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EPT Disclosure

19th Aug 2008 12:57

RNS Number : 6375B
Citigroup Inc
19 August 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

 

1. KEY INFORMATION

Name of exempt principal trader

Citigroup Global Markets Inc

 

Company dealt in

BHP Billiton Ltd

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

Dealt in both ordinary and ADR form 

Date of dealing

14 August 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

14 (0.00%)

1,694 (0.00%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

2,100 (0.00%)

(0.00%)

Total

2,114   (0.00%)

1,694 (0.00%)

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security: 

Long

Short

Convertible 

Number (%)

Number (%)

(1) Relevant securities 

(0.00%)

(0.00%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

(0.00%)

(0.00%)

Total

(0.00%)

(0.00%)

   (c) Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

Purchases and sales

Purchase

Number of securities

Price per unit (Note 4)

USD (unless stated)

100,000

33.1250

Total (ORD)

100,000

64,182

66.7795

20,000

66.8500

50,000

67.0150

40,000

66.6594

50

66.29

59

66.29

50

66.29

51

66.29

90

66.29

100

66.3

100

66.24

32

66.25

32

66.3

32

66.3

36

66.3

200

66.28

100

66.3

68

66.3

100

66.29

51

66.29

49

66.29

100

66.29

100

66.29

400

66.28

82

66.22

400

66.23

200

66.23

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

200

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

32

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

300

66.26

200

66.3

300

66.29

400

66.3

21

66.3

400

66.29

80

66.27

100

66.29

500

66.29

100

66.28

100

66.3

100

66.28

79

66.3

100

66.27

20

66.27

600

66.27

100

66.25

100

66.3

200

66.3

100

66.29

300

66.29

100

66.24

200

66.24

100

66.22

200

66.25

200

66.23

100

66.23

100

66.24

200

66.21

200

66.21

100

66.21

100

66.19

2

66.19

100

66.19

98

66.19

300

66.23

100

66.23

100

66.25

100

66.2475

100

66.28

200

66.28

100

66.25

100

66.25

100

66.27

100

66.25

200

66.25

100

66.21

100

66.21

100

66.23

100

66.23

100

66.23

100

66.23

100

66.23

100

66.23

100

66.23

100

66.26

200

66.26

100

66.26

200

66.22

300

66.24

200

66.24

100

66.26

100

66.23

100

66.23

100

66.22

100

66.19

100

66.27

200

66.24

100

66.27

100

66.21

100

66.27

200

66.22

200

66.29

100

66.25

300

66.3

500

67

500

67

100

67

100

67

200

66.99

400

66.9825

100

67

100

67

100

66.99

300

67

400

66.98

100

66.99

100

66.99

400

66.995

200

66.995

200

66.97

500

66.975

100

66.97

400

66.97

200

67

100

66.99

100

67

100

67

100

66.975

100

66.97

700

66.97

200

67

600

66.995

300

67

100

67

100

66.99

200

66.995

100

67

100

66.995

100

66.97

100

66.975

400

66.97

200

66.99

100

66.995

100

66.975

100

66.975

300

66.97

300

66.97

600

66.96

100

67

100

67

100

67

100

66.98

300

66.96

100

66.96

100

66.96

100

66.96

100

66.96

200

67

100

67

100

67

200

67

100

66.975

200

66.975

100

67

100

67

100

66.98

400

66.97

400

66.96

300

66.955

300

66.96

300

66.97

400

66.97

100

66.96

100

66.96

400

66.96

100

66.99

300

66.99

100

67

100

67

100

66.97

600

66.965

100

66.96

100

66.96

100

66.96

100

67

300

66.98

100

67

500

66.97

100

67

100

67

100

66.985

400

66.9675

600

66.95

200

66.965

400

66.97

100

66.95

100

66.96

300

66.97

100

66.97

200

67

100

67

100

67

100

66.99

600

66.9675

600

66.96

200

66.955

100

66.955

200

66.945

100

67

800

67.0175

500

67.06

1100

67.06

100

67.05

1200

67.05

600

67.03

100

67.02

200

67.06

200

67.05

400

67.02

100

67.06

100

67.04

500

67.06

100

67.06

100

67.06

200

67.06

100

67.05

400

67.03

100

67.04

100

67.06

100

67.06

400

67.06

500

67.06

500

67.06

200

67.06

200

67.06

100

67.06

200

67.06

400

67.055

200

67.06

100

67.06

200

67.06

100

67.05

300

67.06

300

67.06

200

67.06

200

67.06

100

67.06

300

67.0475

200

67.06

100

67.05

92

67.06

100

67.055

200

67.05

100

67.05

100

67.06

100

67.06

300

67.05

500

67.05

100

67.06

100

67.06

300

67.06

300

67.05

100

67.05

100

67.05

200

67.05

200

67.045

100

67.06

1000

67.06

100

67.05

100

67.05

600

67.0525

100

67.06

500

67.06

100

67.06

200

67.05

100

67.05

400

67.05

300

67.03

100

67.045

200

67.06

100

67.06

400

67.06

100

67.055

100

67.06

300

67.05

200

67.05

100

67.05

100

67.05

100

67.06

100

67.06

400

67.06

100

67.06

200

67.05

100

67.06

100

67.05

100

67.05

100

67.05

100

67.05

300

67.06

100

67.06

100

67.06

100

67.05

100

67.06

100

67.06

100

67.06

90

67.05

30

67.05

100

67.04

88

67.05

43

67.06

40

67.04

100

67.04

200

67.04

50

67.04

90

67.05

77

67.06

60

67.04

200

67.04

100

67.04

100

67.04

100

67.04

100

66.99

100

66.99

100

66.99

100

67

90

67.05

200

67.06

58

67.05

62

67.03

50

67.04

100

66.97

100

66.98

100

66.98

100

66.99

100

67

200

67.06

180

67.06

12

67.05

88

67.04

100

67.05

100

67.04

100

66.99

200

66.97

100

66.97

100

67

100

66.99

100

66.98

100

66.99

200

66.99

100

66.97

100

66.97

100

66.99

100

66.99

100

66.99

21

67.6

100

67.6

250

67.6

100

67.6

100

67.6

100

67.6

100

67.6

200

67.6

200

67.58

100

67.58

100

67.58

90

67.6

100

67.6

200

67.6

600

67.59

50

67.5875

28

67.56

100

67.57

49

67.56

90

67.6

90

67.6

100

67.6

100

67.6

100

67.57

100

67.6

100

67.6

100

67.6

200

67.595

200

67.59

100

67.575

100

67.6

100

67.6

100

67.6

200

67.595

100

67.6

100

67.6

100

67.575

100

67.575

100

67.58

