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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Securities (Europe) Limited
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Company dealt in
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Rio Tinto Plc
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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20-Jun-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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1084483
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0.109
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7215
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0.001
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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1084483
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0.109
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7215
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0.001
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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|
Buy
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23
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60.62
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Buy
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23
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60.825
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Buy
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38
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60.16
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Buy
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44
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60.31
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|
Buy
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37
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60.28
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|
Buy
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39
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60.26
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Buy
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35
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60.26
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Buy
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2
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59.765
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Buy
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29
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59.765
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Buy
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6700
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60
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Buy
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165
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60.43
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|
Buy
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82
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60.43
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|
Buy
|
165
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60.43
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|
Buy
|
165
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60.37
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|
Buy
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82
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60.31
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|
Buy
|
56
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60.47
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|
Buy
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26
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60.49
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Buy
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331293
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60.43
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Buy
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337752
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60.2501
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Buy
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35
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60.06
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Buy
|
166
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59.83
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Buy
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166
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59.83
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Buy
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66
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59.83
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Buy
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83
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59.83
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Buy
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66
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59.83
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Buy
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166
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59.92
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Buy
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45
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59.92
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Buy
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38
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59.92
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Buy
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83
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59.84
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Buy
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31
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59.99
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Buy
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32
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59.99
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Buy
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136
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59.33
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Buy
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167
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59.84
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Buy
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66
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59.84
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Buy
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167
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59.84
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Buy
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2
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59.84
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Buy
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1
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59.85
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Buy
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65
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59.85
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Buy
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66
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59.92
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Buy
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46
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60.01
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Buy
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273
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59.8
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Buy
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249
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59.8
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Buy
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101
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59.8
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Buy
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628
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59.8
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Buy
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315
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59.8
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Buy
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818
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59.8
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Buy
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2111
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59.8
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Buy
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201
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59.8
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Sell
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83
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60.19
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Sell
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83
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60.22
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Sell
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83
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60.18
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Sell
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78
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60.19
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Sell
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50
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59.9
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Sell
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5
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59.91
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Sell
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110
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60.1
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Sell
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30
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60.1
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Sell
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58
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60.1
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Sell
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22
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60.1
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Sell
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100
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60.11
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Sell
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21
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60.11
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Sell
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89
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60.1
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Sell
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33
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60.1
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Sell
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129
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59.98
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Sell
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93
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59.98
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Sell
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141
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59.97
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Sell
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103
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59.97
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Sell
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38
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59.97
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Sell
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1
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59.98
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Sell
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34
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59.98
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Sell
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16
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59.92
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Sell
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134
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59.92
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Sell
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86
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59.92
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Sell
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31
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59.92
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Sell
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124
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59.94
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Sell
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33
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59.94
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Sell
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24
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59.94
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Sell
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49
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59.94
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Sell
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18
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59.94
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Sell
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123
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60.14
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Sell
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33
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60.14
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Sell
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67
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60.14
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Sell
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24
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60.14
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Sell
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105
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60.14
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Sell
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76
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60.14
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Sell
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28
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60.14
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Sell
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135
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60.15
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Sell
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99
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60.15
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Sell
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36
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60.15
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Sell
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109
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60.23
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Sell
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29
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60.23
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Sell
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58
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60.23
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Sell
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22
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60.16
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Sell
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142
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60.25
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Sell
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38
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60.25
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Sell
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28
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60.25
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Sell
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20
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60.25
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Sell
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56
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60.25
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Sell
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165
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60.42
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Sell
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165
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60.42
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Sell
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156
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60.5
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Sell
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114
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60.5
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Sell
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42
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60.5
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Sell
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145
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60.45
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Sell
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106
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60.45
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Sell
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39
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60.45
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Sell
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159
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60.55
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Sell
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116
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60.55
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Sell
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31
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60.55
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Sell
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11
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60.55
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Sell
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142
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60.46
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Sell
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103
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60.46
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Sell
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38
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60.46
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Sell
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155
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60.36
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Sell
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113
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60.36
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Sell
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42
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60.36
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Sell
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106
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60.45
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Sell
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77
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60.41
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Sell
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29
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60.41
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Sell
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108
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60.46
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Sell
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61
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60.46
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Sell
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18
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60.46
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Sell
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29
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60.46
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Sell
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165
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60.58
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Sell
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82
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60.58
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Sell
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134
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60.51
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Sell
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97
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60.51
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Sell
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36
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60.49
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Sell
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113
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60.4
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Sell
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83
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60.4
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Sell
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30
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60.4
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Sell
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84
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60.4
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Sell
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61
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60.4
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Sell
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22
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60.4
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Sell
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91
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60.33
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Sell
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62
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60.33
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Sell
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29
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60.33
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Sell
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92
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60.39
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Sell
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67
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60.39
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Sell
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25
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60.39
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Sell
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88
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60.48
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Sell
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64
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60.48
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Sell
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23
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60.48
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Sell
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87
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60.38
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Sell
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63
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60.38
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Sell
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23
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60.38
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Sell
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64
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60.39
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Sell
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46
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60.39
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Sell
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17
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60.38
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Sell
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92
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60.35
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Sell
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67
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60.35
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Sell
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25
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60.35
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Sell
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166
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60.1
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Sell
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82
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60.1
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Sell
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166
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60.1
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Sell
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166
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60.1
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Sell
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66
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60.1
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Sell
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66
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59.85
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Sell
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83
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59.85
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Sell
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166
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59.85
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Sell
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83
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59.9
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Sell
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66
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59.9
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Sell
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83
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59.96
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Sell
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46
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59.96
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Sell
|
66
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59.88
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Sell
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66
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59.95
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Sell
|
200
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59.41
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Sell
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100
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59.41
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Sell
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1515
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59.4
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Sell
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167
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59.59
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Sell
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136
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59.67
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Sell
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166
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59.67
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Sell
|
167
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59.73
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Sell
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47
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59.8
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Sell
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287
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59.8
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TOTAL BUYS:683145
TOTAL SELLS:11485
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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23-Jun-2008
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Contact name
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Collins, Carolyn
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Telephone number
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44 20 7888 0241
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
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ADVISOR
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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