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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Equities (Australia) Limited
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Company dealt in
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BHP Billiton Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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28-08-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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11499173
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0.342
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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11499173
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0.342
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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|
Purchase
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17,194
|
41.75
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Purchase
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7,862
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41.75
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Purchase
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4,000
|
41.80
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|
Purchase
|
1
|
41.84
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|
Purchase
|
182
|
41.94
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|
Purchase
|
694
|
41.94
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Purchase
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1,500
|
41.94
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Purchase
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30
|
41.94
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|
Purchase
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1,107
|
41.94
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Purchase
|
12
|
41.94
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|
Purchase
|
757
|
41.94
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Purchase
|
519
|
41.94
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|
Purchase
|
1
|
41.93
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|
Purchase
|
36
|
41.93
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|
Purchase
|
37
|
41.93
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|
Purchase
|
689
|
41.93
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|
Purchase
|
535
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41.93
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Purchase
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291
|
41.93
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Purchase
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610
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41.93
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Purchase
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1
|
41.95
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Purchase
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1
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41.95
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Purchase
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422
|
41.63
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Purchase
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1
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41.63
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Purchase
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250
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41.63
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Purchase
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1,080
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41.63
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Purchase
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3,844
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41.66
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Purchase
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1,141
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41.66
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Purchase
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3,909
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41.61
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Purchase
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1
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41.61
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Purchase
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98
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41.61
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Purchase
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1
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41.61
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Purchase
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145
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41.61
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Purchase
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1,780
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41.50
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Purchase
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20,000
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41.50
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Purchase
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592
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41.53
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Purchase
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3,000
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41.50
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Purchase
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220
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41.50
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Purchase
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3,562
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41.49
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Purchase
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3,444
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41.53
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Purchase
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4
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41.52
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Purchase
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706
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41.50
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Purchase
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635
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41.50
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Purchase
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24,365
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41.50
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Purchase
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604
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41.57
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Purchase
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1,412
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41.58
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Purchase
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2,742
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41.58
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Purchase
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3,000
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41.57
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Purchase
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550
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41.57
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Purchase
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2,401
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41.63
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Purchase
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117,800
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46.44
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Sale
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-3,000
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41.80
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Sale
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-5,839
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41.68
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Sale
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-1,213
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41.80
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Sale
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-2,323
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41.60
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Sale
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-5,000
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41.60
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Sale
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-10,000
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41.80
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Sale
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-2,467
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41.85
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Sale
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-7,000
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41.95
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Sale
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-1,500
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41.94
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Sale
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-7,353
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41.85
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Sale
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-27
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41.85
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Sale
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-2,343
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41.92
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Sale
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-2,000
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41.80
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Sale
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-491
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41.79
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Sale
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-74
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41.79
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Sale
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-1,435
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41.79
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Sale
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-67
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41.68
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Sale
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-2,886
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41.66
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Sale
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-114
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41.66
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Sale
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-1,755
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41.80
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Sale
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-9,761
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41.80
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Sale
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-9,398
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41.80
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Sale
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-11,061
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41.80
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Sale
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-9,330
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41.80
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Sale
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-3,155
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41.80
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Sale
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-1
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41.80
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Sale
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-246
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41.80
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Sale
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-1,000
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41.80
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Sale
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-1,200
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41.80
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Sale
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-1
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41.80
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Sale
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-450
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41.60
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Sale
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-5,000
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41.60
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Sale
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-433
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41.60
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Sale
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-1,794
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41.60
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Sale
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-255
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41.60
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Sale
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-11,000
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41.60
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Sale
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-1,431
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41.60
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Sale
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-5,000
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41.60
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Sale
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-5,000
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41.60
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Sale
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-1,909
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41.60
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Sale
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-490
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41.60
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Sale
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-15
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41.60
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Sale
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-437
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41.60
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Sale
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-50
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41.60
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Sale
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-120
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41.60
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Sale
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-4,500
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41.60
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Sale
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-1,000
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41.61
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Sale
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-1,794
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41.62
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Sale
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-1,575
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41.62
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Sale
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-585
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41.63
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Sale
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-1,200
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41.63
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Sale
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-1,893
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41.63
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Sale
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-184
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41.64
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Sale
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-15
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41.64
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Sale
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-24
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41.64
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Sale
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-80
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41.64
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Sale
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-604
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41.64
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Sale
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-3,825
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41.64
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Sale
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-78
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41.65
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Sale
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-238
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41.66
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Sale
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-1,698
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41.66
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Sale
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-27
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41.80
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Sale
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-573
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41.80
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Sale
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-200
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41.80
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Sale
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-50
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41.80
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Sale
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-508
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41.80
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Sale
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-521
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41.81
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Sale
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-125
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41.82
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Sale
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-26
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41.82
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Sale
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-48
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41.82
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Sale
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-978
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41.82
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Sale
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-1,823
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41.82
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Sale
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-525
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41.80
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Sale
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-4,784
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41.80
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Sale
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-3,241
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41.80
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Sale
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-2,011
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41.80
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Sale
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-900
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41.80
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Sale
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-120
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41.80
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Sale
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-4,812
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41.80
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Sale
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-217
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41.80
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Sale
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-18
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41.80
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Sale
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-500
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41.80
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Sale
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-5,098
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41.80
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Sale
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-2,000
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41.81
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Sale
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-1,000
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41.81
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Sale
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-91
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41.85
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Sale
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-15,000
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41.85
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Sale
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-100
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41.85
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Sale
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-116
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41.85
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Sale
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-1,000
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41.93
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Sale
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-1
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41.95
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Sale
|
-200
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41.92
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Sale
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-300
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41.92
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Sale
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-300
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41.92
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Sale
|
-100
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41.92
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Sale
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-100
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41.92
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Sale
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-962
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41.90
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Sale
|
-25
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41.90
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Sale
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-13
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41.90
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Sale
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-500
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41.81
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Sale
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-925
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41.89
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Sale
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-29
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41.89
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Sale
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-46
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41.89
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Sale
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-816
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41.86
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Sale
|
-148
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41.86
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|
Sale
|
-36
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41.86
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|
Sale
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-2,000
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41.49
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|
Sale
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-999
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41.41
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Sale
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-1
|
41.43
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|
Sale
|
-551
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41.60
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|
Sale
|
-188
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41.60
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|
Sale
|
-56
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41.60
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|
Sale
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-1,093
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41.60
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|
Sale
|
-179
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41.61
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|
Sale
|
-55
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41.61
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|
Sale
|
-750
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41.61
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|
Sale
|
-23
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41.61
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|
Sale
|
-105
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41.62
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|
Sale
|
-982
|
41.64
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|
Sale
|
-18
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41.64
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|
Sale
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-3,394
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41.34
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|
Sale
|
-325
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41.34
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|
Sale
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-2,000
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41.34
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|
Sale
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-2,000
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41.34
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|
Sale
|
-270
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41.34
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|
Sale
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-1,000
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41.34
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|
Sale
|
-400
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41.34
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|
Sale
|
-675
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41.34
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|
Sale
|
-184
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41.34
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|
Sale
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-1,906
|
41.34
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|
Sale
|
-295
|
41.34
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|
Sale
|
-194
|
41.34
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|
Sale
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-3,779
|
41.34
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|
Sale
|
-117,800
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40.80
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|
Sale
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-25,000
|
41.06
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|
Sale
|
-100,000
|
40.86
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|
Sale
|
-150,000
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40.69
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|
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TOTAL BUYS:233768
TOTAL SELLS:621852
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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|
|
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|
|
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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|
|
|
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|
|
|
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
|
Exercise price per unit (Note 4)
|
|
|
|
|
|
|
|
|
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(d) Other dealings (including new securities) (Note 3)
|
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Nature of transaction (Note 7)
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Details
|
Price per unit (if applicable) (Note 4)
|
|
|
|
|
|
|
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|
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4. OTHER INFORMATION
|
|
Agreements, arrangements or understandings relating to options or derivatives
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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|
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|
Is a Supplemental Form 38.5(b) attached? (Note 8) No
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|
|
|
Date of disclosure
|
29-08-2008
|
|
Contact name
|
Carolyn Collins/ Simon Crawley
|
|
Telephone number
|
44 20 7888 0241
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|
Name of offeree/offeror with which connected
|
Rio Tinto Plc
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|
Nature of connection (Note 9)
|
ADVISOR
|
|
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|
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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