FORM 38.5 (b)
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Equities (Australia) Limited
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Company dealt in
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BHP Billiton Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
|
12-05-2008
|
|
|
|
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
|
|
Long
|
Short
|
|
Number
|
(%)
|
Number
|
(%)
|
(1) Relevant securities
|
51,264
|
0.002
|
8,333,004
|
0.25
|
(2) Derivatives (other than options)
|
|
|
|
|
(3) Options and agreements to purchase/sell
|
|
|
|
|
Total
|
51,264
|
0.002
|
8,333,004
|
0.25
|
|
|
|
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
|
Class Of Relevant Security
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Long
|
Short
|
(1) Relevant Securities
|
|
|
(2) Derivatives (other than options)
|
|
|
(3) Options and agreements to purchasesell
|
|
|
Total
|
|
|
|
|
|
(c) Rights to subscribe (Note 2)
|
Class of relevant security:
|
Details
|
|
|
|
|
|
3. DEALINGS (Note 3)
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(a) Purchases and sales
|
Purchase/sale
|
Number of securities
|
Price per unit (Note 4) (AUD)
|
Purchase
|
847
|
46.93
|
Purchase
|
3,000
|
46.93
|
Purchase
|
532
|
46.93
|
Purchase
|
168
|
46.93
|
Purchase
|
140
|
46.93
|
Purchase
|
24
|
46.93
|
Purchase
|
3,686
|
46.93
|
Purchase
|
550
|
46.93
|
Purchase
|
5,083
|
46.91
|
Purchase
|
840
|
46.88
|
Purchase
|
1,223
|
46.88
|
Purchase
|
840
|
46.88
|
Purchase
|
1,281
|
46.88
|
Purchase
|
1,333
|
46.86
|
Purchase
|
746
|
46.86
|
Purchase
|
2,000
|
46.86
|
Purchase
|
90
|
46.86
|
Purchase
|
35
|
46.86
|
Purchase
|
13
|
46.86
|
Purchase
|
19
|
46.86
|
Purchase
|
4,916
|
46.86
|
Purchase
|
5
|
46.86
|
Purchase
|
13
|
46.86
|
Purchase
|
149
|
46.86
|
Purchase
|
4,236
|
46.79
|
Purchase
|
4,236
|
46.77
|
Purchase
|
4,236
|
46.75
|
Purchase
|
277
|
46.47
|
Purchase
|
200
|
46.47
|
Purchase
|
375
|
46.47
|
Purchase
|
128
|
46.47
|
Purchase
|
510
|
46.47
|
Purchase
|
6,010
|
46.47
|
Purchase
|
1,033
|
46.24
|
Purchase
|
8
|
46.24
|
Purchase
|
16
|
46.24
|
Purchase
|
116
|
46.24
|
Purchase
|
344
|
46.24
|
Purchase
|
2,000
|
46.24
|
Purchase
|
186
|
46.24
|
Purchase
|
750
|
46.24
|
Purchase
|
138
|
46.35
|
Purchase
|
200
|
46.35
|
Purchase
|
1,000
|
46.35
|
Purchase
|
7
|
46.35
|
Purchase
|
222
|
46.35
|
Purchase
|
144
|
46.35
|
Purchase
|
1
|
46.35
|
Purchase
|
788
|
46.35
|
Purchase
|
184
|
46.29
|
Purchase
|
453
|
46.29
|
Purchase
|
13
|
46.29
|
Purchase
|
88
|
46.24
|
Purchase
|
87
|
46.24
|
Purchase
|
32
|
46.24
|
Purchase
|
340
|
46.24
|
Purchase
|
25,000
|
46.20
|
Purchase
|
1,653
|
46.90
|
Purchase
|
109
|
46.94
|
Purchase
|
21
|
46.94
|
Purchase
|
1,870
|
46.94
|
Purchase
|
500
|
46.84
|
Purchase
|
278
|
47.00
|
Purchase
|
76,798
|
44.49
|
Sale
|
-100
|
46.84
|
Sale
|
-270
|
46.20
|
Sale
|
-799
|
46.28
|
Sale
|
394
|
46.42
|
Sale
|
-394
|
