11th Jan 2010 11:51
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Shanks Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
08/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
711,214 |
GBP 1.30 |
GBP 1.28 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
17,778 |
GBP 1.28 |
GBP 1.27 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
300,000 |
GBP 1.28 |
|
Long Swap |
LONG |
200,000 |
GBP 1.28 |
|
Long Swap |
LONG |
104,281 |
GBP 1.30 |
|
Long Swap |
LONG |
14,950 |
GBP 1.29 |
|
Long Swap |
LONG |
5,804 |
GBP 1.29 |
|
Long Swap |
LONG |
3,700 |
GBP 1.29 |
|
Long Swap |
LONG |
1,573 |
GBP 1.30 |
|
Long Swap |
LONG |
286 |
GBP 1.29 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
4 |
GBP 1.28 |
|
Short Swap |
SHORT |
423 |
GBP 1.28 |
|
Short Swap |
SHORT |
737 |
GBP 1.28 |
|
Short Swap |
SHORT |
778 |
GBP 1.27 |
|
Short Swap |
SHORT |
836 |
GBP 1.28 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
11/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Carlyle Europe Partners III Participations Sarl |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Mouchel Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
08/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
3,524 |
GBP 2.55 |
GBP 2.53 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
6,277 |
GBP 2.55 |
GBP 2.53 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
2,321 |
GBP 2.55 |
|
Long Swap |
LONG |
603 |
GBP 2.55 |
|
Long Swap |
LONG |
600 |
GBP 2.53 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
127 |
GBP 2.55 |
|
Short Swap |
SHORT |
520 |
GBP 2.54 |
|
Short Swap |
SHORT |
595 |
GBP 2.53 |
|
Short Swap |
SHORT |
817 |
GBP 2.55 |
|
Short Swap |
SHORT |
1,202 |
GBP 2.53 |
|
Short Swap |
SHORT |
1,508 |
GBP 2.55 |
|
Short Swap |
SHORT |
1,508 |
GBP 2.53 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
11/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
VT Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
VT Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
08/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
38,995 |
GBP 5.24 |
GBP 5.20 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
11,221 |
GBP 5.25 |
GBP 5.22 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
2,692 |
GBP 5.20 |
|
Long Swap |
LONG |
692 |
GBP 5.21 |
|
Long Swap |
LONG |
711 |
GBP 5.21 |
|
Long Swap |
LONG |
822 |
GBP 5.21 |
|
Long Swap |
LONG |
901 |
GBP 5.20 |
|
Long Swap |
LONG |
1,060 |
GBP 5.21 |
|
Long Swap |
LONG |
388 |
GBP 5.21 |
|
Long Swap |
LONG |
2,593 |
GBP 5.21 |
|
Long Swap |
LONG |
3,332 |
GBP 5.22 |
|
Long Swap |
LONG |
1,250 |
GBP 5.21 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
50 |
GBP 5.24 |
|
Short Swap |
SHORT |
6,829 |
GBP 5.23 |
|
Short Swap |
SHORT |
2,390 |
GBP 5.22 |
|
Short Swap |
SHORT |
931 |
GBP 5.22 |
|
Short Swap |
SHORT |
692 |
GBP 5.22 |
|
Short Swap |
SHORT |
329 |
GBP 5.22 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
11/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
VT Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Cadbury Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
08/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
602,952 |
GBP 7.78 |
GBP 7.75 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
209,838 |
GBP 7.78 |
GBP 7.74 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
18,951 |
GBP 7.76 |
|
Long Swap |
LONG |
1,001 |
GBP 7.77 |
|
Long Swap |
LONG |
1,292 |
GBP 7.76 |
|
Long Swap |
LONG |
1,793 |
GBP 7.77 |
|
Long Swap |
LONG |
1,956 |
GBP 7.77 |
|
Long Swap |
LONG |
3,260 |
GBP 7.77 |
|
Long Swap |
LONG |
3,694 |
GBP 7.77 |
|
Long Swap |
LONG |
8,260 |
GBP 7.76 |
|
Long Swap |
LONG |
608 |
GBP 7.77 |
|
Long Swap |
LONG |
9,291 |
GBP 7.77 |
|
Long Swap |
LONG |
50,000 |
GBP 7.77 |
|
Long Swap |
LONG |
150,000 |
GBP 7.77 |
|
Long Swap |
LONG |
9,219 |
GBP 7.76 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
1,793 |
GBP 7.74 |
|
Short Swap |
SHORT |
61,049 |
GBP 7.77 |
|
Short Swap |
SHORT |
9,291 |
GBP 7.74 |
|
Short Swap |
SHORT |
8,260 |
GBP 7.76 |
|
Short Swap |
SHORT |
6,677 |
GBP 7.76 |
|
Short Swap |
SHORT |
3,260 |
GBP 7.74 |
|
Short Swap |
SHORT |
1,956 |
GBP 7.74 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
11/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Hershey Trust Company |
|
Nature of connection # |
Advisor |
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