100

67.6

100

67.59

200

67.59

100

67.6

90

67.59

100

67.6

100

67.6

100

67.6

100

67.575

193

67.58

100

67.555

100

67.5375

10

67.54

100

67.6

1250

67.5875

200

67.6

100

67.59

100

67.575

100

67.58

100

67.595

100

67.59

100

67.6

100

67.6

11

67.6

79

67.6

100

67.6

200

67.585

100

67.58

70

67.53

300

67.5375

90

67.5

80

67.51

100

67.51

200

67.51

100

67.51

36

67.5

50

67.5

41

67.5

100

67.5

100

67.5

70

67.48

100

67.46

95

67.45

29

67.43

300

67.59

700

67.58

100

67.6

100

67.6

600

67.6

38

67.6

100

67.6

100

67.6

100

67.6

100

67.6

200

67.585

100

67.555

100

67.54

50

67.53

100

67.53

20

67.5

10

67.52

100

67.52

100

67.51

71

67.5

100

67.505

90

67.5

34

67.5

100

67.5

100

67.5

100

67.49

100

67.48

30

67.46

50

67.45

100

67.43

171

67.44

900

67.57

100

67.6

200

67.585

100

67.58

40

67.54

100

67.55

7

67.53

100

67.52

10

67.51

200

67.51

99

67.51

200

67.505

38

67.5

39

67.5

200

67.505

39

67.5

80

67.5

100

67.5

100

67.5

100

67.46

41

67.45

71

67.43

100

67.43

100

67.6

600

67.6

500

67.595

100

67.6

400

67.57

400

67.57

300

67.58

80

67.54

300

67.56

7

67.53

136

67.54

100

67.52

100

67.515

100

67.5

100

67.5025

100

67.5

63

67.5

100

67.5

100

67.5

100

67.51

200

67.48

10

67.45

41

67.45

200

67.52

90

67.51

100

67.51

130

67.51

200

67.51

90

67.5

100

67.5

1400

67.51

56

67.5

100

67.5

600

67.51

44

67.51

63

67.45

100

67.43

100

67.43

100

66.3

100

66.3

100

66.3

50

66.3

100

66.3

90

66.3

90

66.3

10

66.3

50

66.3

60

66.3

90

66.3

51

66.3

59

66.29

10

66.3

50

66.3

90

66.3

90

66.3

50

66.3

100

66.3

51

66.3

100

66.3

100

66.29

100

66.29

73

66.3

100

66.3

100

66.3

100

66.3

100

66.3

100

66.3

100

66.3

100

66.3

300

66.3

100

66.3

100

66.3

100

66.3

80

66.3

100

66.3

100

66.3

100

66.3

100

66.3

100

66.3

400

66.3

10

66.3

90

66.3

100

66.3

100

66.3

100

66.3

100

66.3

99

66.3

100

66.295

100

66.295

100

66.3

300

66.3

300

66.3

200

66.3

100

66.3

200

66.3

100

66.295

100

66.3

100

66.3

95

66.3

100

66.3

300

66.3

500

66.3

200

66.3

100

66.3

800

66.3

100

66.3

900

66.3

100

66.3

100

66.3

300

66.3

900

66.3

100

66.3

600

66.3

100

66.3

300

66.3

100

66.29

100

66.3

900

66.3

600

66.3

400

66.3

400

66.3

300

66.3

100

66.29

100

66.3

900

66.3

900

66.3

300

66.3

200

66.3

300

66.3

300

66.3

600

66.3

600

66.3

100

66.3

100

66.3

100

66.3

300

66.3

300

66.3

200

66.3

600

66.3

200

66.28

100

66.29

2100

66.3

300

66.3

662

66.3

700

66.3

200

66.3

Total

288,364

Sales

Number of securities

Price per unit (Note 4)

USD (unless stated)

40,000

33.4000

128,364

33.4147

80,000

33.3547

100,000

33.5324

Total (ORD)

348,364

50,000

66.2000

50

66.29

59

66.29

50

66.29

51

66.29

90

66.29

100

66.3

100

66.24

32

66.25

32

66.3

32

66.3

36

66.3

200

66.28

100

66.3

68

66.3

100

66.29

51

66.29

49

66.29

100

66.29

100

66.29

400

66.28

82

66.22

400

66.23

200

66.23

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

200

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

32

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

2

66.24

300

66.26

200

66.3

300

66.29

400

66.3

21

66.3

400

66.29

80

66.27

100

66.29

500

66.29

100

66.28

100

66.3

100

66.28

79

66.3

100

66.27

20

66.27

600

66.27

100

66.25

100

66.3

200

66.3

100

66.29

300

66.29

100

66.24

200

66.24

100

66.22

200

66.25

200

66.23

100

66.23

100

66.24

200

66.21

200

66.21

100

66.21

100

66.19

2

66.19

100

66.19

98

66.19

300

66.23

100

66.23

100

66.25

100

66.2475

100

66.28

200

66.28

100

66.25

100

66.25

100

66.27

100

66.25

200

66.25

100

66.21

100

66.21

100

66.23

100

66.23

100

66.23

100

66.23

100

66.23

100

66.23

100

66.23

100

66.26

200

66.26

100

66.26

200

66.22

300

66.24

200

66.24

100

66.26

100

66.23

100

66.23

100

66.22

100

66.19

100

66.27

200

66.24

100

66.27

100

66.21

100

66.27

200

66.22

200

66.29

100

66.25

300

66.3

500

67

500

67

100

67

100

67

200

66.99

400

66.9825

100

67

100

67

100

66.99

300

67

400

66.98

100

66.99

100

66.99

400

66.995

200

66.995

200

66.97

500

66.975

100

66.97

400

66.97

200

67

100

66.99

100

67

100

67

100

66.975

100

66.97

700

66.97

200

67

600

66.995

300

67

100

67

100

66.99

200

66.995

100

67

100

66.995

100

66.97

100

66.975

400

66.97

200

66.99

100

66.995

100

66.975

100

66.975

300

66.97

300

66.97

600

66.96

100

67

100

67

100

67

100

66.98

300

66.96

100

66.96

100

66.96

100

66.96

100

66.96

200

67

100

67

100

67

200

67

100

66.975

200

66.975

100

67

100

67

100

66.98

400

66.97

400

66.96

300

66.955

300

66.96

300

66.97

400

66.97

100

66.96

100

66.96

400

66.96

100

66.99

300

66.99

100

67

100

67

100

66.97

600

66.965

100

66.96

100

66.96

100

66.96

100

67

300

66.98

100

67

500

66.97

100

67

100

67

100

66.985

400

66.9675

600

66.95

200

66.965

400

66.97

100

66.95

100

66.96

300

66.97

100

66.97

200

67

100

67

100

67

100

66.99

600

66.9675

600

66.96

200

66.955

100

66.955

200

66.945

100

67

800

67.0175

500

67.06

1100

67.06

100

67.05

1200

67.05

600

67.03

100

67.02

200

67.06

200

67.05

400

67.02

100

67.06

100

67.04

500

67.06

100

67.06

100

67.06

200

67.06

100

67.05

400

67.03

100

67.04

100

67.06

100

67.06

400

67.06

500

67.06

500

67.06

200

67.06

200

67.06

100

67.06

200

67.06

400

67.055

200

67.06

100

67.06

200

67.06

100

67.05

300

67.06

300

67.06

200

67.06

200

67.06

100

67.06

300

67.0475

200

67.06

100

67.05

92

67.06

100

67.055

200

67.05

100

67.05

100

67.06

100

67.06

300

67.05

500

67.05

100

67.06

100

67.06

300

67.06

300

67.05

100

67.05

100

67.05

200

67.05

200

67.045

100

67.06

1000

67.06

100

67.05

100

67.05

600

67.0525

100

67.06

500

67.06

100

67.06

200

67.05

100

67.05

400

67.05

300

67.03

100

67.045

200

67.06

100

67.06

400

67.06

100

67.055

100

67.06

300

67.05

200

67.05

100

67.05

100

67.05

100

67.06

100

67.06

400

67.06

100

67.06

200

67.05

100

67.06

100

67.05

100

67.05

100

67.05

100

67.05

300

67.06

100

67.06

100

67.06

100

67.05

100

67.06

100

67.06

100

67.06

90

67.05

30

67.05

100

67.04

88

67.05

43

67.06

40

67.04

100

67.04

200

67.04

50

67.04

90

67.05

77

67.06

60

67.04

200

67.04

100

67.04

100

67.04

100

67.04

100

66.99

100

66.99

100

66.99

100

67

90

67.05

200

67.06

58

67.05

62

67.03

50

67.04

100

66.97

100

66.98

100

66.98

100

66.99

100

67

200

67.06

180

67.06

12

67.05

88

67.04

100

67.05

100

67.04

100

66.99

200

66.97

100

66.97

100

67

100

66.99

100

66.98

100

66.99

200

66.99

100

66.97

100

66.97

100

66.99

100

66.99

100

66.99

21

67.6

100

67.6

250

67.6

100

67.6

100

67.6

100

67.6

100

67.6

200

67.6

200

67.58

100

67.58

100

67.58

90

67.6

100

67.6

200

67.6

600

67.59

50

67.5875

28

67.56

100

67.57

49

67.56

90

67.6

90

67.6

100

67.6

100

67.6

100

67.57

100

67.6

100

67.6

100

67.6

200

67.595

200

67.59

100

67.575

100

67.6

100

67.6

100

67.6

200

67.595

100

67.6

100

67.6

100

67.575

100

67.575

100

67.58

100

67.6

100

67.59

200

67.59

100

67.6

90

67.59

100

67.6

100

67.6

100

67.6

100

67.575

193

67.58

100

67.555

100

67.5375

10

67.54

100

67.6

1250

67.5875

200

67.6

100

67.59

100

67.575

100

67.58

100

67.595

100

67.59

100

67.6

100

67.6

11

67.6

79

67.6

100

67.6

200

67.585

100

67.58

70

67.53

300

67.5375

90

67.5

80

67.51

100

67.51

200

67.51

100

67.51

36

67.5

50

67.5

41

67.5

100

67.5

100

67.5

70

67.48

100

67.46

95

67.45

29

67.43

300

67.59

700

67.58

100

67.6

100

67.6

600

67.6

38

67.6

100

67.6

100

67.6

100

67.6

100

67.6

200

67.585

100

67.555

100

67.54

50

67.53

100

67.53

20

67.5

10

67.52

100

67.52

100

67.51

71

67.5

100

67.505

90

67.5

34

67.5

100

67.5

100

67.5

100

67.49

100

67.48

30

67.46

50

67.45

100

67.43

171

67.44

900

67.57

100

67.6

200

67.585

100

67.58

40

67.54

100

67.55

7

67.53

100

67.52

10

67.51

200

67.51

99

67.51

200

67.505

38

67.5

39

67.5

200

67.505

39

67.5

80

67.5

100

67.5

100

67.5

100

67.46

41

67.45

71

67.43

100

67.43

100

67.6

600

67.6

500

67.595

100

67.6

400

67.57

400

67.57

300

67.58

80

67.54

300

67.56

7

67.53

136

67.54

100

67.52

100

67.515

100

67.5

100

67.5025

100

67.5

63

67.5

100

67.5

100

67.5

100

67.51

200

67.48

10

67.45

41

67.45

200

67.52

90

67.51

100

67.51

130

67.51

200

67.51

90

67.5

100

67.5

1400

67.51

56

67.5

100

67.5

600

67.51

44

67.51

63

67.45

100

67.43

100

67.43

100

66.3

100

66.3

100

66.3

50

66.3

100

66.3

90

66.3

90

66.3

10

66.3

50

66.3

60

66.3

90

66.3

51

66.3

59

66.29

10

66.3

50

66.3

90

66.3

90

66.3

50

66.3

100

66.3

51

66.3

100

66.3

100

66.29

100

66.29

73

66.3

100

66.3

100

66.3

100

66.3

100

66.3

100

66.3

100

66.3

100

66.3

300

66.3

100

66.3

100

66.3

100

66.3

80

66.3

100

66.3

100

66.3

100

66.3

100

66.3

100

66.3

400

66.3

10

66.3

90

66.3

100

66.3

100

66.3

100

66.3

100

66.3

99

66.3

100

66.295

100

66.295

100

66.3

300

66.3

300

66.3

200

66.3

100

66.3

200

66.3

100

66.295

100

66.3

100

66.3

95

66.3

100

66.3

300

66.3

500

66.3

200

66.3

100

66.3

800

66.3

100

66.3

900

66.3

100

66.3

100

66.3

300

66.3

900

66.3

100

66.3

600

66.3

100

66.3

300

66.3

100

66.29

100

66.3

900

66.3

600

66.3

400

66.3

400

66.3

300

66.3

100

66.29

100

66.3

900

66.3

900

66.3

300

66.3

200

66.3

300

66.3

300

66.3

600

66.3

600

66.3

100

66.3

100

66.3

100

66.3

300

66.3

300

66.3

200

66.3

600

66.3

200

66.28

100

66.29

2100

66.3

300

66.3

662

66.3

700

66.3

200

66.3

Total (ADR's)

164,182

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

(C = call;

P = put)

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

Price (USD) 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (USD) (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) YES

Date of disclosure

19 August 2008

 

Contact name

Pavla Trskova

 

Telephone number

028 90 40 9544

 

Name of offeree/offeror with which connected

BHP Billiton plc

 

Nature of connection (Note 9)

Corporate Broker/Financial Advisor

 

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

SUPPLEMENTAL FORM 38.5(b)

DETAILS OF OPEN POSITIONS 

(This form should be attached to Form 38.5(b))

OPEN POSITIONS (Note 1)

Product name,

e.g. call option

Written or purchased

Number of securities to which the option or derivative relates

Exercise price (Note 2)

Type, e.g. American, European etc.

Expiry date

Call Option

Purchased

500

70.0000

American

8-Sep

Call Option

Purchased

600

60.0000

American

8-Nov

Call Option

Purchased

1,000

60.0000

American

8-Nov

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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