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EPT Disclosure

11th Sep 2008 10:52

RNS Number : 2145D
Macquarie Group Limited
11 September 2008
 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
 
 
1. KEY INFORMATION
 

Name of exempt principal trader
Macquarie Capital Securities (Australia) Limited
Company dealt in
BHP Billiton Limited
Class of relevant security to which the dealings being disclosed relate(Note 1)
Ordinary shares ISIN: AU000000BHP4
 
Date of dealing
10 September 2008
 
 
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
 
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
 

 
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
 
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
0 0%
0 0%
 
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
 

Class of relevant security:
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
 
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
 
 
 
(c) Rights to subscribe (Note 2)
 

Class of relevant security:
 
Details
Ordinary shares
 
ISIN: AU000000BHP4
 
3. DEALINGS (Note 3)
 
(a) Purchases and sales
 

Purchase/sale
 
Number of securities
Price per unit (Note 4)
See Annexure A
 
 
 
 
(b) Derivatives transactions (other than options)
 

Product name,
e.g. CFD
Long/short (Note 5)
Number of securities (Note 6)
Price per unit (Note 4)
 
 
 
 
 
 
 
 
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
 

Product name,
e.g. call option
 
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 6)
Exercise
price
Type, e.g. American, European etc.
Expiry
date
Option money
paid/received per unit (Note 4)
 
 
 
 
 
 
 
 
 
(ii) Exercising
 

Product name, e.g. call option
Number of securities
Exercise price per unit (Note 4)
 
 
 
 
 
 
(d) Other dealings (including new securities) (Note 3)
 

Nature of transaction (Note 7)
 
Details
Price per unit (if applicable)(Note 4)
 
 
 
 
 
 
 
 
 
4. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 
 
 
 
 
 
Is a Supplemental Form 38.5(b) attached? (Note 8) YES
 
 

Date of disclosure
11 September 2008
Contact name
Johanna Uy
Telephone number
+44 (0) 2030374339
Name of offeree/offeror with which connected
Rio Tinto Plc
Nature of connection (Note 9)
Connected principal trader
 
 
Notes
 
The Notes on Form 38.5(b) can be viewed on the Takeover Panel’s website at www.thetakeoverpanel.org.uk
 

Annexure A:

Buy = 745570 Sell = 745570

BHP

Purchase

40000

34.11

BHP

Purchase

30000

34.11

BHP

Purchase

50000

34.09

BHP

Purchase

50000

34.18

BHP

Purchase

60000

34.165

BHP

Purchase

30000

34.3

BHP

Purchase

50000

34.3

BHP

Purchase

60000

34.415

BHP

Purchase

50000

34.55

BHP

Purchase

100000

34.46

BHP

Purchase

80000

34.47

BHP

Purchase

50000

34.41

BHP

Purchase

90000

34.42

BHP

Purchase

5570

34.45

745570

BHP

Sale

4131

34.1

BHP

Sale

1999

34.1

BHP

Sale

518

34.1

BHP

Sale

5556

34.1

BHP

Sale

80

34.1

BHP

Sale

150

34.1

BHP

Sale

30

34.1

BHP

Sale

600

34.1

BHP

Sale

1470

34.1

BHP

Sale

500

34.1

BHP

Sale

150

34.1

BHP

Sale

90

34.1

BHP

Sale

500

34.1

BHP

Sale

500

34.1

BHP

Sale

289

34.1

BHP

Sale

1

34.1

BHP

Sale

1

34.1

BHP

Sale

150

34.1

BHP

Sale

1000

34.1

BHP

Sale

1785

34.1

BHP

Sale

680

34.1

BHP

Sale

810

34.1

BHP

Sale

10000

34.1

BHP

Sale

897

34.1

BHP

Sale

2400

34.1

BHP

Sale

213

34.1

BHP

Sale

35000

34.12

BHP

Sale

213

34.08

BHP

Sale

98

34.08

BHP

Sale

300

34.08

BHP

Sale

1000

34.08

BHP

Sale

400

34.08

BHP

Sale

400

34.08

BHP

Sale

700

34.08

BHP

Sale

25

34.08

BHP

Sale

191

34.08

BHP

Sale

576

34.08

BHP

Sale

150

34.08

BHP

Sale

2200

34.08

BHP

Sale

2856

34.08

BHP

Sale

891

34.08

BHP

Sale

3156

34.08

BHP

Sale

1087

34.08

BHP

Sale

733

34.08

BHP

Sale

5000

34.08

BHP

Sale

24

34.08

BHP

Sale

181

34.08

BHP

Sale

300

34.08

BHP

Sale

8

34.08

BHP

Sale

800

34.08

BHP

Sale

700

34.08

BHP

Sale

25

34.08

BHP

Sale

140

34.08

BHP

Sale

1000

34.08

BHP

Sale

600

34.08

BHP

Sale

6246

34.08

BHP

Sale

500

34.1

BHP

Sale

469

34.11

BHP

Sale

400

34.11

BHP

Sale

802

34.11

BHP

Sale

700

34.11

BHP

Sale

300

34.11

BHP

Sale

300

34.11

BHP

Sale

1100

34.11

BHP

Sale

100

34.11

BHP

Sale

1000

34.11

BHP

Sale

1034

34.11

BHP

Sale

2897

34.11

BHP

Sale

500

34.11

BHP

Sale

1

34.11

BHP

Sale

397

34.11

BHP

Sale

90

34.11

BHP

Sale

2463

34.11

BHP

Sale

9

34.11

BHP

Sale

758

34.11

BHP

Sale

2300

34.11

BHP

Sale

2000

34.11

BHP

Sale

300

34.11

BHP

Sale

2080

34.11

BHP

Sale

1021

34.14

BHP

Sale

300

34.14

BHP

Sale

100

34.14

BHP

Sale

30

34.14

BHP

Sale

2699

34.14

BHP

Sale

100

34.14

BHP

Sale

754

34.14

BHP

Sale

125

34.14

BHP

Sale

75

34.14

BHP

Sale

3000

34.14

BHP

Sale

1796

34.14

BHP

Sale

10000

34.15

BHP

Sale

10000

34.2

BHP

Sale

10000

34.2

BHP

Sale

725

34.2

BHP

Sale

564

34.2

BHP

Sale

1987

34.2

BHP

Sale

6724

34.2

BHP

Sale

10000

34.2

BHP

Sale

274

34.18

BHP

Sale

731

34.18

BHP

Sale

2000

34.18

BHP

Sale

6995

34.18

BHP

Sale

15000

34.15

BHP

Sale

1000

34.15

BHP

Sale

1000

34.15

BHP

Sale

300

34.15

BHP

Sale

134

34.15

BHP

Sale

200

34.15

BHP

Sale

143

34.15

BHP

Sale

1000

34.15

BHP

Sale

25

34.15

BHP

Sale

98

34.15

BHP

Sale

500

34.15

BHP

Sale

300

34.15

BHP

Sale

1000

34.15

BHP

Sale

2119

34.15

BHP

Sale

150

34.15

BHP

Sale

900

34.15

BHP

Sale

1131

34.15

BHP

Sale

3834

34.15

BHP

Sale

4000

34.15

BHP

Sale

5000

34.15

BHP

Sale

1720

34.15

BHP

Sale

200

34.15

BHP

Sale

150

34.15

BHP

Sale

96

34.15

BHP

Sale

1783

34.3

BHP

Sale

200

34.3

BHP

Sale

50

34.3

BHP

Sale

7967

34.3

BHP

Sale

10000

34.3

BHP

Sale

57

34.3

BHP

Sale

45

34.3

BHP

Sale

500

34.3

BHP

Sale

500

34.3

BHP

Sale

150

34.3

BHP

Sale

500

34.3

BHP

Sale

1

34.3

BHP

Sale

133

34.3

BHP

Sale

100

34.3

BHP

Sale

450

34.3

BHP

Sale

55

34.3

BHP

Sale

1000

34.3

BHP

Sale

150

34.3

BHP

Sale

1000

34.3

BHP

Sale

53

34.3

BHP

Sale

125

34.3

BHP

Sale

21

34.3

BHP

Sale

50

34.3

BHP

Sale

100

34.3

BHP

Sale

250

34.3

BHP

Sale

2000

34.3

BHP

Sale

2760

34.3

BHP

Sale

1424

34.3

BHP

Sale

100

34.3

BHP

Sale

37

34.3

BHP

Sale

600

34.3

BHP

Sale

900

34.3

BHP

Sale

6939

34.3

BHP

Sale

1450

34.3

BHP

Sale

6

34.3

BHP

Sale

100

34.3

BHP

Sale

435

34.3

BHP

Sale

300

34.3

BHP

Sale

1236

34.3

BHP

Sale

5000

34.3

BHP

Sale

132

34.3

BHP

Sale

15

34.3

BHP

Sale

480

34.3

BHP

Sale

236

34.3

BHP

Sale

500

34.3

BHP

Sale

100

34.3

BHP

Sale

10

34.3

BHP

Sale

135

34.3

BHP

Sale

150

34.3

BHP

Sale

400

34.3

BHP

Sale

9315

34.3

BHP

Sale

3240

34.3

BHP

Sale

300

34.3

BHP

Sale

200

34.3

BHP

Sale

20

34.3

BHP

Sale

509

34.3

BHP

Sale

1000

34.3

BHP

Sale

2000

34.3

BHP

Sale

300

34.3

BHP

Sale

2400

34.3

BHP

Sale

31

34.3

BHP

Sale

580

34.32

BHP

Sale

590

34.32

BHP

Sale

500

34.32

BHP

Sale

4255

34.32

BHP

Sale

1000

34.32

BHP

Sale

298

34.32

BHP

Sale

300

34.32

BHP

Sale

2477

34.32

BHP

Sale

70

34.35

BHP

Sale

21

34.35

BHP

Sale

19

34.35

BHP

Sale

300

34.35

BHP

Sale

700

34.35

BHP

Sale

218

34.35

BHP

Sale

7

34.35

BHP

Sale

8

34.35

BHP

Sale

2000

34.35

BHP

Sale

1900

34.35

BHP

Sale

400

34.35

BHP

Sale

1000

34.35

BHP

Sale

813

34.35

BHP

Sale

2000

34.35

BHP

Sale

544

34.35

BHP

Sale

620

34.35

BHP

Sale

2

34.35

BHP

Sale

1000

34.35

BHP

Sale

580

34.35

BHP

Sale

150

34.35

BHP

Sale

1000

34.35

BHP

Sale

150

34.35

BHP

Sale

6498

34.35

BHP

Sale

1

34.38

BHP

Sale

100

34.38

BHP

Sale

128

34.38

BHP

Sale

300

34.38

BHP

Sale

290

34.38

BHP

Sale

440

34.38

BHP

Sale

200

34.38

BHP

Sale

5000

34.38

BHP

Sale

3541

34.38

BHP

Sale

24324

34.47

BHP

Sale

1000

34.47

BHP

Sale

7

34.47

BHP

Sale

125

34.47

BHP

Sale

16

34.47

BHP

Sale

1000

34.47

BHP

Sale

30

34.47

BHP

Sale

100

34.47

BHP

Sale

60

34.47

BHP

Sale

8

34.47

BHP

Sale

2402

34.47

BHP