46.42
|
Sale
|
2,064
|
46.43
|
Sale
|
-2,064
|
46.43
|
Sale
|
-664
|
46.43
|
Sale
|
-109
|
46.43
|
Sale
|
-21,351
|
46.85
|
Sale
|
-2,866
|
46.20
|
Sale
|
-5,000
|
46.20
|
Sale
|
-1,000
|
46.20
|
Sale
|
-300
|
46.20
|
Sale
|
-250
|
46.20
|
Sale
|
-30
|
46.20
|
Sale
|
-554
|
46.20
|
Sale
|
-7,945
|
46.20
|
Sale
|
-95
|
46.20
|
Sale
|
-110
|
46.20
|
Sale
|
-1,000
|
46.20
|
Sale
|
-1,000
|
46.20
|
Sale
|
-4,580
|
46.20
|
Sale
|
-1
|
46.20
|
Sale
|
-2,000
|
46.28
|
Sale
|
-600
|
46.28
|
Sale
|
-650
|
46.28
|
Sale
|
-54
|
46.28
|
Sale
|
-38
|
46.28
|
Sale
|
-10
|
46.28
|
Sale
|
-37
|
46.28
|
Sale
|
-38
|
46.28
|
Sale
|
-10
|
46.28
|
Sale
|
-1,988
|
46.28
|
Sale
|
-5,000
|
46.28
|
Sale
|
-2,836
|
46.28
|
Sale
|
-38
|
46.29
|
Sale
|
-3,000
|
46.42
|
Sale
|
-1,621
|
46.42
|
Sale
|
-900
|
46.42
|
Sale
|
-400
|
46.42
|
Sale
|
-400
|
46.42
|
Sale
|
-37
|
46.42
|
Sale
|
-2,639
|
46.42
|
Sale
|
-37
|
46.43
|
Sale
|
-2,296
|
46.43
|
Sale
|
-828
|
46.43
|
Sale
|
-255
|
46.43
|
Sale
|
-37
|
46.43
|
Sale
|
-4,550
|
46.43
|
Sale
|
-1,147
|
46.42
|
Sale
|
-37
|
46.42
|
Sale
|
-38
|
46.42
|
Sale
|
-2,712
|
46.42
|
Sale
|
-725
|
46.43
|
Sale
|
-1,015
|
46.42
|
Sale
|
-16
|
46.42
|
Sale
|
-200
|
46.42
|
Sale
|
-162
|
46.42
|
Sale
|
-3,000
|
46.42
|
Sale
|
-38
|
46.42
|
Sale
|
-37
|
46.42
|
Sale
|
-38
|
46.42
|
Sale
|
-1,000
|
46.42
|
Sale
|
-37
|
46.47
|
Sale
|
-38
|
46.47
|
Sale
|
-126
|
46.47
|
Sale
|
-37
|
46.49
|
Sale
|
-38
|
46.49
|
Sale
|
-129
|
46.49
|
Sale
|
-5,000
|
46.82
|
Sale
|
-500
|
47.00
|
Sale
|
-300
|
47.00
|
Sale
|
-2,064
|
46.43
|
Sale
|
-394
|
46.42
|
|
|
TOTAL BUYS:162120
TOTAL SELLS:97151
|
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD
|
Long/short (Note 5)
|
Number of securities (Note 6)
|
Price per unit (Note 4)
|
|
|
|
|
|
|
|
(c) Options transactions in respect of existing securities
|
(i) Writing, selling, purchasing or varying
|
Product name,e.g. call option
|
Writing, selling, purchasing, varying etc.
|
Number of securities to which the option relates (Note 6)
|
Exercise price
|
Type, e.g. American, European etc.
|
Expiry date
|
Option money paid/received per unit (Note 4)
|
|
|
|
|
|
|
|
|
|
|
(ii) Exercising
|
Product name, e.g. call option
|
Number of securities
|
Exercise price per unit (Note 4)
|
|
|
|
|
|
|
(d) Other dealings (including new securities) (Note 3)
|
Nature of transaction (Note 7)
|
Details
|
Price per unit (if applicable) (Note 4)
|
|
|
|
|
|
|
4. OTHER INFORMATION :
|
Agreements, arrangements or understandings relating to options or derivatives
|
|
|
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
|
|
Date of disclosure
|
13-05-2008
|
Contact name
|
Segal, Debra
|
Telephone number
|
44 20 7883 4577
|
Name of offeree/offeror with which connected
|
Rio Tinto Plc
|
Nature of connection (Note 9)
|
ADVISOR
|
|
|
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at http://www.thetakeoverpanel.org.uk/.
|
|