9th Apr 2008 10:33
Macquarie Group Limited09 April 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Macquarie Capital Securities (Australia) Limited Company dealt in Rio Tinto Limited Class of relevant security to which the Ordinary shares ISIN: AU000000RIO1dealings being disclosed relate (Note 1) Date of dealing 08 April 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details Fully Paid Ordinary ISIN: AU000000RIO1 3. DEALINGS (Note 3) (a) Purchases and sales See Annexure A (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) e.g. CFD (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 6) price European etc. date paid/received per unit (Note 4) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO Date of disclosure 09 April 2008 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected principal trader Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk Annexure A:RIO Purchase 14948 135.6717RIO Purchase 132 138.62RIO Purchase 100 138.62RIO Purchase 55 138.62RIO Purchase 100 138.62RIO Purchase 140 138.62RIO Purchase 260 138.62RIO Purchase 300 138.62RIO Purchase 270 138.62RIO Purchase 200 138.62RIO Purchase 160 138.62RIO Purchase 125 138.62RIO Purchase 150 138.62RIO Purchase 121 138.62RIO Purchase 265 138.62RIO Purchase 100 138.62RIO Purchase 700 138.62RIO Purchase 30 138.62RIO Purchase 21 138.62RIO Purchase 60 138.62RIO Purchase 200 138.62RIO Purchase 340 138.62RIO Purchase 84 138.62RIO Purchase 60 138.62RIO Purchase 200 138.62RIO Purchase 100 138.62RIO Purchase 50 138.62RIO Purchase 100 138.62RIO Purchase 100 138.62RIO Purchase 200 138.62RIO Purchase 100 138.62RIO Purchase 105 138.62RIO Purchase 1450 138.62RIO Purchase 17 138.62RIO Purchase 75 138.62RIO Purchase 38 138.62RIO Purchase 50 138.62RIO Purchase 500 138.62RIO Purchase 127 138.62RIO Purchase 9144 138.62RIO Purchase 7 138.7RIO Purchase 30 138.68RIO Purchase 34 138.66RIO Purchase 29 138.63RIO Purchase 108 138.55RIO Purchase 2531 138.5RIO Purchase 193 138.4RIO Purchase 53 138.4RIO Purchase 85 138.11RIO Purchase 353 138.31RIO Purchase 150 138.3RIO Purchase 197 138.34RIO Purchase 166 138.33RIO Purchase 108 138.36RIO Purchase 108 138.3RIO Purchase 20 138.5RIO Purchase 268 138.52RIO Purchase 190 138.52RIO Purchase 60 138.52RIO Purchase 85 138.52RIO Purchase 549 138.52RIO Purchase 623 138.51RIO Purchase 645 138.52RIO Purchase 55 138.51RIO Purchase 173 138.66RIO Purchase 62 138.77RIO Purchase 249 138.7RIO Purchase 985 138.7RIO Purchase 100 138.71RIO Purchase 124 138.8RIO Purchase 476 138.8RIO Purchase 82 138.8RIO Purchase 23 138.76RIO Purchase 104 138.75RIO Purchase 44 138.7RIO Purchase 37 138.92RIO Purchase 584 139.12RIO Purchase 310 139.11RIO Purchase 410 139.11RIO Purchase 23 139.09RIO Purchase 150 139.02RIO Purchase 558 139.1RIO Purchase 33 139.1RIO Purchase 23 139.07RIO Purchase 103 138.95RIO Purchase 1 138.95RIO Purchase 1 138.95RIO Purchase 1 138.95RIO Purchase 1 138.95RIO Purchase 12 138.95RIO Purchase 12 138.95RIO Purchase 24 138.81RIO Purchase 320 138.8RIO Purchase 14 138.8RIO Purchase 24 138.8RIO Purchase 639 138.82RIO Purchase 21 138.82RIO Purchase 276 138.93RIO Purchase 594 138.94RIO Purchase 49 138.94RIO Purchase 134 138.93RIO Purchase 487 138.93RIO Purchase 200 138.93RIO Purchase 200 