Sale

928

34.47

BHP

Sale

131

34.55

BHP

Sale

1500

34.55

BHP

Sale

300

34.55

BHP

Sale

400

34.55

BHP

Sale

67

34.55

BHP

Sale

2000

34.55

BHP

Sale

285

34.55

BHP

Sale

5317

34.55

BHP

Sale

5892

34.55

BHP

Sale

4108

34.55

BHP

Sale

10000

34.55

BHP

Sale

892

34.55

BHP

Sale

1252

34.55

BHP

Sale

136

34.55

BHP

Sale

1

34.55

BHP

Sale

80

34.55

BHP

Sale

300

34.55

BHP

Sale

7339

34.55

BHP

Sale

200

34.55

BHP

Sale

35

34.55

BHP

Sale

9765

34.55

BHP

Sale

1357

34.55

BHP

Sale

250

34.55

BHP

Sale

5000

34.55

BHP

Sale

145

34.55

BHP

Sale

575

34.55

BHP

Sale

250

34.55

BHP

Sale

80

34.55

BHP

Sale

8

34.55

BHP

Sale

100

34.55

BHP

Sale

26

34.55

BHP

Sale

250

34.55

BHP

Sale

63

34.55

BHP

Sale

1

34.46

BHP

Sale

760

34.46

BHP

Sale

5929

34.46

BHP

Sale

1000

34.46

BHP

Sale

50

34.46

BHP

Sale

1500

34.46

BHP

Sale

760

34.46

BHP

Sale

26

34.46

BHP

Sale

1000

34.46

BHP

Sale

717

34.46

BHP

Sale

2230

34.46

BHP

Sale

650

34.46

BHP

Sale

30

34.46

BHP

Sale

4000

34.46

BHP

Sale

300

34.46

BHP

Sale

1000

34.46

BHP

Sale

1000

34.46

BHP

Sale

943

34.46

BHP

Sale

244

34.45

BHP

Sale

500

34.45

BHP

Sale

2500

34.45

BHP

Sale

18

34.45

BHP

Sale

1000

34.45

BHP

Sale

500

34.45

BHP

Sale

197

34.45

BHP

Sale

20

34.45

BHP

Sale

300

34.45

BHP

Sale

1000

34.45

BHP

Sale

3721

34.45

BHP

Sale

10000

34.45

BHP

Sale

50000

34.45

BHP

Sale

2043

34.5

BHP

Sale

43

34.5

BHP

Sale

1864

34.5

BHP

Sale

894

34.5

BHP

Sale

72

34.5

BHP

Sale

2260

34.5

BHP

Sale

833

34.5

BHP

Sale

100

34.5

BHP

Sale

1386

34.5

BHP

Sale

290

34.5

BHP

Sale

215

34.5

BHP

Sale

10000

34.5

BHP

Sale

6350

34.5

BHP

Sale

3650

34.5

BHP

Sale

5745

34.5

BHP

Sale

200

34.5

BHP

Sale

100

34.5

BHP

Sale

1296

34.5

BHP

Sale

1264

34.5

BHP

Sale

154

34.5

BHP

Sale

557

34.5

BHP

Sale

312

34.45

BHP

Sale

350

34.45

BHP

Sale

6800

34.45

BHP

Sale

435

34.45

BHP

Sale

580

34.45

BHP

Sale

400

34.45

BHP

Sale

150

34.45

BHP

Sale

200

34.45

BHP

Sale

200

34.45

BHP

Sale

100

34.45

BHP

Sale

1000

34.45

BHP

Sale

157

34.45

BHP

Sale

768

34.42

BHP

Sale

29

34.42

BHP

Sale

203

34.42

BHP

Sale

448

34.42

BHP

Sale

1000

34.42

BHP

Sale

7552

34.42

BHP

Sale

409

34.45

BHP

Sale

289

34.45

BHP

Sale

3058

34.43

BHP

Sale

300

34.43

BHP

Sale

1129

34.43

BHP

Sale

290

34.43

BHP

Sale

1000

34.43

BHP

Sale

2000

34.43

BHP

Sale

2223

34.43

BHP

Sale

500

34.45

BHP

Sale

1810

34.45

BHP

Sale

856

34.45

BHP

Sale

1412

34.45

BHP

Sale

2335

34.45

BHP

Sale

1000

34.45

BHP

Sale

72

34.45

BHP

Sale

150

34.45

BHP

Sale

1167

34.45

BHP

Sale

77

34.41

BHP

Sale

12

34.41

BHP

Sale

738

34.41

BHP

Sale

4217

34.41

BHP

Sale

30

34.41

BHP

Sale

100

34.41

BHP

Sale

20

34.41

BHP

Sale

738

34.41

BHP

Sale

4

34.41

BHP

Sale

4

34.41

BHP

Sale

76

34.41

BHP

Sale

151

34.41

BHP

Sale

19

34.41

BHP

Sale

1181

34.41

BHP

Sale

132

34.41

BHP

Sale

26

34.41

BHP

Sale

81

34.41

BHP

Sale

2394

34.41

BHP

Sale

3125

34.41

BHP

Sale

61

34.41

BHP

Sale

45

34.41

BHP

Sale

1101

34.41

BHP

Sale

275

34.41

BHP

Sale

1767

34.41

BHP

Sale

328

34.41

BHP

Sale

800

34.41

BHP

Sale

200

34.41

BHP

Sale

15

34.41

BHP

Sale

835

34.41

BHP

Sale

10000

34.41

BHP

Sale

24

34.41

BHP

Sale

28

34.41

BHP

Sale

41

34.41

BHP

Sale

304

34.41

BHP

Sale

3766

34.41

BHP

Sale

30

34.41

BHP

Sale

3

34.41

BHP

Sale

3

34.41

BHP

Sale

24

34.41

BHP

Sale

68

34.41

BHP

Sale

1274

34.41

BHP

Sale

1197

34.41

BHP

Sale

144

34.41

BHP

Sale

21

34.41

BHP

Sale

300

34.41

BHP

Sale

347

34.41

BHP

Sale

82

34.41

BHP

Sale

63

34.41

BHP

Sale

20

34.41

BHP

Sale

100

34.41

BHP

Sale

2558

34.41

BHP

Sale

2222

34.42

BHP

Sale

300

34.42

BHP

Sale

250

34.42

BHP

Sale

500

34.42

BHP

Sale

222

34.42

BHP

Sale

22

34.42

BHP

Sale

2500

34.42

BHP

Sale

2500

34.42

BHP

Sale

80

34.42

BHP

Sale

1404

34.42

BHP

Sale

856

34.45

BHP

Sale

653

34.45

BHP

Sale

3061

34.45

BHP

Sale

1000

34.45

BHP

Sale

776

34.41

BHP

Sale

4150

34.41

BHP

Sale

1104

34.41

BHP

Sale

515

34.41

BHP

Sale

263

34.41

BHP

Sale

1000

34.41

BHP

Sale

2192

34.41

BHP

Sale

9710

34.4

BHP

Sale

290

34.4

BHP

Sale

271

34.41

BHP

Sale

500

34.41

BHP

Sale

9229

34.41

BHP

Sale

2102

34.42

BHP

Sale

7263

34.42

BHP

Sale

100

34.42

BHP

Sale

30

34.42

BHP

Sale

505

34.42

BHP

Sale

10000

34.42

BHP

Sale

153

34.42

BHP

Sale

37

34.42

BHP

Sale

435

34.42

BHP

Sale

100

34.42

BHP

Sale

100

34.42

BHP

Sale

2500

34.42

BHP

Sale

3000

34.42

BHP

Sale

66

34.42

BHP

Sale

48

34.42

BHP

Sale

2308

34.42

BHP

Sale

1091

34.42

BHP

Sale

162

34.42

BHP

Sale

4026

34.44

BHP

Sale

4001

34.44

BHP

Sale

1197

34.44

BHP

Sale

28

34.44

BHP

Sale

9

34.44

BHP

Sale

19

34.44

BHP

Sale

585

34.44

BHP

Sale

135

34.44

BHP

Sale

19

34.43

BHP

Sale

909

34.43

BHP

Sale

3180

34.43

BHP

Sale

300

34.43

BHP

Sale

100

34.43

BHP

Sale

4159

34.43

BHP

Sale

621

34.43

BHP

Sale

712

34.43

BHP

Sale

1855

34.44

BHP

Sale

150

34.44

BHP

Sale

100

34.44

BHP

Sale

500

34.44

BHP

Sale

19

34.44

BHP

Sale

150

34.44

BHP

Sale

3000

34.44

BHP

Sale

500

34.44

BHP

Sale

190

34.44

BHP

Sale

78

34.44

BHP

Sale

1653

34.44

BHP

Sale

302

34.44

BHP

Sale

83

34.44

BHP

Sale

35

34.44

BHP

Sale

62

34.44

BHP

Sale

1323

34.44

BHP

Sale

1051

34.41

745570

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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