8th Jan 2008 09:57
Macquarie Bank Ld08 January 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) Part 2 of 2 1. KEY INFORMATION Name of exempt principal trader Macquarie Bank LimitedCompany dealt in BHP Billiton LimitedClass of relevant security to which the Ordinary shares ISIN: AU000000BHP4dealings being disclosed relate (Note 1) Date of dealing 7 January 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number Number (%) (%) (1) Relevant securities 6,869,969 0.20% (2) Derivatives (other than options) 1003959 0.03% (3) Options and agreements to purchase/sell 7,748,578 0.23% Total 1003959 0.03% 14,618,547 0.44% (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) See Part 2 - Annexure A (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) e.g. CFDSee Part 2 - Annexure B (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, Number of securities Exercise Type, e.g. Expiry Option money selling, to which the option American,e.g. call option purchasing, relates (Note 6) price European etc. date paid/received per varying etc. unit (Note 4) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) Stock Loans 16000Stock Loan Returns 1000 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO Date of disclosure 8 January 2008 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected principal trader Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk Annexure A Buy Sell Exec Quantity Exec Price BUY 14.00 39.87 BUY 6856.00 39.89 BUY 2000.00 39.89 BUY 10000.00 39.88 BUY 200.00 39.88 BUY 664.00 39.87 BUY 336.00 39.87 BUY 307.00 39.87 BUY 4623.00 39.87 BUY 21227.00 39.86 BUY 690.00 39.86 BUY 3000.00 39.86 BUY 83.00 39.86 BUY 498.00 39.88 BUY 995.00 39.92 BUY 995.00 39.91 BUY 1076.00 39.86 BUY 1076.00 39.86 BUY 1076.00 39.86 BUY 430.00 39.90 BUY 531.00 39.89 BUY 641.00 39.89 BUY 821.00 39.89 BUY 966.00 39.90 BUY 2000.00 39.86 BUY 1685.00 39.87 BUY 843.00 39.87 BUY 843.00 39.87 BUY 357.00 39.89 BUY 462.00 39.89 BUY 1681.00 39.89 BUY 843.00 39.92 BUY 87.00 39.93 BUY 472.00 39.93 BUY 626.00 39.93 BUY 503.00 39.93 BUY 223.00 39.92 BUY 34.00 39.79 BUY 801.00 39.80 BUY 999.00 39.83 BUY 233.00 39.88 BUY 89.00 39.88 BUY 328.00 39.90 BUY 122.00 39.93 BUY 94.00 39.92 BUY 302.00 39.94 BUY 814.00 39.88 BUY 500.00 39.80 BUY 409.00 39.80 BUY 91.00 39.80 BUY 1000.00 39.87 BUY 500.00 39.87 BUY 250.00 39.83 BUY 200.00 39.82 BUY 2000.00 39.99 BUY 1000.00 39.98 BUY 2000.00 39.89 BUY 2000.00 39.88 BUY 1000.00 39.87 BUY 410.00 39.90 BUY 01.00 39.90 BUY 1000.00 39.84 BUY 5000.00 39.80 BUY 5000.00 39.89 BUY 358.00 39.88 BUY 4642.00 39.88 BUY 5000.00 39.84 BUY 3809.00 39.84 BUY 191.00 39.84 BUY 5000.00 40.00 BUY 2000.00 39.93 BUY 8000.00 39.93 BUY 143770.00 40.02 BUY 900.00 69.00 BUY 100.00 68.90 BUY 100.00 68.90 BUY 100.00 69.00 BUY 100.00 69.00 BUY 100.00 69.00 BUY 100.00 69.00 BUY 1200.00 69.00 BUY 100.00 69.00 BUY 2400.00 69.00 BUY 100.00 68.90 BUY 2400.00 68.90 BUY 2300.00 68.90 BUY 100.00 68.75 BUY 2400.00 68.75 BUY 100.00 68.70 BUY 100.00 68.70 BUY 2300.00 68.70 BUY 600.00 67.88 BUY 200.00 67.88 BUY 700.00 67.88 BUY 500.00 67.88 BUY 2000.00 67.85 BUY 1000.00 67.82 BUY 12500.00 70.75 BUY 25000.00 69.05 BUY 5000.00 69.05 BUY 19000.00 69.83 BUY 6000.00 68.61 SELL -359.00 39.84 SELL -500.00 39.84 SELL -498.00 39.82 SELL -180.00 39.86 SELL -38.00 39.90 SELL -182.00 39.90 SELL -724.00 39.81 SELL -1000.00 39.75 SELL -100.00 39.75 SELL -50.00 39.75 SELL -19.00 39.75 SELL -347.00 39.75 SELL -189.00 39.86 SELL -24.00 39.99 SELL -1705.00 39.98 SELL -5348.00 39.98 SELL -1177.00 39.99 SELL -230.00 39.85 SELL -640.00 39.85 SELL -1435.00 39.89 SELL -555.00 39.89 SELL -498.00 39.90 SELL -2000.00 39.85 SELL -2650.00 39.93 SELL -349.00 39.89 SELL -2201.00 39.90 SELL -440.00 39.90 SELL -15430.00 40.02 SELL -21888.00 40.02 SELL -96.00 40.02 SELL -12586.00 40.02 SELL -2000.00 39.80 SELL -2000.00 39.80 SELL -500.00 39.81 SELL -600.00 39.74 SELL -400.00 39.74 SELL -152.00 39.74 SELL -30.00 39.74 SELL -818.00 39.74 SELL -150.00 39.84 SELL -2000.00 39.78 SELL -500.00 39.79 SELL -1000.00 39.98 SELL -16.00 39.86 SELL -81.00 39.86 SELL -07.00 39.86 SELL -24.00 39.86 SELL -500.00 39.86 SELL -146.00 39.86 SELL -1226.00 39.85 SELL -250.00 39.88 SELL -250.00 39.89 SELL -90.00 39.89 SELL -83.00 39.89 SELL -77.00 39.89 SELL -288.00 39.93 SELL -25.00 39.88 SELL -411.00 39.89 SELL -585.00 40.02 SELL -91.00 40.02 SELL -324.00 40.02 SELL -1658.00 39.80 SELL -790.00 39.80 SELL -2552.00 39.80 SELL -5000.00 39.85 SELL -2387.00 39.91 SELL -250.00 39.91 SELL -517.00 39.91 SELL -851.00 39.91 SELL -995.00 39.91 SELL -2500.00 39.85 SELL -2500.00 39.90 SELL -200.00 39.91 SELL -2300.00 39.91 SELL -2276.00 39.90 SELL -27.00 39.90 SELL -197.00 39.90 SELL -5000.00 39.90 SELL -300.00 40.02 SELL -9026.00 39.80 SELL -300.00 39.80 SELL -126.00 39.80 SELL -548.00 39.80 SELL -1728.00 39.78 SELL -8272.00 39.78 SELL -4940.00 39.81 SELL -130.00 39.81 SELL -626.00 39.81 SELL -200.00 39.81 SELL -2000.00 39.81 SELL -28.00 39.81 SELL -05.00 39.81 SELL -2071.00 39.81 SELL -242.00 39.94 SELL -300.00 39.94 SELL -829.00 39.94 SELL -563.00 39.94 SELL -6414.00 39.94 SELL -1500.00 39.94 SELL -152.00 39.94 SELL -829.00 39.86 SELL -2751.00 39.88 SELL -138.00 39.86 SELL -4033.00 39.86 SELL -1108.00 39.88 SELL -1141.00 39.88 SELL -2000.00 39.88 SELL -8000.00 39.88 SELL -207.00 39.80 SELL -7500.00 39.80 SELL -17293.00 39.80 SELL -700.00 39.86 SELL -3393.00 39.84 SELL -375.00 39.84 SELL -132.00 39.84 SELL -4300.00 39.86 SELL -400.00 39.84 SELL -700.00 39.84 SELL -1279.00 39.84 SELL -3721.00 39.84 SELL -1300.00 39.84 SELL -3700.00 39.84 SELL -286.00 39.78 SELL -600.00 39.78 SELL -4114.00 39.78 SELL -2000.00 67.45 SELL -400.00 67.45 SELL -200.00 67.41 SELL -100.00 67.41 SELL -100.00 67.40 SELL -100.00 67.40 SELL -100.00 67.40 SELL -100.00 67.40 SELL -100.00 67.40 SELL -300.00 67.40 SELL -100.00 67.40 SELL -200.00 67.43 SELL -200.00 67.40 SELL -100.00 67.50 SELL -100.00 67.50 SELL -100.00 67.50 SELL -100.00 67.50 SELL -100.00 67.50 SELL -100.00 67.49 SELL -100.00 67.49 SELL -100.00 67.49 SELL -100.00 67.49 SELL -100.00 67.49 SELL -200.00 67.50 SELL -200.00 67.50 SELL -100.00 67.49 SELL -100.00 67.49 SELL -100.00 67.49 SELL -100.00 67.49 SELL -100.00 67.48 SELL -100.00 67.48 SELL -400.00 67.52 SELL -1200.00 67.52 SELL -400.00 67.52 SELL -2000.00 67.40 SELL -73880.00 68.57 SELL -12500.00 70.75 SELL -4987.00 OTC sale to custodian at market. TOTAL SELL -329729 TOTAL BUY 356177 Annexure B Type BuySell Exec Quantity Exec Price CFDS BUY 2000.00 39.80 CFDS BUY 2000.00 39.80 CFDS BUY 500.00 39.81 CFDS BUY 600.00 39.74 CFDS BUY 400.00 39.74 CFDS BUY 152.00 39.74 CFDS BUY 818.00 39.74 CFDS BUY 30.00 39.74 CFDS BUY 150.00 39.84 CFDS BUY 2000.00 39.78 CFDS BUY 500.00 39.79 CFDS BUY 1000.00 39.98 