138.93RIO Purchase 30 138.93RIO Purchase 63 139.02RIO Purchase 236 139RIO Purchase 512 139RIO Purchase 23 138.99RIO Purchase 32 138.98RIO Purchase 13 139RIO Purchase 239 139RIO Purchase 206 139.07RIO Purchase 702 139.05RIO Purchase 1 138.95RIO Purchase 202 138.95RIO Purchase 9 138.93RIO Purchase 173 139.05RIO Purchase 267 139.05RIO Purchase 127 139.05RIO Purchase 57 139.05RIO Purchase 147 139.02RIO Purchase 92 139.01RIO Purchase 894 139RIO Purchase 31 138.94RIO Purchase 61 138.92RIO Purchase 725 138.92RIO Purchase 33 138.83RIO Purchase 8 138.73RIO Purchase 61 138.72RIO Purchase 173 138.73RIO Purchase 463 138.74RIO Purchase 29 138.73RIO Purchase 132 138.8RIO Purchase 500 138.8RIO Purchase 485 138.8RIO Purchase 23 138.73RIO Purchase 7 138.73RIO Purchase 7 138.73RIO Purchase 1595 138.7RIO Purchase 178 138.6RIO Purchase 28 138.6RIO Purchase 16 138.53RIO Purchase 235 138.52RIO Purchase 11 138.52RIO Purchase 32 138.42RIO Purchase 7 138.53RIO Purchase 290 138.51RIO Purchase 144 138.51RIO Purchase 145 138.51RIO Purchase 18 138.48RIO Purchase 49 138.45RIO Purchase 72 138.42RIO Purchase 130 138.42RIO Purchase 40 138.55RIO Purchase 119 138.56RIO Purchase 436 138.55RIO Purchase 25 138.7RIO Purchase 39 138.7RIO Purchase 14 138.7RIO Purchase 176 138.68RIO Purchase 17 138.67RIO Purchase 100 138.6RIO Purchase 27 138.58RIO Purchase 98 138.54RIO Purchase 54 138.5RIO Purchase 8 138.52RIO Purchase 15 138.47RIO Purchase 201 138.4RIO Purchase 171 138.37RIO Purchase 492 138.3RIO Purchase 10 138.21RIO Purchase 24 138.35RIO Purchase 607 138.34RIO Purchase 202 138.34RIO Purchase 93 138.16RIO Purchase 145 138.16RIO Purchase 2319 138.2RIO Purchase 23 138.21RIO Purchase 878 138.2RIO Purchase 25 138.2RIO Purchase 913 138.1RIO Purchase 12 138.09RIO Purchase 2 138.09RIO Purchase 935 138.05RIO Purchase 49 138.02RIO Purchase 2409 138RIO Purchase 74 137.9RIO Purchase 157 137.9RIO Purchase 1 137.9RIO Purchase 81 138.06RIO Purchase 210 138.05RIO Purchase 16 138.04RIO Purchase 1 138.04RIO Purchase 1 138.04RIO Purchase 7 138.04RIO Purchase 1 138.04RIO Purchase 26 138RIO Purchase 171 138RIO Purchase 65 137.98RIO Purchase 100 137.98RIO Purchase 100 137.98RIO Purchase 100 137.98RIO Purchase 100 137.98RIO Purchase 230 137.98RIO Purchase 123 137.91RIO Purchase 1168 137.9RIO Purchase 87 137.89RIO Purchase 13 137.87RIO Purchase 5 137.87RIO Purchase 615 137.8RIO Purchase 20 137.8RIO Purchase 26 137.75RIO Purchase 9 137.51RIO Purchase 85 138.11RIO Purchase 701 138.6RIO Purchase 234 138.51RIO Purchase 92 138.67RIO Purchase 492 138.8RIO Purchase 146 138.85RIO Purchase 249 138.88RIO Purchase 31 138.82RIO Purchase 87 138.83RIO Purchase 24 138.69RIO Purchase 101 138.76RIO Purchase 576 138.75RIO Purchase 788 138.76RIO Purchase 515 138.72RIO Purchase 94 138.53RIO Purchase 391 138.51RIO Purchase 66 138.35RIO Purchase 231 138.7RIO Purchase 111 138.6RIO Purchase 403 138.55RIO Purchase 60 138.5RIO Purchase 147 138.35RIO Purchase 197 138.32RIO Purchase 581 137.9RIO Purchase 168 138RIO Purchase 811 137.88RIO Purchase 105 137.76RIO Purchase 10 137.8RIO Purchase 236 138.62RIO Purchase 1 136.16 Total 77218 PurchasesRIO Sale 14948 135.4772RIO Sale 62270 138.5436 Total Sales 77218 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto