8th Dec 2008 10:39
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
British Airways Plc |
|
Class of relevant security to which the dealings being |
Common |
|
disclosed relate |
|
Date of dealing |
05/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities purchased |
Highest price paid |
Lowest price paid |
|
1,086,419 |
GBP 1.55 |
GBP 1.51 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
1,368,024 |
GBP 1.55 |
GBP 1.51 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
14,299 |
GBP 1.52 |
|
Long Swap |
LONG |
20,765 |
GBP 1.53 |
|
Long Swap |
LONG |
27,829 |
GBP 1.52 |
|
Long Swap |
LONG |
145,598 |
GBP 1.52 |
|
Long Swap |
LONG |
161,316 |
GBP 1.52 |
|
Long Swap |
LONG |
180,375 |
GBP 1.52 |
|
Long Swap |
LONG |
231,539 |
GBP 1.52 |
|
Long Swap |
LONG |
5,181 |
GBP 1.52 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
100,278 |
GBP 1.52 |
|
Short Swap |
SHORT |
254,905 |
GBP 1.52 |
|
Short Swap |
SHORT |
231,539 |
GBP 1.52 |
|
Short Swap |
SHORT |
180,375 |
GBP 1.52 |
|
Short Swap |
SHORT |
107 |
GBP 1.52 |
|
Short Swap |
SHORT |
61,038 |
GBP 1.52 |
|
Short Swap |
SHORT |
19,440 |
GBP 1.52 |
|
Short Swap |
SHORT |
13,966 |
GBP 1.52 |
|
Short Swap |
SHORT |
6,299 |
GBP 1.52 |
|
Short Swap |
SHORT |
6,034 |
GBP 1.52 |
|
Short Swap |
SHORT |
5,003 |
GBP 1.52 |
|
Short Swap |
SHORT |
1,200 |
GBP 1.52 |
|
Short Swap |
SHORT |
570 |
GBP 1.52 |
|
Short Swap |
SHORT |
185 |
GBP 1.52 |
|
Short Swap |
SHORT |
189,236 |
GBP 1.52 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, selling, |
Number of securities |
Exercise price |
Type, e.g. |
Expiry |
Option money |
|
eg call option |
purchasing, varying |
under option |
American, |
date |
paid/received per |
|
etc. |
European etc |
unit |
|
(ii) Exercising |
|
Product name |
Number of securities under option |
Exercise price |
|
eg call option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the |
|
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition |
|
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
08/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
British Airways Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Axon Group Plc |
|
Class of relevant security to which the dealings being |
Common |
|
disclosed relate |
|
Date of dealing |
05/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
1,046 |
GBP 6.44 |
GBP 6.44 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
365 |
GBP 6.44 |
|
Short Swap |
SHORT |
681 |
GBP 6.44 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, selling, |
Number of securities |
Exercise price |
Type, e.g. |
Expiry |
Option money |
|
eg call option |
purchasing, varying |
under option |
American, |
date |
paid/received per |
|
etc. |
European etc |
unit |
|
(ii) Exercising |
|
Product name |
Number of securities under option |
Exercise price |
|
eg call option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the |
|
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition |
|
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
08/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
HCL EAS Limited |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Lloyds TSB Group Plc |
|
Class of relevant security to which the dealings being |
Common |
|
disclosed relate |
|
Date of dealing |
05/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities purchased |
Highest price paid |
Lowest price paid |
|
1,611,949 |
GBP 1.67 |
GBP 1.50 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
1,445,408 |
GBP 1.66 |
GBP 1.50 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
653,213 |
GBP 1.59 |
|
Long Swap |
LONG |
5,000 |
GBP 1.56 |
|
Long Swap |
LONG |
11,749 |
GBP 1.54 |
|
Long Swap |
LONG |
13,088 |
GBP 1.59 |
|
Long Swap |
LONG |
29,839 |
GBP 1.61 |
|
Long Swap |
LONG |
52,804 |
GBP 1.54 |
|
Long Swap |
LONG |
82,273 |
GBP 1.65 |
|
Long Swap |
LONG |
96,652 |
GBP 1.59 |
|
Long Swap |
LONG |
550 |
GBP 1.59 |
|
Long Swap |
LONG |
271,627 |
GBP 1.54 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
130 |
GBP 1.59 |
|
Short Swap |
SHORT |
271,627 |
GBP 1.50 |
|
Short Swap |
SHORT |
96,652 |
GBP 1.60 |
|
Short Swap |
SHORT |
80,014 |
GBP 1.60 |
|
Short Swap |
SHORT |
29,839 |
GBP 1.59 |
|
Short Swap |
SHORT |
13,088 |
GBP 1.59 |
|
Short Swap |
SHORT |
11,749 |
GBP 1.54 |
|
Short Swap |
SHORT |
5,000 |
GBP 1.55 |
|
Short Swap |
SHORT |
600,899 |
GBP 1.60 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, selling, |
Number of securities |
Exercise price |
Type, e.g. |
Expiry |
Option money |
|
eg call option |
purchasing, varying |
under option |
American, |
date |
paid/received per |
|
etc. |
European etc |
unit |
|
(ii) Exercising |
|
Product name |
Number of securities under option |
Exercise price |
|
eg call option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the |
|
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition |
|
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
08/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Lloyds TSB Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
HBOS Plc |
|
Class of relevant security to which the dealings being |
Common |
|
disclosed relate |
|
Date of dealing |
05/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities purchased |
Highest price paid |
Lowest price paid |
|
539,585 |
GBP 0.94 |
GBP 0.85 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
406,736 |
GBP 0.93 |
GBP 0.85 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
207,534 |
GBP 0.85 |
|
Long Swap |
LONG |
22,000 |
GBP 0.86 |
|
Long Swap |
LONG |
10,000 |
GBP 0.85 |
|
Long Swap |
LONG |
5,534 |
GBP 0.86 |
|
Long Swap |
LONG |
5,000 |
GBP 0.87 |
|
Long Swap |
LONG |
3,447 |
GBP 0.85 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
3,447 |
GBP 0.87 |
|
Short Swap |
SHORT |
5,000 |
GBP 0.88 |
|
Short Swap |
SHORT |
5,534 |
GBP 0.85 |
|
Short Swap |
SHORT |
10,000 |
GBP 0.85 |
|
Short Swap |
SHORT |
22,000 |
GBP 0.85 |
|
Short Swap |
SHORT |
74,398 |
GBP 0.93 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, selling, |
Number of securities |
Exercise price |
Type, e.g. |
Expiry |
Option money |
|
eg call option |
purchasing, varying |
under option |
American, |
date |
paid/received per |
|
etc. |
European etc |
unit |
|
(ii) Exercising |
|
Product name |
Number of securities under option |
Exercise price |
|
eg call option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the |
|
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition |
|
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
08/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Lloyds TSB Group Plc |
|
Nature of connection # |
Advisor |
Related Shares:
International AirlinesLloyds