7th Mar 2008 11:35
Credit Suisse Securities (Eur) Ltd07 March 2008 FORM 38.5 (b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Credit Suisse Securities (Europe) Limited Company dealt in Rio Tinto Plc Class of relevant security to which the dealings being Ordinary Sharesdisclosed relate (Note 1) Date of dealing 06-Mar-2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 544 0.00005 1,101,375 0.110(2) Derivatives (other than options)(3) Options and agreements to purchase/sellTotal 544 0.00005 1,101,375 0.110 (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)Class Of Relevant Security : Ordinary Shares ( AU000000RIO1) Long Short (1) Relevant Securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sellTotal 0 ( 0 % ) 0 ( 0 % ) (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4)Buy 3696 58.35 (GBP)Buy 3353 58.05 (GBP)Buy 2115 58.07 (GBP)Buy 2115 58.07 (GBP)Buy 2115 58.07 (GBP)Buy 1865 58.27 (GBP)Buy 1251 58.07 (GBP)Buy 1200 58.3 (GBP)Buy 1200 58.43 (GBP)Buy 917 58.18 (GBP)Buy 900 58.17 (GBP)Buy 855 58.22 (GBP)Buy 826 58.17 (GBP)Buy 800 58.2 (GBP)Buy 760 58.34 (GBP)Buy 758 58.42 (GBP)Buy 680 58.07 (GBP)Buy 664 58.5 (GBP)Buy 622 58.02 (GBP)Buy 567 58.35 (GBP)Buy 542 58.34 (GBP)Buy 503 58.24 (GBP)Buy 500 58.35 (GBP)Buy 492 58.07 (GBP)Buy 486 58.35 (GBP)Buy 482 58.26 (GBP)Buy 452 58.07 (GBP)Buy 446 58.42 (GBP)Buy 437 58.3 (GBP)Buy 416 58.75 (GBP)Buy 400 58.27 (GBP)Buy 400 58.17 (GBP)Buy 400 58.17 (GBP)Buy 400 58.07 (GBP)Buy 400 58.35 (GBP)Buy 364 58.49 (GBP)Buy 360 58.66 (GBP)Buy 333 58.65 (GBP)Buy 333 58.65 (GBP)Buy 333 58.65 (GBP)Buy 333 58.65 (GBP)Buy 333 58.65 (GBP)Buy 333 58.65 (GBP)Buy 318 58.16 (GBP)Buy 314 58.75 (GBP)Buy 304 58.18 (GBP)Buy 300 58.33 (GBP)Buy 275 58.05 (GBP)Buy 272 58.07 (GBP)Buy 265 58.22 (GBP)Buy 239 58.24 (GBP)Buy 200 57.98 (GBP)Buy 200 58.25 (GBP)Buy 200 58.35 (GBP)Buy 197 58.07 (GBP)Buy 171 58.14 (GBP)Buy 161 59 (GBP)Buy 120 58.27 (GBP)Buy 120 58.81 (GBP)Buy 112 58.3 (GBP)Buy 110 58.65 (GBP)Buy 110 58.42 (GBP)Buy 101 58.42 (GBP)Buy 86 58.07 (GBP)Buy 86 58.06 (GBP)Buy 85 58.7 (GBP)Buy 85 58.17 (GBP)Buy 84 58.76 (GBP)Buy 80 58.49 (GBP)Buy 78 58.26 (GBP)Buy 68 58.24 (GBP)Buy 68 58.05 (GBP)Buy 59 58.2 (GBP)Buy 58 58.2 (GBP)Buy 55 58.26 (GBP)Buy 49 58.27 (GBP)Buy 49 58.27 (GBP)Buy 49 58.2 (GBP)Buy 47 58.15 (GBP)Buy 47 58.81 (GBP)Buy 47 58.15 (GBP)Buy 45 58.27 (GBP)Buy 40 58.03 (GBP)Buy 36 58.2 (GBP)Buy 35 58.24 (GBP)Buy 34 58.24 (GBP)Buy 34 58.07 (GBP)Buy 34 58.06 (GBP)Buy 34 58.7 (GBP)Buy 33 58.76 (GBP)Buy 31 58.43 (GBP)Buy 24 58.07 (GBP)Buy 13 58.2 (GBP)Buy 9 58.14 (GBP)Buy 6 58.35 (GBP)Sell 71740 116.5 (GBP)Sell 2000 58.83 (GBP)Sell 2000 58.15 (GBP)Sell 1930 58.25 (GBP)Sell 1628 58.6 (GBP)Sell 1415 58.43 (GBP)Sell 1268 58.24 (GBP)Sell 1253 58.54 (GBP)Sell 1125 58.28 (GBP)Sell 1100 58.73 (GBP)Sell 1000 58.34 (GBP)Sell 948 58.43 (GBP)Sell 900 58.33 (GBP)Sell 755 58.27 (GBP)Sell 737 58.28 (GBP)Sell 700 58.35 (GBP)Sell 667 58.27 (GBP)Sell 600 58.18 (GBP)Sell 600 58.53 (GBP)Sell 600 58.16 (GBP)Sell 542 58.25 (GBP)Sell 538 58.25 (GBP)Sell 526 58.15 (GBP)Sell 520 58.22 (GBP)Sell 508 58.18 (GBP)Sell 503 58.18 (GBP)Sell 500 58.4 (GBP)Sell 500 58.19 (GBP)Sell 500 58.35 (GBP)Sell 500 58.15 (GBP)Sell 500 58.19 (GBP)Sell 500 58.08 (GBP)Sell 461 58.53 (GBP)Sell 455 58.4 (GBP)Sell 442 58.22 (GBP)Sell 441 58.24 (GBP)Sell 427 58.4 (GBP)Sell 425 58.25 (GBP)Sell 420 58.27 (GBP)Sell 400 58.36 (GBP)Sell 390 58.34 (GBP)Sell 379 58.4 (GBP)Sell 364 58.49 (GBP)Sell 360 58.69 (GBP)Sell 360 58.7 (GBP)Sell 359 58.39 (GBP)Sell 358 58.18 (GBP)Sell 336 58.81 (GBP)Sell 335 58.22 (GBP)Sell 335 58.22 (GBP)Sell 335 58.22 (GBP)Sell 335 58.22 (GBP)Sell 333 58.77 (GBP)Sell 333 58.49 (GBP)Sell 333 58.76 (GBP)Sell 332 58.24 (GBP)Sell 325 58.22 (GBP)Sell 325 58.25 (GBP)Sell 318 58.31 (GBP)Sell 300 58.3 (GBP)Sell 300 58.35 (GBP)Sell 300 58.35 (GBP)Sell 300 58.35 (GBP)Sell 300 58.35 (GBP)Sell 300 58.35 (GBP)Sell 300 58.35 (GBP)Sell 300 58.3 (GBP)Sell 296 58.35 (GBP)Sell 277 58.17 (GBP)Sell 277 58.17 (GBP)Sell 275 58.22 (GBP)Sell 275 58.22 (GBP)Sell 271 58.26 (GBP)Sell 266 58.575 (GBP)Sell 264 58.38 (GBP)Sell 259 58.33 (GBP)Sell 256 58.48 (GBP)Sell 250 58.19 (GBP)Sell 250 58.24 (GBP)Sell 249 58.18 (GBP)Sell 240 58.19 (GBP)Sell 240 58.23 (GBP)Sell 240 58.13 (GBP)Sell 234 57.98 (GBP)Sell 220 58.15 (GBP)Sell 210 58.28 (GBP)Sell 200 58.67 (GBP)Sell 200 58.26 (GBP)Sell 200 58.18 (GBP)Sell 200 58.33 (GBP)Sell 200 57.98 (GBP)Sell 193 58.73 (GBP)Sell 191 58.14 (GBP)Sell 190 58.25 (GBP)Sell 187 58.53 (GBP)Sell 177 58.7 (GBP)Sell 175 58.33 (GBP)Sell 175 58.33 (GBP)Sell 175 58.33 (GBP)Sell 175 58.33 (GBP)Sell 175 58.33 (GBP)Sell 175 58.33 (GBP)Sell 175 58.33 (GBP)Sell 175 58.24 (GBP)Sell 175 58.33 (GBP)Sell 175 58.33 (GBP)Sell 174 58.19 (GBP)Sell 171 58.26 (GBP)Sell 167 58.36 (GBP)Sell 167 58.21 (GBP)Sell 167 58.43 (GBP)Sell 167 58.43 (GBP)Sell 155 58.77 (GBP)Sell 154 58.3 (GBP)Sell 151 58.69 (GBP)Sell 151 58.26 (GBP)Sell 148 58.67 (GBP)Sell 148 58.39 (GBP)Sell 148 58.24 (GBP)Sell 146 58.755 (GBP)Sell 146 58.615 (GBP)Sell 146 58.26 (GBP)Sell 146 58.26 (GBP)Sell 146 58.34 (GBP)Sell 145 58.31 (GBP)Sell 144 58.555 (GBP)Sell 144 58.54 (GBP)Sell 144 58.725 (GBP)Sell 144 58.625 (GBP)Sell 140 58.69 (GBP)Sell 140 58.14 (GBP)Sell 139 58.7 (GBP)Sell 138 58.24 (GBP)Sell 134 58.73 (GBP)Sell 133 58.24 (GBP)Sell 132 58.07 (GBP)Sell 131 58.55 (GBP)Sell 126 58.55 (GBP)Sell 125 58.47 (GBP)Sell 118 58.28 (GBP)Sell 118 58.28 (GBP)Sell 113 58.755 (GBP)Sell 111 58.39 (GBP)Sell 111 58.54 (GBP)Sell 110 58.25 (GBP)Sell 110 58.62 (GBP)Sell 109 58.32 (GBP)Sell 103 58.67 (GBP)Sell 101 58.62 (GBP)Sell 101 58.445 (GBP)Sell 100 58.215 (GBP)Sell 100 58.73 (GBP)Sell 100 58.35 (GBP)Sell 100 58.935 (GBP)Sell 99 58.82 (GBP)Sell 99 58.62 (GBP)Sell 98 58.68 (GBP)Sell 98 58.75 (GBP)Sell 98 58.62 (GBP)Sell 97 58.81 (GBP)Sell 97 58.675 (GBP)Sell 96 58.53 (GBP)Sell 95 58.555 (GBP)Sell 95 58.11 (GBP)Sell 95 58.55 (GBP)Sell 95 58.435 (GBP)Sell 95 58.34 (GBP)Sell 95 58.675 (GBP)Sell 94 58.375 (GBP)Sell 94 58.695 (GBP)Sell 92 58.26 (GBP)Sell 91 58.43 (GBP)Sell 90 58.18 (GBP)Sell 89 58.215 (GBP)Sell 89 58.19 (GBP)Sell 89 58.16 (GBP)Sell 88 58.18 (GBP)Sell 87 58.27 (GBP)Sell 85 58.29 (GBP)Sell 85 58.245 (GBP)Sell 85 58.3 (GBP)Sell 85 58.34 (GBP)Sell 85 58.19 (GBP)Sell 85 58.2 (GBP)Sell 85 58.33 (GBP)Sell 85 58.23 (GBP)Sell 85 58.27 (GBP)Sell 80 58.54 (GBP)Sell 80 58.615 (GBP)Sell 80 58.675 (GBP)Sell 79 58.26 (GBP)Sell 79 58.4 (GBP)Sell 79 58.74 (GBP)Sell 79 58.15 (GBP)Sell 79 58.15 (GBP)Sell 77 58.22 (GBP)Sell 77 58.225 (GBP)Sell 76 58.33 (GBP)Sell 74 58.63 (GBP)Sell 74 58.23 (GBP)Sell 73 58.44 (GBP)Sell 73 58.835 (GBP)Sell 73 58.41 (GBP)Sell 72 58.35 (GBP)Sell 71 58.33 (GBP)Sell 70 58.67 (GBP)Sell 69 58.555 (GBP)Sell 69 58.57 (GBP)Sell 68 58.37 (GBP)Sell 68 58.22 (GBP)Sell 68 58.39 (GBP)Sell 68 58.28 (GBP)Sell 68 58.31 (GBP)Sell 68 58.39 (GBP)Sell 68 58.34 (GBP)Sell 68 58.3 (GBP)Sell 68 58.3 (GBP)Sell 68 58.29 (GBP)Sell 68 58.3 (GBP)Sell 68 58.38 (GBP)Sell 68 58.26 (GBP)Sell 68 58.34 (GBP)Sell 68 58.72 (GBP)Sell 68 58.06 (GBP)Sell 68 58.05 (GBP)Sell 68 58.09 (GBP)Sell 68 58.26 (GBP)Sell 68 58.42 (GBP)Sell 67 58.18 (GBP)Sell 67 58.22 (GBP)Sell 67 58.59 (GBP)Sell 67 58.7 (GBP)Sell 67 58.59 (GBP)Sell 66 58.29 (GBP)Sell 66 58.31 (GBP)Sell 66 58.39 (GBP)Sell 66 58.43 (GBP)Sell 66 58.13 (GBP)Sell 65 58.22 (GBP)Sell 64 58.18 (GBP)Sell 62 58.58 (GBP)Sell 61 58.32 (GBP)Sell 60 58.38 (GBP)Sell 59 58.82 (GBP)Sell 59 58.36 (GBP)Sell 58 58.26 (GBP)Sell 58 58.3 (GBP)Sell 57 58.4 (GBP)Sell 56 58.47 (GBP)Sell 56 58.4 (GBP)Sell 56 58.565 (GBP)Sell 55 58.445 (GBP)Sell 53 58.26 (GBP)Sell 53 58.4 (GBP)Sell 53 58.695 (GBP)Sell 52 58.46 (GBP)Sell 52 58.27 (GBP)Sell 51 58.14 (GBP)Sell 50 58.25 (GBP)Sell 50 58.3 (GBP)Sell 50 58.08 (GBP)Sell 50 58.29 (GBP)Sell 50 58.835 (GBP)Sell 49 58.32 (GBP)Sell 49 58.38 (GBP)Sell 48 58.24 (GBP)Sell 48 58.22 (GBP)Sell 48 58.37 (GBP)Sell 48 58.57 (GBP)Sell 46 58.19 (GBP)Sell 44 58.14 (GBP)Sell 43 58.14 (GBP)Sell 43 58.52 (GBP)Sell 43 58.42 (GBP)Sell 41 58.695 (GBP)Sell 39 58.73 (GBP)Sell 39 58.625 (GBP)Sell 38 58.495 (GBP)Sell 37 58.27 (GBP)Sell 37 58.6 (GBP)Sell 36 58.25 (GBP)Sell 36 58.565 (GBP)Sell 36 58.08 (GBP)Sell 36 58.38 (GBP)Sell 36 58.29 (GBP)Sell 36 58.68 (GBP)Sell 35 58.39 (GBP)Sell 35 58.55 (GBP)Sell 35 58.685 (GBP)Sell 34 58.29 (GBP)Sell 34 58.29 (GBP)Sell 34 58.33 (GBP)Sell 34 58.23 (GBP)Sell 34 58.28 (GBP)Sell 34 58.29 (GBP)Sell 34 58.29 (GBP)Sell 34 58.37 (GBP)Sell 34 58.3 (GBP)Sell 34 58.38 (GBP)Sell 34 58.41 (GBP)Sell 34 58.56 (GBP)Sell 33 58.76 (GBP)Sell 32 58.35 (GBP)Sell 32 58.26 (GBP)Sell 32 58.62 (GBP)Sell 31 58.52 (GBP)Sell 31 58.43 (GBP)Sell 30 58.53 (GBP)Sell 30 58.26 (GBP)Sell 30 58.44 (GBP)Sell 30 58.69 (GBP)Sell 27 58.68 (GBP)Sell 27 58.63 (GBP)Sell 26 58.74 (GBP)Sell 26 58.67 (GBP)Sell 25 58.33 (GBP)Sell 25 58.24 (GBP)Sell 24 58.695 (GBP)Sell 24 58.13 (GBP)Sell 24 58.18 (GBP)Sell 24 58.43 (GBP)Sell 23 58.3 (GBP)Sell 23 58.18 (GBP)Sell 23 58.32 (GBP)Sell 22 58.81 (GBP)Sell 21 58.78 (GBP)Sell 21 58.4 (GBP)Sell 21 58.26 (GBP)Sell 19 58.755 (GBP)Sell 19 58.3 (GBP)Sell 18 58.18 (GBP)Sell 18 58.615 (GBP)Sell 16 58.42 (GBP)Sell 16 58.75 (GBP)Sell 14 58.27 (GBP)Sell 14 58.24 (GBP)Sell 13 58.28 (GBP)Sell 13 58.6 (GBP)Sell 13 58.37 (GBP)Sell 13 58.08 (GBP)Sell 13 58.29 (GBP)Sell 13 58.32 (GBP)Sell 13 58.32 (GBP)Sell 13 58.38 (GBP)Sell 12 58.52 (GBP)Sell 10 58.58 (GBP)Sell 9 58.35 (GBP)Sell 7 58.675 (GBP)Sell 7 58.32 (GBP)Sell 7 58.29 (GBP)Sell 7 58.46 (GBP)Sell 6 58.67 (GBP)Sell 6 58.53 (GBP)Sell 5 58.38 (GBP)Sell 4 58.82 (GBP)Sell 4 58.73 (GBP)Total buys:42414 Total sells:137044 (b) Derivatives transactions (other than options)Product name, e.g. CFD Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, selling, Number of securities to Exercise Type, e.g. Expiry Option money paid/name,e.g. call purchasing, varying which the option relates price American, date received per unitoption etc. (Note 6) European etc. (Note 4) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivativesFull details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) No Date of disclosure 07-Mar-2008 10:34:01 Contact name Collins,Carolyn Telephone number 44 20 7888 0241 Name of offeree/offeror with which connected Rio Tinto Plc Nature of connection (Note 9) ADVISOR Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at http://www.thetakeoverpanel.org.uk/. This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto