22nd Apr 2008 10:23
Deutsche Bank AG22 April 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Deutsche Securities Australia Limited Company dealt in Rio Tinto Limited Class of relevant security to which the Ordinarydealings being disclosed relate (Note 1) Date of dealing 21/04/2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number Number (%) (%) (1) Relevant securities 432,048 -2,011,631 0.09% -0.44 (2) Derivatives (other than options) 1,325,555 -562,196 0.29% -0.12 (3) Options and agreements to purchase/sell 1,518,000 -825,000 0.33% -0.18 Total 3,275,603 -3,398,827 0.72% -0.74 (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) AUD $Purchase 4 139.94Purchase 16491 142.72Purchase 100 142.74Purchase 348 142.81Purchase 453 142.82Purchase 48 142.83Purchase 775 142.84Purchase 362 142.85Purchase 1080 142.86Purchase 363 142.87Purchase 725 142.88Purchase 1166 142.89Purchase 1482 142.90Purchase 720 142.91Purchase 1500 142.92Purchase 871 142.93Purchase 3294 142.94Purchase 2541 142.95Purchase 1840 142.96Purchase 6647 142.97Purchase 2287 142.98Purchase 6655 142.99Purchase 10398 143.00Purchase 864 143.01Purchase 1694 143.02Purchase 1865 143.03Purchase 5808 143.04Purchase 756 143.05Purchase 2215 143.06Purchase 1129 143.07Purchase 1511 143.08Purchase 266 143.09Purchase 4418 143.10Purchase 4725 143.11Purchase 3773 143.12Purchase 1277 143.13Purchase 1614 143.14Purchase 135 143.15Purchase 2351 143.16Purchase 1449 143.17Purchase 1022 143.18Purchase 1809 143.19Purchase 2170 143.20Purchase 902 143.21Purchase 1812 143.22Purchase 813 143.23Purchase 726 143.24Purchase 5606 143.25Purchase 3750 143.26Purchase 1812 143.27Purchase 792 143.28Purchase 5274 143.29Purchase 4021 143.30Purchase 445 143.31Purchase 740 143.32Purchase 725 143.33Purchase 1237 143.34Purchase 519 143.35Purchase 485 143.36Purchase 4278 143.37Purchase 3494 143.38Purchase 4574 143.39Purchase 794 143.40Purchase 409 143.41Purchase 36 143.42Purchase 726 143.43Purchase 725 143.45Purchase 924 143.46Purchase 362 143.47Purchase 724 143.48Purchase 2404 143.49Purchase 9788 143.50Purchase 1667 143.51Purchase 325 143.52Purchase 2222 143.52Purchase 2136 143.53Purchase 6615 143.54Purchase 2822 143.55Purchase 1147 143.56Purchase 11300 143.57Purchase 573 143.58Purchase 1189 143.59Purchase 4555 143.60Purchase 761 143.61Purchase 725 143.62Purchase 2536 143.63Purchase 1630 143.64Purchase 1813 143.65Purchase 428 143.66Purchase 306 143.67Purchase 724 143.67Purchase 1451 143.68Purchase 1055 143.69Purchase 1470 143.70Purchase 176 143.71Purchase 2362 143.72Purchase 363 143.73Purchase 362 143.74Purchase 1924 143.77Purchase 139 143.78Purchase 586 143.79Purchase 500 143.88Purchase 363 143.88Purchase 248 143.91Purchase 363 144.39Purchase 62 144.49Purchase 3938 144.50Purchase 717 144.55Purchase 8000 144.77TOTAL PURCHASE 227,451Sale 4 139.94Sale 66 142.81Sale 72 142.85Sale 355 142.86Sale 222 142.87Sale 487 142.91Sale 1658 142.92Sale 1586 142.93Sale 69 142.94Sale 2616 142.95Sale 482 142.96Sale 765 142.97Sale 558 142.98Sale 542 142.99Sale 672 143.00Sale 139 143.01Sale 472 143.02Sale 134 143.03Sale 2548 143.04Sale 69 143.05Sale 52 143.06Sale 187 143.07Sale 17 143.09Sale 611 143.10Sale 47 143.12Sale 28 143.13Sale 36 143.14Sale 29 143.15Sale 128 143.16Sale 4036 143.17Sale 71 143.18Sale 85 143.19Sale 46 143.21Sale 172 143.22Sale 31 143.24Sale 245 143.29Sale 902 143.30Sale 18 143.34Sale 700 143.38Sale 258 143.40Sale 28 143.42Sale 5000 143.44Sale 1732 143.49Sale 465 143.51Sale 10 143.54Sale 3025 143.55Sale 567 143.56Sale 74 143.60Sale 20 143.62Sale 29 143.65Sale 200 143.66Sale 617 143.67Sale 310 143.68Sale 150 143.69Sale 200 143.70Sale 186 143.72Sale 139 143.73Sale 68 143.75Sale 3013 143.76Sale 11 143.77Sale 139 143.78Sale 2100 143.80Sale 59 143.88Sale 51 144.29Sale 5129 144.35Sale 871 144.37Sale 6 144.39Sale 62 144.49Sale 15100 144.55Sale 5320 144.60Sale 300 144.61Sale 380 144.65Sale 69 144.68Sale 11184 144.76Sale 8000 144.77Sale 561 144.78Sale 255 144.79Sale 7000 144.80TOTAL SALES 93,645 (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4)e.g. CFD AUD $CFD Long 4 139.94CFD Long 66 142.81CFD Long 72 142.85CFD Long 355 142.86CFD Long 222 142.87CFD Long 487 142.91CFD Long 1658 142.92CFD Long 1586 142.93CFD Long 69 142.94CFD Long 2616 142.95CFD Long 482 142.96CFD Long 765 142.97CFD Long 558 142.98CFD Long 542 142.99CFD Long 672 143.00CFD Long 139 143.01CFD Long 472 143.02CFD Long 134 143.03CFD Long 48 143.04CFD Long 69 143.05CFD Long 52 143.06CFD Long 187 143.07CFD Long 17 143.09CFD Long 611 143.10CFD Long 47 143.12CFD Long 28 143.13CFD Long 36 143.14CFD Long 29 143.15CFD Long 128 143.16CFD Long 36 143.17CFD Long 71 143.18CFD Long 85 143.19CFD Long 46 143.21CFD Long 172 143.22CFD Long 31 143.24CFD Long 245 143.29CFD Long 18 143.34CFD Long 700 143.38CFD Long 5000 143.44CFD Long 74 143.60CFD Long 20 143.62CFD Long 29 143.65CFD Long 200 143.66CFD Long 617 143.67CFD Long 310 143.68CFD Long 150 143.69CFD Long 200 143.70CFD Long 186 143.72CFD Long 139 143.73CFD Long 68 143.75CFD Long 11 143.77CFD Long 139 143.78CFD Long 2100 143.80CFD Long 59 143.88CFD Long 51 144.29CFD Long 6 144.39CFD Long 62 144.49CFD Long 100 144.55CFD Long 69 144.68CFD Short 4 139.94CFD Short 100 142.74CFD Short 48 142.83CFD Short 50 142.84CFD Short 24 142.94CFD Short 4 142.95CFD Short 40 142.96CFD Short 548 142.97CFD Short 100 142.98CFD Short 247 143.01CFD Short 500 143.06CFD Short 500 143.12CFD Short 100 143.13CFD Short 296 143.18CFD Short 185 143.21CFD Short 87 143.23CFD Short 70 143.25CFD Short 26 143.26CFD Short 64 143.28CFD Short 227 143.29CFD Short 44 143.30CFD Short 82 143.31CFD Short 15 143.32CFD Short 150 143.34CFD Short 19 143.35CFD Short 122 143.36CFD Short 91 143.37CFD Short 26 143.38CFD Short 78 143.39CFD Short 69 143.40CFD Short 47 143.41CFD Short 36 143.42CFD Short 14 143.49CFD Short 214 143.50CFD Short 23 143.51CFD Short 325 143.52CFD Short 163 143.52CFD Short 323 143.53CFD Short 1770 143.54CFD Short 71 143.55CFD Short 275 143.56CFD Short 487 143.57CFD Short 291 143.58CFD Short 35 143.61CFD Short 179 143.64CFD Short 66 143.66CFD Short 306 143.67CFD Short 500 143.88 (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 6) price European etc. date paid/received per unit (Note 4) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 22/04/2008 Contact name Kelly-Jade Ledwich Telephone number 020 7545 7804 Name of offeree/offeror with which connected Rio Tinto plcNature of connection (Note 9) Connected Advisor to Offeree Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto