10th Sep 2008 11:42
FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION \* TName of exempt principal trader ABN AMRO BANK N.V. London Branch (Subsidiary of RFS Holding N.V.)------------------------------------------ ---------------------------------------------------------------Company dealt in BHP Billiton Plc------------------------------------------ ---------------------------------------------------------------Class of relevant security to which the ORD 0.50 USD dealings being disclosed relate (Note 1)------------------------------------------ ---------------------------------------------------------------Date of dealing 9 September 2008------------------------------------------ ---------------------------------------------------------------\* T 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevantsecurity dealt in (Note 2) \* T Long Short------------------------------------------ ------------------------------ -------------------------------- Number (%) Number (%)------------------------------------------ ------------------------------ --------------------------------(1) Relevant securities 5,566,464 (0.2522%) 1,094,262 (0.0496%)------------------------------------------ ------------------------------ --------------------------------(2) Derivatives (other than options) 6,000 (0.0003%) 89,819 (0.0041%)------------------------------------------ ------------------------------ --------------------------------(3) Options and agreements to purchase/sell 200,000 (0.0091%) 781,000 (0.0354%)------------------------------------------ ------------------------------ --------------------------------Total 5,772,464 (0.2616%) 1,965,081 (0.0891%)------------------------------------------ ------------------------------ --------------------------------\* T (b) Interests and short positions in relevant securities of the company, otherthan the class dealt in (Note 2) \* T Class of relevant security: Long Short------------------------------------------ ------------------------------ -------------------------------- Number (%) Number (%)------------------------------------------ ------------------------------ --------------------------------(1) Relevant securities 0 (0%) 0 (0%)------------------------------------------ ------------------------------ --------------------------------(2) Derivatives (other than options) 0 (0%) 0 (0%)------------------------------------------ ------------------------------ --------------------------------(3) Options and agreements to purchase/sell 0 (0%) 0 (0%)------------------------------------------ ------------------------------ --------------------------------Total 0 (0%) 0 (0%)------------------------------------------ ------------------------------ --------------------------------\* T (c) Rights to subscribe (Note 2) \* TClass of relevant security: Details---------------------------------------------------------------------------------------------------------\* T 3. DEALINGS (Note 3) (a) Purchases and sales \* TPurchase/sale Number of securities Price per unit (Note 4)----------------------------------- ---------------------------------- ------------------------------------Purchase 1,500 13.8000 GBPPurchase 12,000 13.8400 GBPPurchase 60 13.9000 GBPPurchase 9,940 13.9100 GBPPurchase 146 13.9500 GBPPurchase 10,000 14.0000 GBPPurchase 4,036 14.0100 GBPPurchase 24,342 14.0500 GBPPurchase 15,000 14.1700 GBPPurchase 5,500 14.5400 GBPPurchase 1,300 14.5500 GBPPurchase 6,149 14.6182 GBPPurchase 6,157 14.6246 GBPPurchase 6,000 14.7300 GBPTOTAL 102,130 Sale 1,500 13.8000 GBPSale 146 13.9500 GBPSale 10,000 14.0000 GBPSale 4,036 14.0118 GBPSale 110,787 14.0500 GBPSale 20,000 14.0900 GBPSale 5,000 14.4700 GBPSale 1,300 14.5500 GBPSale 1,685 14.6100 GBPSale 7,801 14.6200 GBPSale 2,820 14.6400 GBPTOTAL 165,075----------------------------------- ---------------------------------- ------------------------------------\* T 00 (b) Derivatives transactions (other than options) \* TProduct name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4)e.g. CFD--------------------- ---------------------- -------------------------------- -----------------------------Dec 2008 Call Warrant Long 500 0.1200 EUR--------------------- ---------------------- -------------------------------- -----------------------------Dec 2008 Call Warrant Long 300 0.0200 EUR--------------------- ---------------------- -------------------------------- -----------------------------Jun 2009 Call Warrant Long 64 0.4300 EUR--------------------- ---------------------- -------------------------------- -----------------------------Dec 2009 Call Warrant Long 100 0.2200 EUR--------------------- ---------------------- -------------------------------- -----------------------------Dec 2009 Call Warrant Short 2,000 0.1600 EUR--------------------- ---------------------- -------------------------------- -----------------------------\* T (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying \* TProduct name, Writing, Number of Exercise Type, e.g. Expiry Option moneye.g. call option selling, securities to price American, date paid/received purchasing, which the option European per unit varying etc. relates (Note 6) etc. (Note 4)-------------------------------------------------------------------------------------------------------\* T (ii) Exercising \* TProduct name, e.g. call option Number of securities Exercise price per unit (Note 4)---------------------------------------------------------------------------------------------------------\* T (d) Other dealings (including new securities) (Note 3) \* TNature of transaction (Note 7) Details Price per unit (if applicable) (Note 4)---------------------------------------------------------------------------------------------------------\* T 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives \* TFull details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.---------------------------------------------------------------------------------------------------------\* T Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO \* TDate of disclosure 10 September 2008------------------------------------------------------------ ---------------------------------------------Contact name Fraser Wyeth------------------------------------------------------------ ---------------------------------------------Telephone number (020) 7678 0480------------------------------------------------------------ ---------------------------------------------Name of offeree/offeror with which connected Rio Tinto Plc------------------------------------------------------------ ---------------------------------------------Nature of connection (Note 9) Advisor------------------------------------------------------------ ---------------------------------------------\* T Notes: The Notes on Form 38.5(b) can be viewed on the Takeover Panel's websiteat www.thetakeoverpanel.org.uk SUPPLEMENTAL FORM 8 DETAILS OF OPEN POSITIONS (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate) OPEN POSITIONS (Note 1) \* TProduct name, Written or Number of Exercise price Type, e.g. Expiry datee.g. call option purchased securities to (Note 2) American, which the option European or derivative etc. relates------------------------ ------------- ----------------- --------------- ------------- ---------------------Dec 2010 Call Option Purchase 100,000 16.3500 GBP Euro 17-Dec-10------------------------ ------------- ----------------- --------------- ------------- ---------------------Dec 2010 Put Option Written 100,000 16.3500 GBP Euro 17-Dec-10------------------------ ------------- ----------------- --------------- ------------- ---------------------Sep 2008 Put Option Purchased 300,000 13.0000 GBP American 19-Sep-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Sep 2008 Call Option Written 300,000 17.0000 GBP American 19-Sep-08------------------------ ------------- ----------------- --------------- ------------- ---------------------June 2009 Put Option Purchased 1,000 12.000 GBP American 19-Jun-09------------------------ ------------- ----------------- --------------- ------------- ---------------------\* T Notes 1. Where there are open option positions or open derivative positions (exceptfor CFDs), full details should be given. Full details of any existing agreementsto purchase or to sell should also be given on this form. 2. For all prices and other monetary amounts, the currency must be stated. For details of the Code's dealing disclosure requirements, see Rule 8 and itsNotes which can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk Copyright Business Wire 2008Related Shares:
BHP Group