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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Equities (Australia) Limited
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Company dealt in
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Rio Tinto Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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27-10-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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2043721
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0.447
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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2043721
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0.447
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Purchase
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2,707
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65.00
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Purchase
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662
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65.00
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Purchase
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35
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65.00
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Purchase
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12
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65.00
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Purchase
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85
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65.00
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Purchase
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76
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65.00
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Purchase
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123
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65.00
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Purchase
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628
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65.00
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Purchase
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672
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65.00
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Purchase
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184
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65.15
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Purchase
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4,816
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65.15
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Purchase
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2,608
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65.40
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Purchase
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63
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65.40
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Purchase
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299
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65.40
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Purchase
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930
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65.40
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Purchase
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100
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65.40
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Purchase
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1,000
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65.40
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Purchase
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1,846
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65.35
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Purchase
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2,000
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65.35
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Purchase
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500
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65.35
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Purchase
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654
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65.35
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Purchase
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1,456
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65.25
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Purchase
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2,000
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65.25
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Purchase
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137
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65.25
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Purchase
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34
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65.25
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Purchase
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1,000
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65.25
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Purchase
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373
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65.25
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Purchase
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39,500
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65.25
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Purchase
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8
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65.25
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Purchase
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434
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65.25
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Purchase
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2,299
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65.25
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Purchase
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12
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65.25
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Purchase
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408
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65.24
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Purchase
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1,300
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65.00
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Purchase
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2,000
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65.00
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Purchase
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703
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64.99
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Purchase
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312
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64.99
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Purchase
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1,994
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64.96
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Purchase
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930
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64.95
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Purchase
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100
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64.94
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Purchase
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197
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65.95
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Purchase
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253
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65.95
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Purchase
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50
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65.95
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Purchase
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1,000
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64.80
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Purchase
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458
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64.77
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Purchase
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292
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64.70
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Purchase
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13
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64.70
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Purchase
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60
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64.70
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Purchase
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75
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64.70
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Purchase
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1,622
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64.62
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Purchase
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489
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64.60
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Purchase
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1,511
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64.60
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Purchase
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18,706
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63.33
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Purchase
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2,000
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63.33
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Purchase
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80
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63.33
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Purchase
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19
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63.33
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Purchase
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405
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63.33
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Purchase
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69
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63.33
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Purchase
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459
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63.33
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Purchase
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2
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63.33
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Purchase
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1,000
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63.33
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Purchase
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244
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63.33
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Purchase
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779
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63.33
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Purchase
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34
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63.33
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Purchase
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10
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63.33
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Purchase
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1,193
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63.33
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Purchase
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50,000
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66.11
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Purchase
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100,000
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66.24
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Purchase
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250,000
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66.01
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Sale
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-207
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64.65
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Sale
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-295
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63.08
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Sale
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-171
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63.10
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Sale
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-3,281
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64.65
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Sale
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-507
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65.12
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Sale
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-2,000
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65.12
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Sale
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-60
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65.12
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Sale
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-1,055
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65.12
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Sale
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-1,000
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63.30
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Sale
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-100
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63.08
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Sale
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-138
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63.08
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Sale
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-74
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63.08
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Sale
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-525
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63.02
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Sale
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-500
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63.02
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Sale
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-175
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63.02
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Sale
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-50
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63.09
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Sale
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-53
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63.10
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Sale
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-41
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63.10
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Sale
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-78
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63.10
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Sale
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-901
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64.99
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Sale
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-150
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64.99
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Sale
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-65
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64.99
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Sale
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-80
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64.99
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Sale
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-684
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64.99
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Sale
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-90,000
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66.69
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Sale
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-250,000
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66.01
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Sale
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-50,000
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66.11
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Sale
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-100,000
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66.24
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Sale
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-50,000
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66.04
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Sale
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-100,000
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66.17
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Sale
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-250,000
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65.95
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TOTAL BUYS:506020
TOTAL SELLS: 902190
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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28-10-2008
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Contact name
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Simon Crawley/Carolyn Collins
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Telephone number
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44 20 7888 0241
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
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ADVISOR
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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