CFDS BUY 500.00 39.86 CFDS BUY 16.00 39.86 CFDS BUY 146.00 39.86 CFDS BUY 1226.00 39.85 CFDS BUY 24.00 39.86 CFDS BUY 07.00 39.86 CFDS BUY 81.00 39.86 CFDS BUY 90.00 39.89 CFDS BUY 250.00 39.88 CFDS BUY 83.00 39.89 CFDS BUY 250.00 39.89 CFDS BUY 77.00 39.89 CFDS BUY 288.00 39.93 CFDS BUY 411.00 39.89 CFDS BUY 25.00 39.88 CFDS BUY 91.00 40.02 CFDS BUY 324.00 40.02 CFDS BUY 585.00 40.02 CFDS SELL -500.00 39.80 CFDS SELL -409.00 39.80 CFDS SELL -91.00 39.80 CFDS SELL -500.00 39.87 CFDS SELL -1000.00 39.87 CFDS SELL -250.00 39.83 CFDS SELL -200.00 39.82 CFDS SELL -2000.00 39.99 CFDS SELL -1000.00 39.98 CFDS SELL -2000.00 39.89 CFDS SELL -2000.00 39.88 CFDS SELL -1000.00 39.87 CFDS SELL -410.00 39.90 CFDS SELL -01.00 39.90 Total 3263.00 Annexure C Call/Put Buy Sell Exec Quantity Exec Price Strike Amer/Euro Expiry Call Option BUY 2000.00 00.46 43.50 European 20080327 Call Option BUY 10000.00 00.51 39.00 European 20080124 Call Option BUY 1700.00 00.29 41.00 European 20080124 Put Option BUY 500.00 06.12 34.00 European 24/01/2008 Put Option BUY 25000.00 06.32 34.00 European 24/01/2008 Put Option BUY 25000.00 06.32 34.00 European 24/01/2008 Put Option BUY 2000.00 16.00 25.00 European 19/05/2016 Put Option BUY 500.00 16.00 25.00 European 19/05/2016 Put Option BUY 1033.00 12.78 32.00 European 17/11/2016 Put Option BUY 1000.00 00.87 42.00 European 24/01/2008 Put Option BUY 10000.00 00.87 42.00 European 24/01/2008 Put Option BUY 2000.00 00.87 42.00 European 24/01/2008 Put Option BUY 12500.00 00.26 45.00 European 24/01/2008 Put Option BUY 350.00 00.01 18.80 European 30/06/2017 Put Option SELL -60000.00 00.35 40.00 European 20080124 Put Option SELL -10000.00 00.35 40.00 European 20080124 Put Option SELL -9000.00 00.52 37.00 European 20080327 Put Option SELL -800.00 08.35 40.46 American 20130131 Put Option SELL -25000.00 06.18 34.00 European 24/01/2008 Put Option SELL -25000.00 06.16 34.00 European 24/01/2008 Put Option SELL -326.00 00.01 17.16 European 29/06/2012 Put Option SELL -2000.00 06.19 34.00 European 24/01/2008 Put Option SELL -1000.00 17.89 25.00 European 17/11/2016 Put Option SELL -123.00 00.01 17.16 European 29/06/2012 Put Option SELL -305.00 00.01 17.16 European 29/06/2012 Put Option SELL -824.00 24.23 17.16 European 29/06/2012 Put Option SELL -500.00 15.99 25.00 European 19/05/2016 Put Option SELL -1000.00 16.03 25.00 European 19/05/2016 Put Option SELL -1000.00 16.03 25.00 European 19/05/2016 Put Option SELL -1000.00 15.76 28.56 European 30/06/2009 Put Option SELL -2000.00 12.80 32.00 European 17/11/2016 Put Option SELL -1000.00 12.80 32.00 European 17/11/2016 Put Option SELL -1000.00 12.80 32.00 European 17/11/2016 Put Option SELL -1000.00 12.81 32.00 European 17/11/2016 Put Option SELL -2000.00 12.86 32.00 European 17/11/2016 Put Option SELL -1000.00 25.41 15.72 European 30/06/2011 Put Option SELL -5000.00 00.87 42.00 European 24/01/2008 Put Option SELL -5000.00 00.87 42.00 European 24/01/2008 Put Option SELL -5000.00 00.87 42.00 European 24/01/2008 Put Option SELL -2000.00 00.87 42.00 European 24/01/2008 Put Option SELL -1000.00 00.89 42.00 European 24/01/2008 Put Option SELL -350.00 00.01 18.80 European 30/06/2017 Put Option SELL -342.00 00.01 18.80 European 30/06/2017 Put Option SELL -100.00 25.14 18.80 European 30/06/2017 Total -71087.00 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group