CFD

Long

348

71.11

CFD

Long

2

71.12

CFD

Long

200

71.61

CFD

Long

50

71.99

CFD

Long

25

72.03

CFD

Long

75

72.08

CFD

Long

100

72.22

CFD

Long

2150

72.22

CFD

Long

1200

72.31

CFD

Long

500

72.32

CFD

Long

200

72.50

CFD

Long

14408

72.70

CFD

Long

8115

72.85

CFD

Long

8112

72.85

CFD

Long

100

72.95

CFD

Long

2000

73.15

CFD

Long

400

73.49

CFD

Long

50

74.85

CFD

Short

49

71.19

CFD

Short

1430

71.21

CFD

Short

2500

71.22

CFD

Short

115

71.39

CFD

Short

85

71.41

CFD

Short

1200

71.51

CFD

Short

1313

71.53

CFD

Short

100

71.75

CFD

Short

145

72.09

CFD

Short

1055

72.10

CFD

Short

696

72.22

CFD

Short

612

72.27

CFD

Short

675

72.30

CFD

Short

428

72.31

CFD

Short

18

72.32

CFD

Short

794

72.49

CFD

Short

3176

72.50

CFD

Short

201

72.51

CFD

Short

4052

72.52

CFD

Short

63

72.53

CFD

Short

523

72.55

CFD

Short

664

72.58

CFD

Short

765

72.60

CFD

Short

667

72.64

CFD

Short

47

72.65

CFD

Short

934

72.67

CFD

Short

586

72.69

CFD

Short

1422

72.70

CFD

Short

384

72.71

CFD

Short

159

72.72

CFD

Short

137

72.73

CFD

Short

334

72.75

CFD

Short

1919

72.76

CFD

Short

1572

72.78

CFD

Short

423

72.79

CFD

Short

179

72.80

CFD

Short

247

72.81

CFD

Short

778

72.83

CFD

Short

226

72.84

CFD

Short

1777

72.85

CFD

Short

103

72.87

CFD

Short

164

72.88

CFD

Short

1121

72.89

CFD

Short

200

72.91

CFD

Short

3404

72.93

CFD

Short

81

72.93

CFD

Short

275

72.95

CFD

Short

89

72.96

CFD

Short

635

72.99

CFD

Short

7194

73.00

CFD

Short

165

73.01

CFD

Short

165

73.03

CFD

Short

930

73.06

CFD

Short

119

73.09

CFD

Short

190

73.10

CFD

Short

29

73.22

CFD

Short

140

73.23

CFD

Short

283

73.28

CFD

Short

22

73.29

CFD

Short

186

73.30

CFD

Short

1000

74.85

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

13/10/2008

Contact name

Artie Movsesian

Telephone number

020 7545 8515

Name of offeree/offeror with which connected

Rio Tinto plc

Nature of connection (Note 9)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

  

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMMJBMTMMBBBMP

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,740.94
Change41.63