15th Nov 2007 12:54
Credit Suisse Securities (Eur) Ltd15 November 2007 FORM 38.5 (a) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(a) of the Takeover Code) 1. KEY INFORMATIONName of exempt principal trader Credit Suisse Securities (Europe) LimitedCompany dealt in Rio Tinto PlcClass of relevant security to which the dealings being Ordinary Shares: GB0007188757disclosed relate (Note 1)Date of dealing 14-Nov-2007 2. DEALINGS (Note 2)(a) Purchases and salesTotal number of securities purchased Highest price paid (Note 3) Lowest price paid (Note 3)1643557 55.58(GBP) 53.99 (GBP) Total number of securities sold Highest price received (Note Lowest price received (Note 3) 3)1791386 55.5594 (GBP) 54. (GBP) (b) Derivatives transactions (other than options)Product name, e.g. CFD Long/short (Note 4) Number of securities (Note 5) Price per unit (Note 3)CFD Long 25000 55.19475CFD Long 109000 55.050275CFD Long 120000 55.406634CFD Long 138000 54.9CFD Long 45000 55.06216CFD Short 3942 54.89316CFD Short 17028 55.2CFD Short 285000 54.9271CFD Short 2298 54.8932 (c) Options transactions in respect of existing securities(i) Writing, selling, purchasing or varyingProduct Writing, selling, Number of securities to Exercise Type, e.g. Expiry Option money paid/name,e.g. call purchasing, varying which the option relates price American, date received per unitoption etc. (Note 5) European etc. (Note 3) (ii) ExercisingProduct name, e.g. call option Number of securities Exercise price per unit (Note 3) 3. OTHER INFORMATIONAgreements, arrangements or understandings relating to options or derivativesFull details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Date of disclosure 15-Nov-2007Contact name Collins, CarolynTelephone number 44 20 7888 0241Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 6) ADVISOR NotesThe Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at http://www.thetakeoverpanel.org.uk/. This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto